A.R.T. ADVISORS, LLC

Adviser information for A.R.T. ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 28
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $264.5M
Non-Discretionary 0 $0
Total 2 $264.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $264.5M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-73872
SEC ERA File Number 801-73872
SEC CIK Numbers 1315281
SEC CRD Numbers 161643
Legal Entity Identifier 549300579ZENHJYPC730

Principal Office

137 2ND AVENUE
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-303-0505, Fax: None

Chief Compliance Officer

BENJAMIN PIERSON
CHIEF OPERATING OFFICER & GENERAL COUNSEL
137 2ND AVENUE
NEW YORK
NY
United States
Tel: 212-303-0505
(Full email address available in API data)

Regulatory Contact

ERIC KANEY
DIRECTOR OF OPERATIONS AND FINANCE
137 2ND AVENUE
NEW YORK
NY
United States
Tel: 212-303-6175
(Full email address available in API data)

Industry Affiliates

A.R.T. EQUITY HOLDINGS, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
A.R.T. INTERNATIONAL HOLDINGS (BVI) LTD. Hedge Fund $264.5M $5.0M 3

Control Persons

Name Type Entity Title Since Ownership
SOSNICK, AARON, MURRAY Individual MANAGER AND CHAIRMAN 08/2001 > 75%
SINGER, JOHN, PAUL Individual VICE PRESIDENT 04/2010 < 5%
PIERSON, BENJAMIN, DOUGLAS Individual CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL 09/2012 < 5%
SHULTZ, CHRISTIAN, JARED Individual CHIEF RESEARCH OFFICER 01/2020 < 5%
PRABHAKAR, ALOKE, NMN Individual CHIEF TECHNOLOGY OFFICER 07/2020 < 5%
KANEY, ERIC, NMN Individual DIRECTOR OF OPERATIONS AND FINANCE 12/2023 < 5%

No. Employees, Historic

30150201920202021202220232024202528 on 5/30/201928 on 6/14/201928 on 10/25/201930 on 3/27/202030 on 7/22/202030 on 10/16/202030 on 10/16/202026 on 3/30/202126 on 3/30/202126 on 3/31/202126 on 6/7/202125 on 3/30/202225 on 5/5/202225 on 5/5/202225 on 7/20/202225 on 8/23/202225 on 8/23/202227 on 3/28/202327 on 12/4/202327 on 12/26/202328 on 3/26/2024

RAUM, Historic

3B2B020192020202120222023202420252960771000 on 5/30/20192960771000 on 6/14/20192960771000 on 10/25/20192978903000 on 3/27/20202978903000 on 7/22/2020638514070 on 10/16/2020638514070 on 10/16/2020535143000 on 3/30/2021535143000 on 3/30/2021535143000 on 3/31/2021535143000 on 6/7/2021440109000 on 3/30/2022440139000 on 5/5/2022440139000 on 5/5/2022440139000 on 7/20/2022440139000 on 8/23/2022440139000 on 8/23/2022240472000 on 3/28/2023240472000 on 12/4/2023240472000 on 12/26/2023264543000 on 3/26/2024

No. Clients, Historic

105020192020202120222023202420253 on 5/30/20193 on 6/14/20193 on 10/25/20193 on 3/27/20203 on 7/22/20203 on 10/16/20203 on 10/16/20203 on 3/30/20213 on 3/30/20213 on 3/31/20213 on 6/7/20213 on 3/30/20223 on 5/5/20223 on 5/5/20223 on 7/20/20223 on 8/23/20223 on 8/23/20222 on 3/28/20232 on 12/4/20232 on 12/26/20232 on 3/26/2024

Holdings

From latest 13F, filed November 15th, 2021 for period ending September 30th, 2021
Name Class Value $USD # Shares Private Fund
FACEBOOK INC CL A 237 698
BRISTOL-MYERS SQUIBB CO COM 446 8K
ALPHABET INC CAP STK CL A 388 145
WALMART INC COM 226 2K
NVIDIA CORPORATION COM 249 1K
CHIPOTLE MEXICAN GRILL INC COM 249 137