GRAHAM PARTNERS
HARBER CAPITAL LLC Legal Name
Adviser information for GRAHAM PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $836.8M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $836.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $836.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73866 |
|---|---|
| SEC ERA File Number | 801-73866 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158939 |
| Legal Entity Identifier | 254900BQW5C84G4VZP43 |
Principal Office
110 W 40 STREETSUITE 1803
NEW YORK
NY
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 212-808-7430, Fax: None
Chief Compliance Officer
JOSHUA DAVIS
CFO
110 W 40 STREET
SUITE 1803
NEW YORK
NY
United States
Tel:
212-808-7432
J***@*****************M
(Full email address available in API data)
Regulatory Contact
HAROLD BERRY
MANAGING MEMBER
110 W 40 STREET
SUITE 1803
NEW YORK
NY
United States
Tel:
212-808-7429
H**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRAHAM GROWTH PARTNERS, LP | Hedge Fund | $50.6M | $1.0M | 26 |
| GRAHAM INSTITUTIONAL PARTNERS, LP | Hedge Fund | $678.7M | $5.0M | 51 |
| GRAHAM PARTNERS, LP | Hedge Fund | $107.5M | $1.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERRY, HAROLD, WALTON | Individual | – | MANAGING MEMBER OF FILING ADVISER AND OF RELYING ADVISER | 12/2006 | > 75% |
| DAVIS, JOSHUA, WINBORNE | Individual | – | CFO & CCO OF FILING ADVISER AND OF RELYING ADVISER | 03/2011 | < 5% |
| WALLIS, GREGORY, MICHAEL | Individual | – | DIRECTOR OF TRADING OF FILING ADVISER AND OF RELYING ADVISER | 12/2006 | < 5% |