GRAND SLAM ASSET MANAGEMENT, LLC
Adviser information for GRAND SLAM ASSET MANAGEMENT, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $30.9M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $30.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 4 | $4.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $26.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73802 |
|---|---|
| SEC ERA File Number | 801-73802 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161122 |
| Legal Entity Identifier | 98450009F84U4CF62A46 |
Principal Office
600 SYLVAN AVESUITE 206
ENGLEWOOD CLIFFS
NJ
United States
Monday - Friday, 9:00-5:00
Tel: 2013464335, Fax: 855-346-4339
Websites
Chief Compliance Officer
ERIK VOLFING
COO, CFO
600 SYLVAN AVE
SUITE 206
ENGLEWOOD CLIFFS
NJ
United States
Tel:
2013464337
E***@***********M
(Full email address available in API data)
Regulatory Contact
MITCHELL SACKS
MR
600 SYLVAN AVE
SUITE 206
ENGLEWOOD CLIFFS
NJ
United States
Tel:
2013464335
M****@***********M
(Full email address available in API data)
Industry Affiliates
| GENERAL PARNER OF GRAND SLAM CAPITAL PARTNERS, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRAND SLAM CAPITAL PARNERS, LP | Hedge Fund | $26.0M | $0.5M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SACKS, MITCHELL, LESTER | Individual | – | CEO | 02/2001 | > 75% |
| VOLFING, ERIK, HENRIK | Individual | – | CFO, COO, CCO | 02/2011 | 10-25% |