FC CAPITAL MANAGEMENT LLC
Adviser information for FC CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMGENERAL PARTNER CARRIED INTEREST |
Identifiers
| SEC RIA File Number | 801-73815 |
|---|---|
| SEC ERA File Number | 801-73815 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161220 |
| Legal Entity Identifier | None |
Principal Office
525 NORTH TRYON STREETSUITE 1900
CHARLOTTE
NC
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 704-414-2880, Fax: 704-414-2881
Chief Compliance Officer
LORI SHELL
CCO & CFO
525 NORTH TRYON STREET
SUITE 1900
CHARLOTTE
NC
United States
Tel:
704-971-2295
Fax:
704-414-2881
L*****@*****************M
(Full email address available in API data)
Regulatory Contact
WHITNEY LANIER
DIRECTOR, COMPLIANCE & HR
525 NORTH TRYON STREET
SUITE 1900
CHARLOTTE
NC
United States
Tel:
704-970-2512
Fax:
704-414-2881
W******@*****************M
(Full email address available in API data)
Industry Affiliates
| FRONTIER III INVESTMENT GROUP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FRONTIER IV INVESTMENT GROUP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FRONTIER OPPORTUNITY FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FRONTIER V INVESTMENT GROUP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FRONTIER FUND III, L.P. | Private Equity Fund | $15.1M | $5.0M | 24 |
| FRONTIER FUND IV, L.P. | Private Equity Fund | $312.4M | $5.0M | 26 |
| FRONTIER FUND V-A, L.P. | Private Equity Fund | $688.7M | $5.0M | 33 |
| FRONTIER FUND V-B, L.P. | Private Equity Fund | $314.9M | $5.0M | 15 |
| FRONTIER OPPORTUNITY FUND-A, L.P. | Private Equity Fund | $87.3M | $5.0M | 22 |
| FRONTIER OPPORTUNITY FUND-B, L.P. | Private Equity Fund | $20.6M | $5.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDPARK LIMITED | Foreign Entity | – | MEMBER | 02/2012 | 25-50% |
| MACLEAN, RICHARD, THOMAS | Individual | – | MANAGING PARTNER | 10/1999 | 25-50% |
| SHELL, LORI, PHILLIPS | Individual | – | CCO & CFO | 09/2007 | < 5% |
| LINDNER, ANDREW, DAVID | Individual | – | MANAGING PARTNER | 07/1999 | 25-50% |
| THE USINA TRUST 3 | Foreign Entity | GOLDPARK LIMITED | OWNER | 02/2012 | > 75% |
| USINA HOLDINGS (PTC) LIMITED | Foreign Entity | THE USINA TRUST 3 | SOLE TRUSTEE | 02/2007 | > 75% |