ARSENAL CAPITAL MANAGEMENT LP

Adviser information for ARSENAL CAPITAL MANAGEMENT LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 87
Investment Advisory/Research 66
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 24 $10.6B
Non-Discretionary 0 $0
Total 24 $10.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 24 $10.6B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based feesMANAGEMENT AGREEMENTS WITH PORTFOLIO COMPANIES.

Identifiers

SEC RIA File Number 801-73822
SEC ERA File Number 801-73822
SEC CIK Numbers None
SEC CRD Numbers 156896
Legal Entity Identifier None

Principal Office

277 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: 212-771-1717, Fax: 212-771-1718

Chief Compliance Officer

FRANK SCRUDATO
CHIEF FINANCIAL OFFICER
277 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Tel: 212-771-1717
Fax: 212-771-1718
(Full email address available in API data)

Regulatory Contact

JEFFREY B. KOVACH
PARTNER
277 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Tel: 212-771-1717
Fax: 212-771-1718
(Full email address available in API data)

Industry Affiliates

ARSENAL CAPITAL INVESTMENT GROWTH LP Sponsor, GP, manager of pooled investment vehicles
ARSENAL CAPITAL INVESTMENT III LP Sponsor, GP, manager of pooled investment vehicles
ARSENAL CAPITAL INVESTMENT IO LP Sponsor, GP, manager of pooled investment vehicles
ARSENAL CAPITAL INVESTMENT IV LP Sponsor, GP, manager of pooled investment vehicles
ARSENAL CAPITAL INVESTMENT REVOLUTION PLASTICS LP Sponsor, GP, manager of pooled investment vehicles
ARSENAL CAPITAL INVESTMENT V LP Sponsor, GP, manager of pooled investment vehicles
ARSENAL CAPITAL INVESTMENT VALUE DEMONSTRATION LP Sponsor, GP, manager of pooled investment vehicles
ARSENAL CAPITAL INVESTMENT VI LP Sponsor, GP, manager of pooled investment vehicles
ARSENAL CAPITAL INVESTMENT WCG 2020 LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ACP BIOSPECIMEN HOLDINGS, LLC Private Equity Fund $20.7M $0.0M 8
ACP WCG CO-INVEST 1-2020 LLC Private Equity Fund $181.5M $0.0M 13
ACP WCG CO-INVEST 2-2020 LP Private Equity Fund $95.1M $0.0M 7
ACP WCG CO-INVEST 3-2020 LP Private Equity Fund $50.0M $0.0M 8
ACP WCG CO-INVEST 4-2020 LP Private Equity Fund $44.2M $0.0M 7
ARSENAL CAPITAL PARTNERS GROWTH B LP Private Equity Fund $568.4M $10.0M 47
ARSENAL CAPITAL PARTNERS GROWTH EXECUTIVE LP Private Equity Fund $15.0M $0.0M 24
ARSENAL CAPITAL PARTNERS GROWTH LP Private Equity Fund $421.3M $10.0M 70
ARSENAL CAPITAL PARTNERS III LP Private Equity Fund $128.5M $10.0M 55
ARSENAL CAPITAL PARTNERS III-B LP Private Equity Fund $102.2M $10.0M 37
ARSENAL CAPITAL PARTNERS IV LP Private Equity Fund $894.6M $10.0M 57
ARSENAL CAPITAL PARTNERS IV-B LP Private Equity Fund $661.7M $10.0M 30
ARSENAL CAPITAL PARTNERS V LP Private Equity Fund $1,566.4M $10.0M 83
ARSENAL CAPITAL PARTNERS V-B LP Private Equity Fund $1,190.6M $10.0M 38
ARSENAL CAPITAL PARTNERS VI EXECUTIVE LP Private Equity Fund $65.5M $0.0M 46
ARSENAL CAPITAL PARTNERS VI LP Private Equity Fund $1,688.7M $10.0M 74
ARSENAL CAPITAL PARTNERS VI-B LP Private Equity Fund $2,322.4M $10.0M 71
ARSENAL IO CO-INVEST 1 LP Private Equity Fund $115.1M $0.0M 13
ARSENAL IO CO-INVEST 2 LP Private Equity Fund $40.4M $0.0M 13
ARSENAL IO CO-INVEST 3 LP Private Equity Fund $28.9M $0.0M 3
ARSENAL REVOLUTION PLASTICS CO-INVEST 1 LP Private Equity Fund $130.5M $0.0M 5
ARSENAL REVOLUTION PLASTICS CO-INVEST 2 LP Private Equity Fund $200.2M $0.0M 7
ARSENAL VALUE DEMONSTRATION CO-INVEST 1 LP Private Equity Fund $18.4M $0.0M 4
ARSENAL VALUE DEMONSTRATION CO-INVEST 2 LP Private Equity Fund $26.3M $0.0M 4

Control Persons

Name Type Entity Title Since Ownership
KOVACH, JEFFREY, BRIAN Individual CO-CHIEF INVESTMENT OFFICER 01/2004 25-50%
ARSENAL CAPITAL GROUP LLC Domestic Entity GENERAL PARTNER, ARSENAL CAPITAL MANAGEMENT LP 05/2001 < 5%
MULLEN, TERRENCE, MAXWELL Individual CO-CHIEF INVESTMENT OFFICER 10/2000 50-75%
KOVACH, JEFFREY, BRIAN Individual ARSENAL CAPITAL GROUP LLC MEMBER 08/2006 50-75%
SCRUDATO, FRANK Individual CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER OF REGISTRANT AND RELYING ADVISERS 02/2014 < 5%
TERRENCE M. MULLEN REVOCABLE TRUST Domestic Entity ARSENAL CAPITAL GROUP LLC MEMBER 09/2023 50-75%

No. Employees, Historic

9045020202021202220232024202543 on 3/30/202049 on 3/30/202160 on 3/30/202276 on 3/31/202376 on 12/14/202387 on 3/28/2024

RAUM, Historic

20B10B02020202120222023202420256204980038 on 3/30/20205747476731 on 3/30/202111137236176 on 3/30/202211120990076 on 3/31/202311120990076 on 12/14/202310576406350 on 3/28/2024

No. Clients, Historic

3015020202021202220232024202522 on 3/30/202022 on 3/30/202128 on 3/30/202224 on 3/31/202324 on 12/14/202324 on 3/28/2024