VENTURE INVESTMENT ASSOCIATES
VENTURE INVESTMENT MANAGEMENT CO., L.L.C. Legal Name
Adviser information for VENTURE INVESTMENT ASSOCIATES last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $744.3M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $744.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $744.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
88 MAIN STREETPEAPACK
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 908-532-0020, Fax: 908-532-0040
Websites
Chief Compliance Officer
CLIFFORD GILMAN
MANAGING DIRECTOR
88 MAIN STREET
P. O. BOX 131
PEAPACK
NJ
United States
Tel:
908-532-0020
Fax:
908-532-0040
C******@***********M
(Full email address available in API data)
Regulatory Contact
JESSICA MARSHALL
CONTROLLER
88 MAIN STREET
P.O. BOX 131
PEAPACK
NJ
United States
Tel:
908-532-0020
Fax:
908-532-0040
J********@***********M
(Full email address available in API data)
Industry Affiliates
| VENTURE INVESTMENT MANAGEMENT CO. IV, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| VENTURE INVESTMENT MANAGEMENT CO. V, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| VENTURE INVESTMENT MANAGEMENT CO. VI, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| VENTURE INVESTMENT MANAGEMENT CO. VII L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| VENTURE INVESTMENT MANAGMENT CO. VIII, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| VIA ALPHA GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| VIA ENERGY GP II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| VIA ENERGY GP III, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| VIA ENERGY GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| VIA ENERGY OPPORTUNITY GP III-A L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| A.V.A. PARTNERS | Private Equity Fund | $0.1M | $1.0M | 2 |
| VENTURE INVESTMENT ASSOCIATES ENERGY II, L.P. | Private Equity Fund | $43.8M | $1.0M | 62 |
| VENTURE INVESTMENT ASSOCIATES ENERGY III, LP | Private Equity Fund | $117.1M | $1.0M | 83 |
| VENTURE INVESTMENT ASSOCIATES ENERGY, L.P. | Private Equity Fund | $9.9M | $1.0M | 29 |
| VENTURE INVESTMENT ASSOCIATES IV, L.P. | Private Equity Fund | $13.3M | $1.0M | 60 |
| VENTURE INVESTMENT ASSOCIATES V, L.P. | Private Equity Fund | $24.1M | $1.0M | 65 |
| VENTURE INVESTMENT ASSOCIATES VI, L.P. | Private Equity Fund | $121.0M | $1.0M | 81 |
| VENTURE INVESTMENT ASSOCIATES VII, L.P. | Private Equity Fund | $107.7M | $1.0M | 49 |
| VENTURE INVESTMENT ASSOCIATES VIII, L.P. | Private Equity Fund | $133.0M | $1.0M | 67 |
| VENTURE INVESTMENT ASSOCIATES, L.P. | Private Equity Fund | $0.1M | $1.0M | 28 |
| VIA AFFILIATES, L.P. | Private Equity Fund | $0.1M | $1.0M | 3 |
| VIA ALPHA, L.P. | Private Equity Fund | $5.6M | $1.0M | 1 |
| VIA ENERGY OPPORTUNITY FUND III-A LP | Private Equity Fund | $29.1M | $1.0M | 18 |
| VIA VII OFFSHORE FEEDER LLC | Private Equity Fund | $3.2M | $1.0M | 2 |
| VIA VII-VC, L.P. | Venture Capital Fund | $26.9M | $1.0M | 18 |
| VIA VIII OFFSHORE FEEDER LLC | Private Equity Fund | $4.8M | $1.0M | 5 |
| VIA VIII-VC, LP | Venture Capital Fund | $104.4M | $1.0M | 32 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDRIS, STATHIS | Individual | – | FOUNDER, CHAIRMAN | 08/1993 | > 75% |
| GILMAN, CLIFFORD, JP | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 05/2008 | < 5% |
| DOUVOS, CHRISTOPHER, ALEXANDER | Individual | – | MANAGING DIRECTOR | 11/2011 | < 5% |
| GARCIA, ALAN, ADRIAN | Individual | – | MANAGING DIRECTOR | 05/2013 | < 5% |