BNP PARIBAS ASSET MANAGEMENT UK LIMITED
Adviser information for BNP PARIBAS ASSET MANAGEMENT UK LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 164 |
|---|---|
| Investment Advisory/Research | 79 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 102 | $51.6B |
| Non-Discretionary | 0 | $0 |
| Total | 102 | $51.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 78 | $34.8B |
| Pension and profit sharing plans | 6 | $1.4B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $4.2B |
| Sovereign wealth funds and foreign official institutions | 9 | $9.2B |
| Corporations or other businesses | <5 | $80.6M |
| Other | 6 | $1.9B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
5 ALDERMANBURY SQUARELONDON
United Kingdom
Monday - Friday, 9.00AM TO 5.00PM
Tel: 44 20 7063 7265, Fax: None
Websites
Chief Compliance Officer
TIMOTHY TROTTER
CCO, US REGULATORY MATTERS
1550 W. CORNELIA AVENUE
UNIT 305
CHICAGO
IL
United States
Tel:
(312) 714-4717
T**************@****************M
(Full email address available in API data)
Regulatory Contact
JONATHAN WARD
HEAD OF UK COMPLIANCE
5 ALDERMANBURY SQUARE
LONDON
United Kingdom
Tel:
442070637151
J************@*************M
(Full email address available in API data)
Industry Affiliates
| ALFRED BERG AM KAPITALFORVALTNING AS | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT BRAZIL LTDA | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT EUROPE | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT EUROPE, BELGIAN BRANCH | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT LUXEMBOURG | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT MALAYSIA SDN. BHD. | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT SINGAPORE LIMITED | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT USA, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BNP PARIBAS SA | Banking or thrift institution |
| BNP PARIBAS SECURITIES SERVICES | Banking or thrift institution |
| EXANE | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TEB PORTFOY YONETIMI A.S. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT HOLDING SA | Foreign Entity | – | SHAREHOLDER OF APPLICANT | 09/2004 | > 75% |
| BNP PARIBAS FORTIS SA | Foreign Entity | BNP PARIBAS ASSET MANAGEMENT HOLDING SA | SHAREHOLDER | 04/2010 | 25-50% |
| BNP PARIBAS SA | Foreign Entity | BNP PARIBAS ASSET MANAGEMENT HOLDING SA | SHAREHOLDER | 04/2009 | > 75% |
| HEEPS, IAIN | Individual | – | DEPUTY CHIEF EXECUTIVE OFFICER AND DIRECTOR | 05/2017 | < 5% |
| DAVIES, RICHARD, GUY | Individual | – | DIRECTOR | 06/2016 | < 5% |
| PATTISON, ALEXANDER, JOHN | Individual | – | HEAD OF LEGAL | 04/2016 | < 5% |
| TROTTER, TIMOTHY, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER, US REGULATORY MATTERS | 02/2019 | < 5% |
| LESAGE, CECILE, MARGUERITE VERONIQUE | Individual | – | DIRECTOR | 08/2018 | < 5% |
| VAN ZYL, JACQUES | Individual | – | HEAD OF FINANCE | 01/2019 | < 5% |
| WARD, JONATHAN, MARK | Individual | – | HEAD OF UK COMPLIANCE | 04/2020 | < 5% |
| Miners, Roger, Paul | Individual | – | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 07/2020 | < 5% |
| PIERRI, SANDRO, ALFREDO | Individual | – | DIRECTOR | 12/2021 | < 5% |
| Verstraeten, Anne Marie, Odile Albertine | Individual | – | DIRECTOR | 09/2023 | < 5% |