KELSO & COMPANY, L.P.
Adviser information for KELSO & COMPANY, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 60 |
|---|---|
| Investment Advisory/Research | 37 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 49 | $16.6B |
| Non-Discretionary | 0 | $0 |
| Total | 49 | $16.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 49 | $16.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesINVESTMENT FEES, MONITORING FEES AND OTHER SIMILAR FEES. |
Identifiers
| SEC RIA File Number | 801-73793 |
|---|---|
| SEC ERA File Number | 801-73793 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131471 |
| Legal Entity Identifier | 549300EBKUM8FUFMT235 |
Principal Office
299 PARK AVENUE30TH FL
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 212-350-7700, Fax: None
Chief Compliance Officer
WILLIAM WOO
MANAGING DIRECTOR & GENERAL COUNSEL
299 PARK AVENUE
30TH FL
NEW YORK
NY
United States
Tel:
212-350-7700
W***@********M
(Full email address available in API data)
Regulatory Contact
LAUREN E. HAAG
VICE PRESIDENT - LEGAL & COMPLIANCE
299 PARK AVENUE
30TH FL
NEW YORK
NY
United States
Tel:
212-350-7700
L****@********M
(Full email address available in API data)
Industry Affiliates
| KELSO GP IX (INTERNATIONAL) L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KELSO GP IX, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KELSO GP VII, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KELSO GP VIII (CAYMAN) L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KELSO GP VIII, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KELSO GP X (INTERNATIONAL), L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KELSO GP X, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KELSO GP XI, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KEP VI (CAYMAN) GP LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KIA X (IFS) GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BRADYIFS BLOCKER HOLDINGS, L.P. | Private Equity Fund | $98.3M | $0.0M | 2 |
| K-P CO-INVESTMENT, L.P. | Private Equity Fund | $168.6M | $0.0M | 3 |
| K-P HOLDING 2, L.P. | Private Equity Fund | $1.4M | $0.0M | 2 |
| K-P HOLDING 3, L.P. | Private Equity Fund | $0.7M | $0.0M | 2 |
| K-P HOLDING, L.P. | Private Equity Fund | $2.1M | $0.0M | 3 |
| KELSO BADGER CO-INVESTMENT, L.P. | Private Equity Fund | $32.7M | $0.0M | 3 |
| KELSO BREATHE INVESTOR (DE) 2, L.P. | Private Equity Fund | $574.7M | $0.0M | 6 |
| KELSO BREATHE INVESTOR (DE), L.P. | Private Equity Fund | $695.5M | $0.0M | 16 |
| KELSO BREATHE INVESTOR 2, L.P. | Private Equity Fund | $574.7M | $0.0M | 6 |
| KELSO BREATHE INVESTOR, L.P. | Private Equity Fund | $695.5M | $0.0M | 16 |
| KELSO FCH CO-INVESTMENT, L.P. | Private Equity Fund | $18.7M | $0.0M | 2 |
| KELSO HH CO-INVESTMENT, L.P. | Private Equity Fund | $76.6M | $0.0M | 20 |
| KELSO INVESTMENT ASSOCIATES IX, L.P. | Private Equity Fund | $1,417.5M | $10.0M | 125 |
| KELSO INVESTMENT ASSOCIATES VII, L.P. | Private Equity Fund | $5.4M | $10.0M | 138 |
| KELSO INVESTMENT ASSOCIATES VIII, L.P. | Private Equity Fund | $274.9M | $10.0M | 203 |
| KELSO INVESTMENT ASSOCIATES X, L.P. | Private Equity Fund | $4,726.8M | $10.0M | 149 |
| KELSO INVESTMENT ASSOCIATES XI, L.P. | Private Equity Fund | $3,500.7M | $10.0M | 180 |
| KELSO PARTNERS (BREATHE), L.P. | Private Equity Fund | $107.1M | $0.0M | 36 |
| KELSO PARTNERS (RSC), L.P. | Private Equity Fund | $91.5M | $0.0M | 48 |
| KELSO PARTNERS (WATERLOO), L.P. | Private Equity Fund | $32.4M | $0.0M | 53 |
| KELSO RANGER RSC INVESTOR, L.P. | Private Equity Fund | $451.5M | $0.0M | 5 |
| KELSO RSC CO-INVESTMENT, L.P. | Private Equity Fund | $58.4M | $0.0M | 7 |
| KELSO WATCHTOWER CO-INVESTMENT (DE), L.P. | Private Equity Fund | $142.7M | $0.0M | 9 |
| KELSO WATCHTOWER CO-INVESTMENT, L.P. | Private Equity Fund | $228.9M | $0.0M | 8 |
| KELSO X IFS CO-INVESTMENT, L.P. | Private Equity Fund | $74.1M | $0.0M | 2 |
| KELSO X PIE CO-INVESTMENT, L.P. | Private Equity Fund | $259.4M | $0.0M | 23 |
| KELSO X RSC CO-INVESTMENT, L.P. | Private Equity Fund | $583.5M | $0.0M | 16 |
| KELSO XI HEIGHTS CO-INVESTMENT (DE), L.P. | Private Equity Fund | $232.4M | $0.0M | 37 |
| KELSO XI HEIGHTS CO-INVESTMENT, L.P. | Private Equity Fund | $232.4M | $0.0M | 37 |
| KELSO XI INDIGO CO-INVESTMENT II, L.P. | Private Equity Fund | $38.6M | $0.0M | 5 |
