PEGASUS CAPITAL ADVISORS, L.P.
Adviser information for PEGASUS CAPITAL ADVISORS, L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $403.6M |
| Non-Discretionary | 5 | $34.8M |
| Total | 22 | $438.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 22 | $438.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 32 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesINVESTING DIRECTLY IN COMPANIES FOR FINANCIAL GAIN |
|---|---|
| Compensation | % of AUMPerformance-based feesTRANSACTION FEES/MANAGEMENT FEES FROM PORTFOLIO CO. |
Identifiers
| SEC RIA File Number | 801-73818 |
|---|---|
| SEC ERA File Number | 801-73818 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157094 |
| Legal Entity Identifier | None |
Principal Office
750 EAST MAIN STREETSUITE 600
STAMFORD
CT
United States
Monday - Friday, 9 AM - 5 PM
Tel: 203-869-4400, Fax: 203-869-6940
Chief Compliance Officer
CHRISTOPHER BRANCAZIO
750 EAST MAIN STREET
SUITE 600
STAMFORD
CT
United States
Tel:
732-996-4345
C********************@************M
(Full email address available in API data)
Industry Affiliates
| PEGASUS CAPITAL ADVISORS III, L.P. | Other investment adviser, including financial planners |
| PEGASUS CAPITAL ADVISORS IV, L.P. | Other investment adviser, including financial planners |
| PEGASUS CAPITAL ADVISORS V, L.P. | Other investment adviser, including financial planners |
| PEGASUS CAPITAL GFCR ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS CAPITAL SNCF ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS GFCR GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS III (IH), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS III GP (IH), LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS IV (IH), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS IV GP (IH), LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS V (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS V (IH), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS V GP (IH), LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS INVESTORS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS SNCF GP SARL | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GFCR INVESTMENT FUND SCSP | Private Equity Fund | $36.0M | $5.0M | 4 |
| GLOBAL SUBNATIONAL CLIMATE FUND SCSP | Private Equity Fund | $30.5M | $5.0M | 5 |
| LED HOLDINGS, LLC | Private Equity Fund | $0.0M | $0.0M | 4 |
| LSGC HOLDINGS, LLC | Private Equity Fund | $0.0M | $0.0M | 19 |
| PEGASUS COMMUNITY ENERGY II, LLC | Private Equity Fund | $0.0M | $0.0M | 6 |
| PEGASUS PARTNERS III, L.P. | Private Equity Fund | $12.3M | $5.0M | 21 |
| PEGASUS PARTNERS IV, L.P. | Private Equity Fund | $49.7M | $5.0M | 43 |
| PEGASUS PARTNERS V, L.P. | Private Equity Fund | $232.8M | $5.0M | 48 |
| T-II HOLDINGS, LLC | Private Equity Fund | $7.7M | $0.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HANEY, JOEL, EDWARD | Individual | – | PARTNER | 01/2021 | < 5% |
| COGUT, CRAIG, MYLES | Individual | – | CHAIRMAN AND CEO & LIMITED PARTNER | 01/1995 | > 75% |
| PEGASUS CAPITAL ADVISORS GP, LLC | Domestic Entity | – | GENERAL PARTNER | 03/1999 | < 5% |
| COGUT, CRAIG, MYLES | Individual | PEGASUS CAPITAL ADVISORS GP, LLC | SOLE MEMBER | 03/1999 | > 75% |
| COGUT, DAVID, HAROLD | Individual | – | PARTNER | 01/2021 | < 5% |
| BRANCAZIO, CHRISTOPHER, JOHN | Individual | – | CCO | 07/2023 | < 5% |