WATER STREET CAPITAL, INC.
Adviser information for WATER STREET CAPITAL, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $2.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73810 |
|---|---|
| SEC ERA File Number | 801-73810 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158133 |
| Legal Entity Identifier | None |
Principal Office
4306 PABLO OAKS COURTJACKSONVILLE
FL
United States
Monday - Friday, 8AM - 5PM
Tel: 904-355-5959, Fax: 904-359-2029
Websites
Chief Compliance Officer
JOHN A. ROGERS
4306 PABLO OAKS COURT
JACKSONVILLE
FL
United States
Tel:
904-355-5959
Fax:
904-355-0731
J******@************M
(Full email address available in API data)
Regulatory Contact
EDIE BEST
DEPUTY COMPLIANCE OFFICER
4306 PABLO OAKS COURT
JACKSONVILLE
FL
United States
Tel:
904-355-1721
Fax:
904-355-0731
E****@************M
(Full email address available in API data)
Industry Affiliates
| WS MANAGEMENT, LLLP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALEXANDER STREET PARTNERS, LTD | Hedge Fund | $838.1M | $1.0M | 3 |
| BAY STREET ASSOCIATES, LTD | Hedge Fund | $296.2M | $1.0M | 5 |
| POLAR FUND, LTD | Hedge Fund | $56.5M | $1.0M | 7 |
| PROSPECT STREET PARTNERS, LTD | Hedge Fund | $149.7M | $1.0M | 2 |
| WATER STREET PARTNERS, LTD | Hedge Fund | $724.3M | $1.0M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERG, GILCHRIST, BAKER | Individual | – | PRESIDENT | 07/1987 | > 75% |
| RESNICK, JOSHUA, DAVID | Individual | – | COO | 07/2021 | < 5% |
| ROGERS, JOHN, ANTHONY | Individual | – | CFO AND CCO | 03/2024 | < 5% |