A.R.T. ADVISORS, LLC
Adviser information for A.R.T. ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 28 |
---|---|
Investment Advisory/Research | 13 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $264.5M |
Non-Discretionary | 0 | $0 |
Total | 2 | $264.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 2 | $264.5M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 50 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
---|---|
Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
137 2ND AVENUENEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-303-0505, Fax: None
Chief Compliance Officer
BENJAMIN PIERSON
CHIEF OPERATING OFFICER & GENERAL COUNSEL
137 2ND AVENUE
NEW YORK
NY
United States
Tel:
212-303-0505
B*******@**********M
(Full email address available in API data)
Regulatory Contact
ERIC KANEY
DIRECTOR OF OPERATIONS AND FINANCE
137 2ND AVENUE
NEW YORK
NY
United States
Tel:
212-303-6175
E*****@**********M
(Full email address available in API data)
Industry Affiliates
A.R.T. EQUITY HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
A.R.T. INTERNATIONAL HOLDINGS (BVI) LTD. | Hedge Fund | $264.5M | $5.0M | 3 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SOSNICK, AARON, MURRAY | Individual | – | MANAGER AND CHAIRMAN | 08/2001 | > 75% |
SINGER, JOHN, PAUL | Individual | – | VICE PRESIDENT | 04/2010 | < 5% |
PIERSON, BENJAMIN, DOUGLAS | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | 09/2012 | < 5% |
SHULTZ, CHRISTIAN, JARED | Individual | – | CHIEF RESEARCH OFFICER | 01/2020 | < 5% |
PRABHAKAR, ALOKE, NMN | Individual | – | CHIEF TECHNOLOGY OFFICER | 07/2020 | < 5% |
KANEY, ERIC, NMN | Individual | – | DIRECTOR OF OPERATIONS AND FINANCE | 12/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 15th, 2021 for period ending September 30th, 2021
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
FACEBOOK INC | CL A | 237 | 698 | – |
BRISTOL-MYERS SQUIBB CO | COM | 446 | 8K | – |
ALPHABET INC | CAP STK CL A | 388 | 145 | – |
WALMART INC | COM | 226 | 2K | – |
NVIDIA CORPORATION | COM | 249 | 1K | – |
CHIPOTLE MEXICAN GRILL INC | COM | 249 | 137 | – |