MUDRICK CAPITAL
MUDRICK CAPITAL MANAGEMENT, LP Legal Name
Adviser information for MUDRICK CAPITAL last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 45 | $3.3B |
| Non-Discretionary | 0 | $0 |
| Total | 45 | $3.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 9 | $1.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 26 | $2.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $342.4M |
| State or municipal gov entities | <5 | $862.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 44 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
527 MADISON AVENUE6TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-747-9500, Fax: 646-747-9540
Chief Compliance Officer
JOHN OCALLAGHAN
527 MADISON AVENUE
6TH FLOOR
NEW YORK
NY
United States
Tel:
646-747-9510
Fax:
646-747-9540
J**********@*****************M
(Full email address available in API data)
Industry Affiliates
| MUDRICK DISTRESSED OPPORTUNITY 2020 DISLOCATION FUND GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUDRICK DISTRESSED OPPORTUNITY DRAWDOWN FUND GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUDRICK DISTRESSED OPPORTUNITY DRAWDOWN FUND II GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUDRICK DISTRESSED OPPORTUNITY SIF GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUDRICK GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUDRICK OPPORTUNITY CO-INVESTMENT FUND GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MUDRICK STRESSED CREDIT FUND GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MUDRICK CAV MASTER, LP | Hedge Fund | $138.3M | $0.1M | 12 |
| MUDRICK DISTRESSED OPPORTUNITY 2020 DISLOCATION FUND, L.P. | Hedge Fund | $125.7M | $5.0M | 67 |
| MUDRICK DISTRESSED OPPORTUNITY DRAWDOWN FUND II SC, L.P. | Hedge Fund | $45.7M | $5.0M | 36 |
| MUDRICK DISTRESSED OPPORTUNITY DRAWDOWN FUND II, LP | Hedge Fund | $393.0M | $5.0M | 70 |
| MUDRICK DISTRESSED OPPORTUNITY DRAWDOWN FUND, L.P. | Hedge Fund | $33.4M | $5.0M | 20 |
| MUDRICK DISTRESSED OPPORTUNITY FUND GLOBAL, L.P. | Hedge Fund | $690.3M | $1.0M | 292 |
| MUDRICK DISTRESSED OPPORTUNITY SIF MASTER FUND, L.P. | Hedge Fund | $103.3M | $1.0M | 2 |
| MUDRICK DISTRESSED OPPORTUNITY SPECIALTY FUND, L.P. | Hedge Fund | $4.9M | $1.0M | 3 |
| MUDRICK OPPORTUNITY CO-INVESTMENT FUND, LP | Hedge Fund | $9.3M | $5.0M | 2 |
| MUDRICK STRESSED CREDIT MASTER FUND, L.P. | Hedge Fund | $258.0M | $1.0M | 96 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPRINGER, GLENN, DAVID | Individual | – | CHIEF FINANCIAL OFFICER | 06/2009 | < 5% |
| MUDRICK, JASON, BEN | Individual | – | CHIEF INVESTMENT OFFICER & LIMITED PARTNER | 06/2009 | > 75% |
| MUDRICK CAPITAL MANAGEMENT, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2009 | < 5% |
| MUDRICK, JASON, BEN | Individual | MUDRICK CAPITAL MANAGEMENT, LLC | MANAGING MEMBER | 06/2009 | > 75% |
| OCALLAGHAN, JOHN, ALEXANDER | Individual | – | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & CORPORATE SECRETARY | 07/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 2U, INC. | NOTE 2.250% 5/0 | 89M | – | – |
| 2U, INC. | DEBT 4.500% 2/0 | 3M | – | – |
| GETAROUND INC COM | COM | 37K | 266K | – |
| GLOBALSTAR INC COM | COM | 36M | 32M | – |
| VERTICAL AEROSPACE LTD | W EXP 09/15/202 | 140K | 4M | – |
| VROOM INC | NOTE 0.75% 7/0 | 119M | – | – |