| KELSO XI INDIGO CO-INVESTMENT, L.P. | Private Equity Fund | $66.9M | $0.0M | 8 |
| KELSO XI TAILWIND CO-INVESTMENT (DE), L.P. | Private Equity Fund | $117.5M | $0.0M | 7 |
| KELSO XI TAILWIND CO-INVESTMENT, L.P. | Private Equity Fund | $77.4M | $0.0M | 22 |
| KEP VI AIV (ZMWYHO), LLC | Private Equity Fund | $0.1M | $0.0M | 3 |
| KEP VI, LLC | Private Equity Fund | $699.2M | $0.0M | 160 |
| KEP X, LLC | Private Equity Fund | $519.2M | $0.0M | 112 |
| KEP XI, LLC | Private Equity Fund | $452.4M | $0.0M | 101 |
| KIA IX (RANGER) INVESTOR, L.P. | Private Equity Fund | $19.8M | $0.0M | 6 |
| KIA IX (ZM) INVESTOR, L.P. | Private Equity Fund | $0.5M | $0.0M | 4 |
| KIA X (BADGER) INVESTOR, L.P. | Private Equity Fund | $0.5M | $0.0M | 5 |
| KIA X (RSC) INVESTOR, L.P. | Private Equity Fund | $12.3M | $0.0M | 5 |
| KIA XI WATERLOO SPV (DE), L.P. | Private Equity Fund | $386.7M | $0.0M | 8 |
| KIA XI WATERLOO SPV, L.P. | Private Equity Fund | $386.7M | $0.0M | 8 |
| KSN FUND IX, L.P. | Private Equity Fund | $47.3M | $0.0M | 67 |
| KSN FUND X, L.P. | Private Equity Fund | $85.8M | $0.0M | 78 |
| KSN FUND XI, L.P. | Private Equity Fund | $62.3M | $0.0M | 77 |
| WILLIAM HOLDING 1, L.P. | Private Equity Fund | $125.5M | $0.0M | 3 |
| WILLIAM HOLDING 2, L.P. | Private Equity Fund | $2.8M | $0.0M | 3 |
| WILLIAM HOLDING 3, L.P. | Private Equity Fund | $14.3M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELSO & COMPANIES, INC. | Domestic Entity | – | LIMITED PARTNER | 03/2021 | 10-25% |
| CONNORS, JAMES, J | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 12/2011 | < 5% |
| NICKELL, FRANK, TEMPLETON | Individual | KELSO & COMPANIES, INC. | SHAREHOLDER | 03/1989 | 25-50% |
| BERNEY, PHILIP, EDWARD | Individual | – | LIMITED PARTNER, MANAGING DIRECTOR AND CHAIRMAN | 03/2023 | < 5% |
| LOVERRO, FRANK, JOHN | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICER | 01/2016 | < 5% |
| ALEXANDER, ANNA, LYNN | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2014 | < 5% |
| BYNUM, FRANK, KITCHELL | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2014 | < 5% |
| COLLINS, CHRISTOPHER, LAWRENCE | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICER | 03/2023 | < 5% |
| MATLIN, HOWARD, A. | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2014 | < 5% |
| MOORE, CHURCH, MURDOCK | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2014 | < 5% |
| OSBORNE, STANLEY, DE JONGH | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2014 | < 5% |
| MATELICH, GEORGE, EDWARD | Individual | KELSO & COMPANIES, INC. | SHAREHOLDER | 01/2014 | 25-50% |
| WAHRHAFTIG, DAVID, IRA | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2014 | < 5% |
| ALEXIS HOLDING CORP. | Domestic Entity | – | LIMITED PARTNER | 01/2014 | < 5% |
| WALL, THOMAS, ROBERT | Individual | KELSO & COMPANIES, INC. | SHAREHOLDER | 01/2014 | 25-50% |
| GOLDBERG, MICHAEL, BRUCE | Individual | ALEXIS HOLDING CORP. | SHAREHOLDER | 12/1992 | > 75% |
| MANNIX, HENRY | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2015 | < 5% |
| NICKELL, FRANK, TEMPLETON | Individual | – | MANAGING DIRECTOR | 03/2023 | < 5% |
| MATELICH, GEORGE, EDWARD | Individual | – | MANAGING DIRECTOR | 01/2014 | < 5% |
| WALL, THOMAS, ROBERT | Individual | – | MANAGING DIRECTOR | 01/2014 | < 5% |
| GOLDBERG, MICHAEL, B | Individual | – | MANAGING DIRECTOR | 01/2014 | < 5% |
| DUTTON, STEPHEN, C | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 03/2016 | < 5% |
| EDGERTON, MATTHEW | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 03/2016 | < 5% |
| HUFNAGEL, ALEC, JACQUES | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2019 | < 5% |
| WOO, WILLIAM | Individual | – | LIMITED PARTNER, MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 05/2019 | < 5% |
| COHEN, DAVID, LAWRENCE | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 05/2019 | < 5% |
| NICHOLS, MICHAEL, P | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2020 | < 5% |
| KOPILAK, JOSEPH, MARC | Individual | – | LIMITED PARTNER, MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 04/2021 | < 5% |
| KELSO & COMPANY, LLC | Domestic Entity | – | GENERAL PARTNER | 03/2021 | < 5% |
| NEUMANN, BETH, GILMARTIN | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 05/2021 | < 5% |
| FRAYER, WILLIAM, CHARLES | Individual | – | LIMITED PARTNER AND MANAGING DIRECTOR | 01/2024 | < 5% |