CHATHAM CAPITAL
CHATHAM CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for CHATHAM CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $254.1M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $254.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $254.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73851 |
|---|---|
| SEC ERA File Number | 801-73851 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160961 |
| Legal Entity Identifier | None |
Principal Office
1230 PEACHTREE ST.SUITE 1900
ATLANTA
GA
United States
Monday - Friday, 9AM -6PM EASTERN TIME
Tel: 770-618-2100, Fax: 770-618-2101
Websites
Chief Compliance Officer
KRISTEN BERNHEIM
SENIOR ASSOCIATE AND CCO
1230 PEACHTREE ST. NE
SUITE 1900
ATLANTA
GA
United States
Tel:
770-618-2100
Fax:
770-618-2101
K*@*****************M
(Full email address available in API data)
Regulatory Contact
JOEL WARD
CHIEF FINANCIAL OFFICER
1230 PEACHTREE ST. NE
SUITE 1900
ATLANTA
GA
United States
Tel:
770-618-2100
Fax:
770-618-2101
J***@*****************M
(Full email address available in API data)
Industry Affiliates
| HOLDS CARRIED INTEREST FOR FUND IV COMPLEX | Other investment adviser, including financial planners |
| HOLDS CARRIED INTEREST FOR FUND V COMPLEX | Other investment adviser, including financial planners |
| MANAGER OF CHATHAM INVESTMENT FUND IV LLC AND CHATHAM INVESTMENT FUND QP IV LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MANAGER OF CHATHAM INVESTMENT FUND V, L.P. AND CHATHAM INVESTMENT FUND V-A, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHATHAM INVESTMENT FUND IV, LLC | Hedge Fund | $9.1M | $0.5M | 93 |
| CHATHAM INVESTMENT FUND QP IV, LLC | Hedge Fund | $29.9M | $0.5M | 155 |
| CHATHAM INVESTMENT FUND V-A, L.P. | Hedge Fund | $169.4M | $0.5M | 83 |
| CHATHAM INVESTMENT FUND V, L.P | Hedge Fund | $23.9M | $0.5M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHATHAM CREDIT HOLDINGS, LLC | Domestic Entity | – | MEMBER OF CHATHAM CREDIT MANAGEMENT III, LLC | 08/2001 | > 75% |
| REYNOLDS, BRIAN, GERARD | Individual | CHATHAM CREDIT HOLDINGS LLC | MANAGING MEMBER AND SOLE OWNER | 10/2006 | > 75% |
| CHATHAM CREDIT HOLDINGS LLC | Domestic Entity | – | MEMBER OF CHATHAM CAPITAL MANAGEMENT IV LLC | 09/2011 | > 75% |
| REYNOLDS, BRIAN, GERARD | Individual | – | MANAGING MEMBER OF CHATHAM CARRIED INTEREST IV LLC | 09/2011 | 50-75% |
| REYNOLDS, BRIAN, GERARD | Individual | – | MEMBER OF CHATHAM SBIC FUND IV GP LLC | 09/2011 | 50-75% |
| WANG, LIN | Individual | – | MEMBER OF CHATHAM SBIC FUND IV GP LLC | 09/2011 | 5-10% |
| ANACREONTE, NICHOLAS, ANTHONY | Individual | – | MEMBER OF CHATHAM CARRIED INTEREST IV LLC | 09/2011 | 25-50% |
| Bernheim, Kristen, Oneal | Individual | – | SENIOR ASSOCIATE AND CCO OF REGISTRANT AND RELYING ADVISORS | 07/2016 | < 5% |
| WANG, LIN | Individual | – | MEMBER OF CHATHAM CARRIED INTEREST IV LLC | 09/2011 | 5-10% |
| Ward, Joel, Roy | Individual | – | CHIEF FINANCIAL OFFICER OF REGISTRANT AND RELYING ADVISORS | 10/2016 | < 5% |
| CHATHAM CAPITAL HOLDINGS, LLC | Domestic Entity | – | MEMBER OF CHATHAM CAPITAL MANAGEMENT, LLC | 04/2018 | > 75% |
| REYNOLDS, BRIAN, GERARD | Individual | – | MANAGING MEMBER OF CHATHAM CARRIED INTEREST V, LLC | 04/2018 | 50-75% |
| Hagar, Jeffrey, Andrew | Individual | – | MEMBER OF CHATHAM CARRIED INTEREST V, LLC | 10/2020 | 10-25% |