FREEMAN SPOGLI & CO.
FREEMAN SPOGLI MANAGEMENT CO., L.P. Legal Name
Adviser information for FREEMAN SPOGLI & CO. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $5.9B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $5.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $5.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMCARRIED INTEREST |
Identifiers
| SEC RIA File Number | 801-73816 |
|---|---|
| SEC ERA File Number | 801-73816 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156819 |
| Legal Entity Identifier | None |
Principal Office
11100 SANTA MONICA BLVDSUITE 1900
LOS ANGELES
CA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 310-444-1822, Fax: 310-444-1871
Chief Compliance Officer
CHRISTOPHER M. IORILLO
CHIEF FINANCIAL OFFICER & CHIEF LEGAL OFFICER
11100 SANTA MONICA BLVD
SUITE 1900
LOS ANGELES
CA
United States
Tel:
310-444-1822
Fax:
310-444-1871
C*******@****************M
(Full email address available in API data)
Industry Affiliates
| FS CAPITAL PARTNERS V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FS CAPITAL PARTNERS VI, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FS CAPITAL PARTNERS VII, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FS CAPITAL PARTNERS VIII, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FS AFFILIATES IX, L.P. | Private Equity Fund | $39.9M | $0.3M | 26 |
| FS AFFILIATES V, L.P. | Private Equity Fund | $2.8M | $10.0M | 20 |
| FS AFFILIATES VI, L.P. | Private Equity Fund | $13.0M | $10.0M | 23 |
| FS AFFILIATES VII, L.P. | Private Equity Fund | $45.2M | $10.0M | 35 |
| FS AFFILIATES VIII, L.P. | Private Equity Fund | $105.0M | $10.0M | 36 |
| FS EQUITY PARTNERS IX, L.P. | Private Equity Fund | $778.6M | $10.0M | 42 |
| FS EQUITY PARTNERS V, L.P. | Private Equity Fund | $203.8M | $10.0M | 60 |
| FS EQUITY PARTNERS VI, L.P. | Private Equity Fund | $281.7M | $10.0M | 38 |
| FS EQUITY PARTNERS VII, L.P. | Private Equity Fund | $1,642.6M | $10.0M | 78 |
| FS EQUITY PARTNERS VIII, L.P. | Private Equity Fund | $2,786.2M | $10.0M | 126 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRUTOCAO, BRAD, JOSEPH | Individual | – | LIMITED PARTNER | 09/2008 | 10-25% |
| FREEMAN, BRADFORD, MAC LEAN | Individual | – | CHAIRMAN EMERITUS AND LIMITED PARTNER | 03/2024 | 10-25% |
| GEIGER, BENJAMIN, DAVID | Individual | – | LIMITED PARTNER | 09/2008 | 10-25% |
| RALPH, JON, DAVID | Individual | – | PRESIDENT, CHIEF OPERATING OFFICER AND LIMITED PARTNER | 09/2008 | 10-25% |
| ROTH, JOHN, MICHAEL | Individual | – | CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER | 09/2008 | 10-25% |
| SPOGLI, RONALD, PAUL | Individual | – | CHAIRMAN AND LIMITED PARTNER | 03/2024 | 10-25% |
| FREEMAN SPOGLI MANAGEMENT CO. LLC | Domestic Entity | – | GENERAL PARTNER | 09/2008 | < 5% |
| BRUTOCAO, BRAD, JOSEPH | Individual | FREEMAN SPOGLI MANAGEMENT CO. LLC | MANAGING MEMBER | 09/2008 | |
| FREEMAN, BRADFORD, MAC LEAN | Individual | FREEMAN SPOGLI MANAGEMENT CO. LLC | MANAGING MEMBER | 09/2008 | |
| GEIGER, BENJAMIN, DAVID | Individual | FREEMAN SPOGLI MANAGEMENT CO. LLC | MANAGING MEMBER | 09/2008 | |
| ROTH, JOHN, MICHAEL | Individual | FREEMAN SPOGLI MANAGEMENT CO. LLC | MANAGING MEMBER | 09/2008 | |
| SPOGLI, RONALD, PAUL | Individual | FREEMAN SPOGLI MANAGEMENT CO. LLC | MANAGING MEMBER | 01/2009 | |
| HWANG, JOHN | Individual | – | LIMITED PARTNER | 01/2016 | 5-10% |
| JOHNSON, CHRISTIAN, BENGT | Individual | – | LIMITED PARTNER | 01/2016 | 5-10% |
| JOHNSON, CHRISTIAN, BENGT | Individual | FREEMAN SPOGLI MANAGEMENT CO. LLC | MANAGING MEMBER | 01/2016 | |
| HWANG, JOHN | Individual | FREEMAN SPOGLI MANAGEMENT CO. LLC | MANAGING MEMBER | 01/2016 | |
| HATHAWAY, JORDAN, ANTHONY | Individual | – | LIMITED PARTNER | 03/2019 | < 5% |
| HATHAWAY, JORDAN, ANTHONY | Individual | FREEMAN SPOGLI MANAGEMENT CO. LLC | MANAGING MEMBER | 03/2019 | |
| IORILLO, CHRISTOPHER, MARC | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, AND CHIEF LEGAL OFFICER | 09/2021 | < 5% |