NEWSPRING CAPITAL
NSV II MANAGEMENT COMPANY, LLC Legal Name
Adviser information for NEWSPRING CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 66 |
|---|---|
| Investment Advisory/Research | 46 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 26 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 26 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 26 | $3.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73849 |
|---|---|
| SEC ERA File Number | 801-73849 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160608 |
| Legal Entity Identifier | None |
Principal Office
RADNOR FINANCIAL CENTER555 E. LANCASTER AVE, 3RD FLOOR
RADNOR
PA
United States
Monday - Friday, 8:00 A.M. TO 5:30 P.M.
Tel: 610-567-2387, Fax: 610-567-2388
Chief Compliance Officer
JONATHAN SCHWARTZ
PRESIDENT/CCO/COO/PARTNER
555 EAST LANCASTER AVENUE
3RD FLOOR
RADNOR
PA
United States
Tel:
610-567-2387
Fax:
610-567-2388
J********@*******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL KUBACKI
CHIEF FINANCIAL OFFICER
555 EAST LANCASTER AVENUE
3RD FLOOR
RADNOR
PA
United States
Tel:
484.690.2690
Fax:
610-567-2388
M*******@*******************M
(Full email address available in API data)
Industry Affiliates
| COMMERCE HEALTH CAPITAL, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NEWSPRING FRANCHISE MANAGEMENT COMPANY, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NEWSPRING HOLDINGS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWSPRING HOLDINGS MANAGEMENT COMPANY II, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NEWSPRING HOLDINGS MANAGEMENT COMPANY LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NEWSPRING MEZZANINE CAPITAL MANAGEMENT III, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NEWSPRING MEZZANINE CAPITAL MANAGEMENT IV, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NEWSPRING MEZZANINE CAPITAL MANAGEMENT V, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NEWSPRING MEZZANINE CAPITAL MANAGEMENT, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NEWSPRING MEZZANINE PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWSPRING MEZZANINE PARTNERS, LP | Sponsor, GP, manager of pooled investment vehicles |
| NSF BARK CLASS B, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSF BLO CLASS B, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSF DUCK CLASS B, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSF FEDERAL CLASS B, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSF II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSF II MANAGEMENT COMPANY, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NSG III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSG III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| NSG III MANAGEMENT COMPANY, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NSG IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSG IV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| NSG IV MANAGEMENT COMPANY, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NSG V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSG V MANAGEMENT COMPANY, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NSH II EF GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| NSH II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSH II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| NSH III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSH III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| NSH III MANAGEMENT COMPANY, LLC DBA NEWSPRING CAPITAL | Other investment adviser, including financial planners |
| NSH IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSH IV MANAGEMENT COMPANY, LLC DBA NEWSPRING CAPITAL (RELYING ADVISOR) | Other investment adviser, including financial planners |
| NSH VERISMA HOLDCO GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSH VERISMA HOLDCO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSM III CIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSM III CIV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| NSM III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSM III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| NSM IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSM IV PARALLEL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSM V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSV II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NSV II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PROGRESS CAPITAL II, INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEWSPRING FRANCHISE CAPITAL II, LP | Private Equity Fund | $21.5M | $0.5M | 44 |
| NEWSPRING GROWTH CAPITAL II, LP | Private Equity Fund | $3.9M | $0.3M | 66 |
| NEWSPRING GROWTH CAPITAL III, LP | Private Equity Fund | $369.3M | $0.5M | 63 |
| NEWSPRING GROWTH CAPITAL IV, LP | Private Equity Fund | $364.6M | $0.3M | 51 |
| NEWSPRING GROWTH CAPITAL V, L.P. | Private Equity Fund | $332.2M | $0.3M | 146 |
| NEWSPRING HEALTH CAPITAL II, LP | Private Equity Fund | $47.4M | $0.3M | 15 |
| NEWSPRING HEALTH CAPITAL III PARALLEL FUND, L.P. | Private Equity Fund | $17.3M | $0.3M | 16 |
| NEWSPRING HEALTH CAPITAL III, LP | Private Equity Fund | $76.9M | $0.3M | 62 |
| NEWSPRING HEALTH CAPITAL IV, LP | Private Equity Fund | $230.4M | $0.3M | 150 |
| NEWSPRING HOLDINGS II, LP | Private Equity Fund | $106.0M | $0.5M | 25 |
| NEWSPRING HOLDINGS LLC | Private Equity Fund | $107.8M | $0.1M | 10 |
| NEWSPRING HOLDINGS P2, LLC | Private Equity Fund | $89.4M | $0.3M | 33 |
| NEWSPRING HOLDINGS PARALLEL, LLC | Private Equity Fund | $123.9M | $0.3M | 2 |
| NEWSPRING MEZZANINE CAPITAL III, LP | Private Equity Fund | $174.9M | $0.3M | 31 |
| NEWSPRING MEZZANINE CAPITAL IV, L.P. | Private Equity Fund | $418.8M | $0.3M | 62 |
| NEWSPRING MEZZANINE CAPITAL IV, LP PARALLEL | Private Equity Fund | $13.3M | $0.1M | 30 |
| NEWSPRING MEZZANINE CAPITAL V, LP | Private Equity Fund | $321.1M | $0.3M | 60 |
| NEWSPRING MEZZANINE CAPITAL, LP | Private Equity Fund | $4.6M | $0.3M | 64 |
| NEWSPRING VERISMA HOLDCO II, LP | Private Equity Fund | $38.3M | $0.3M | 19 |
| NSF BARK, LLC | Private Equity Fund | $9.0M | $0.0M | 21 |
| NSF BLO, LLC | Private Equity Fund | $11.8M | $0.1M | 16 |
| NSF DUCK 2, LLC | Private Equity Fund | $1.8M | $0.1M | 8 |
| NSF DUCK, LLC | Private Equity Fund | $12.0M | $0.0M | 24 |
| NSF FEDERAL, LLC | Private Equity Fund | $6.0M | $0.3M | 37 |
| NSH VERISMA HOLDCO, LP | Private Equity Fund | $312.7M | $0.3M | 31 |
| NSM III CIV, LP | Private Equity Fund | $25.2M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEDERMAN, MARC, RICHARD | Individual | – | MANAGING MEMBER | 01/2006 | 25-50% |
| DIPIANO, MICHAEL, ANTHONY | Individual | – | MANAGING MEMBER | 01/2006 | 25-50% |
| RIEGER, GLENN, T. | Individual | – | MANAGING MEMBER | 01/2006 | 25-50% |
| SCHWARTZ, JONATHAN, SPENCER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2004 | < 5% |
| NEWSPRING CAPITAL, LLC | Domestic Entity | – | MEMBER | 01/2006 | 25-50% |
| DIPIANO, MICHAEL, ANTHONY | Individual | NEWSPRING CAPITAL, LLC | MANAGING PARTNER & CEO | 12/2001 | 25-50% |
| NEWSPRING CAPITAL, LLC | Domestic Entity | – | MEMBER (NSH III MANAGEMENT COMPANY, LLC) | 06/2018 | 25-50% |
| LEDERMAN, MARC, RICHARD | Individual | NEWSPRING CAPITAL, LLC | COO | 01/2001 | |
| SCHWARTZ, JONATHAN, SPENCER | Individual | NEWSPRING CAPITAL, LLC | PRESIDENT | 01/2016 | |
| MURPHY, BRIAN, GEORGE | Individual | NEWSPRING CAPITAL, LLC | VICE PRESIDENT | 01/2004 |