PALLADIUM EQUITY PARTNERS ADVISOR, LLC
Adviser information for PALLADIUM EQUITY PARTNERS ADVISOR, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 51 |
|---|---|
| Investment Advisory/Research | 29 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $3.4B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $3.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesADVISORY, MONITORING AND SIMILAR FEES |
Identifiers
| SEC RIA File Number | 801-73865 |
|---|---|
| SEC ERA File Number | 801-73865 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159061 |
| Legal Entity Identifier | None |
Principal Office
1270 AVENUE OF THE AMERICAS31ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 6:00PM EST
Tel: 212-218-5150, Fax: 212-218-5155
Chief Compliance Officer
DOMINICK BARBIERI
GENERAL COUNSEL AND CCO
1270 AVENUE OF THE AMERICAS
31ST FLOOR
NEW YORK
NY
United States
Tel:
(212) 218-5121
Fax:
(212) 218-5155
D********@******************M
(Full email address available in API data)
Industry Affiliates
| PALLADIUM EQUITY PARTNERS IV CF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PALLADIUM EQUITY PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEP FLUID G.P. LP | Sponsor, GP, manager of pooled investment vehicles |
| PEP V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEP VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PALLADIUM EQUITY PARTNERS IV CF, L.P. | Private Equity Fund | $154.6M | $10.0M | 2 |
| PALLADIUM EQUITY PARTNERS IV, LP | Private Equity Fund | $1,215.4M | $10.0M | 47 |
| PALLADIUM EQUITY PARTNERS V, LP | Private Equity Fund | $1,943.8M | $10.0M | 61 |
| PALLADIUM EQUITY PARTNERS VI, L.P. | Private Equity Fund | $107.2M | $10.0M | 20 |
| PEP FLUID CO-INVEST, LP | Private Equity Fund | $0.0M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RODRIGUEZ, MARCOS, ALEJANDRO | Individual | – | CHAIRMAN/CEO AND PARTNER | 05/1997 | < 5% |
| REYMOND, KEVIN, LOUIS | Individual | – | VICE CHAIRMAN AND PARTNER | 07/2001 | < 5% |
| SHEBITZ, ADAM, LEE | Individual | – | PARTNER | 01/2017 | < 5% |
| ILUNDAIN, DANIEL, (NMN) | Individual | – | PARTNER | 01/2017 | < 5% |
| GREEN, JUSTIN, RYAN | Individual | – | PARTNER | 01/2017 | < 5% |
| WONG, SUZANNE, (NMN) | Individual | – | CHIEF FINANCIAL OFFICER AND PARTNER | 01/2020 | < 5% |
| LYONS, SUSAN, SEARLES | Individual | – | EXECUTIVE VP AND PARTNER | 01/2020 | < 5% |
| ALLEN, CHRISTOPHER, SCOTT | Individual | – | PARTNER | 01/2020 | < 5% |
| PALLADIUM INVESTMENT PARTNERS, LLC | Domestic Entity | – | SOLE MEMBER | 06/2021 | > 75% |
| PALLADIUM FIRMCO, LLC | Domestic Entity | PALLADIUM INVESTMENT PARTNERS, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| PALLADIUM FEE SILO, LLC | Domestic Entity | PALLADIUM FIRMCO, LLC | SOLE MEMBER | 06/2021 | > 75% |
| PALLADIUM TOPCO, LLC | Domestic Entity | PALLADIUM FEE SILO, LLC | SOLE MEMBER | 06/2021 | > 75% |
| PALLADIUM INVESTMENT, LLC | Domestic Entity | PALLADIUM TOPCO, LLC | SOLE MEMBER | 06/2021 | > 75% |
| PALLADIUM MANAGER, LLC | Domestic Entity | PALLADIUM TOPCO, LLC | MANAGER | 06/2021 | |
| BARBIERI, DOMINICK, DANIEL | Individual | – | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | 08/2021 | < 5% |
| MITCHELL, NANCY, ANN | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 04/2021 | < 5% |