GRAHAM PARTNERS, INC.
Adviser information for GRAHAM PARTNERS, INC. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 78 |
|---|---|
| Investment Advisory/Research | 67 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $3.5B |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 24 | $3.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73844 |
|---|---|
| SEC ERA File Number | 801-73844 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157049 |
| Legal Entity Identifier | None |
Principal Office
3811 WEST CHESTER PIKEBUILDING 2, SUITE 200
NEWTOWN SQUARE
PA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 610-408-0500, Fax: 610-408-0600
Chief Compliance Officer
WILLIAM P. MCKEE JR.
VICE PRESIDENT AND SECRETARY, CHIEF OPERATING OFFICER AND MANAGING PRINCIPAL
3811 WEST CHESTER PIKE
BUILDING 2, SUITE 200
NEWTOWN SQUARE
PA
United States
Tel:
(610) 251-2888
Fax:
(610) 408-0600
B*****@*****************T
(Full email address available in API data)
Industry Affiliates
| GRAHAM PARTNERS ANNEX GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER II (B), LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER III (B), LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER IV (B), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER OPTCONNECT (B), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER OPTCONNECT, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER V (B), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER VI (B), LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GROWTH GENERAL PARTNER I (B), LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRAHAM PARTNERS GROWTH GENERAL PARTNER I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRAHAM PARTNERS GROWTH I (A), L.P. | Private Equity Fund | $0.7M | $5.0M | 3 |
| GRAHAM PARTNERS GROWTH I (B), L.P. | Private Equity Fund | $27.9M | $5.0M | 4 |
| GRAHAM PARTNERS GROWTH I, L.P. | Private Equity Fund | $106.6M | $5.0M | 37 |
| GRAHAM PARTNERS III (A), L.P. | Private Equity Fund | $5.7M | $0.1M | 54 |
| GRAHAM PARTNERS III (B), L.P. | Private Equity Fund | $4.9M | $5.0M | 2 |
| GRAHAM PARTNERS III, L.P. | Private Equity Fund | $94.1M | $5.0M | 49 |
| GRAHAM PARTNERS IV (A), L.P. | Private Equity Fund | $1.7M | $5.0M | 24 |
| GRAHAM PARTNERS IV (B-I), L.P. | Private Equity Fund | $6.1M | $5.0M | 2 |
| GRAHAM PARTNERS IV (B-II), L.P. | Private Equity Fund | $4.7M | $0.1M | 4 |
| GRAHAM PARTNERS IV PARALLEL, L.P. | Private Equity Fund | $26.6M | $5.0M | 17 |
| GRAHAM PARTNERS IV, L.P. | Private Equity Fund | $90.1M | $5.0M | 60 |
| GRAHAM PARTNERS OPTCONNECT CONTINUATION FUND PARALLEL, L.P. | Private Equity Fund | $119.5M | $0.0M | 14 |
| GRAHAM PARTNERS OPTCONNECT CONTINUATION FUND, L.P | Private Equity Fund | $290.3M | $0.0M | 37 |
| GRAHAM PARTNERS OPTCONNECT ROLLOVER FUND (A), L.P. | Private Equity Fund | $2.6M | $0.0M | 12 |
| GRAHAM PARTNERS OPTCONNECT ROLLOVER FUND (B-I), L.P. | Private Equity Fund | $24.3M | $0.0M | 4 |
| GRAHAM PARTNERS V (A), L.P. | Private Equity Fund | $5.4M | $5.0M | 13 |
| GRAHAM PARTNERS V (B-I), L.P. | Private Equity Fund | $64.9M | $5.0M | 2 |
| GRAHAM PARTNERS V (B-II), L.P. | Private Equity Fund | $36.3M | $5.0M | 2 |
| GRAHAM PARTNERS V PARALLEL, L.P. | Private Equity Fund | $316.6M | $5.0M | 22 |
| GRAHAM PARTNERS V, L.P. | Private Equity Fund | $1,279.1M | $5.0M | 76 |
| GRAHAM PARTNERS VI (A), L.P. | Private Equity Fund | $1.1M | $5.0M | 4 |
| GRAHAM PARTNERS VI (B), L.P. | Private Equity Fund | $117.5M | $0.1M | 6 |
| GRAHAM PARTNERS VI PARALLEL, L.P. | Private Equity Fund | $232.4M | $5.0M | 11 |
| GRAHAM PARTNERS VI, L.P. | Private Equity Fund | $765.9M | $5.0M | 102 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAHAM, STEVEN, CONWAY | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, SENIOR MANAGING PRINCIPAL AND SHAREHOLDER | 10/1988 | > 75% |
| MCKEE JR., WILLIAM, PAUL | Individual | – | VICE PRESIDENT AND SECRETARY, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING PRINCIPAL | 02/2012 | < 5% |
| NEWBOLD, ROBERT, ADRIAN | Individual | – | MANAGING PRINCIPAL | 06/2001 | < 5% |
| MORIN, CHRISTINA, WEEKS | Individual | – | MANAGING PRINCIPAL | 06/2006 | < 5% |
| WILSON, JOSHUA, MATTHEW | Individual | – | MANAGING PRINCIPAL | 12/2011 | < 5% |
| PIATKOWSKI, ADAM, BERTETTO | Individual | – | MANAGING PRINCIPAL | 12/2011 | < 5% |
| SNYDER, ANDREW, RHOADS | Individual | – | MANAGING PRINCIPAL | 12/2011 | < 5% |
| TIMMERMAN, WILLIAM, BLEDSOE | Individual | – | MANAGING PRINCIPAL | 12/2017 | < 5% |
| HEINMILLER, JOSEPH, CHARLES | Individual | – | MANAGING PRINCIPAL | 12/2017 | < 5% |
| Kurtz, Daniel, Stephen | Individual | – | CHIEF FINANCIAL OFFICER | 02/2022 | < 5% |
| DUNEGAN, DENNIS, AARON | Individual | – | MANAGING PRINCIPAL | 07/2021 | < 5% |