Hedge Fund Database

CENTERBRIDGE PARTNERS, L.P.

Adviser information for CENTERBRIDGE PARTNERS, L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 262
Investment Advisory/Research 109
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 41 $55.8B
Non-Discretionary 2 $517.8M
Total 43 $56.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 42 $36.4B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $19.9B
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 23

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-73876
SEC ERA File Number 801-73876
SEC CIK Numbers 1484836
SEC CRD Numbers 157359
Legal Entity Identifier 549300ZL7JBNXD8MIL95

Principal Office

375 PARK AVE, 11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-672-5000, Fax: 212-672-5001

Websites

www.centerbridge.com/ www.linkedin.com/company/centerbridge-partners/ www.overland-advantage.com

Chief Compliance Officer

ELIZABETH R. UHL
375 PARK AVE, 11TH FLOOR
NEW YORK
NY
United States
Tel: 212-672-5000
Fax: 212-672-5001
(Full email address available in API data)

Regulatory Contact

SUSANNE V. CLARK
CHIEF LEGAL OFFICER/GENERAL COUNSEL
375 PARK AVE, 11TH FLOOR
NEW YORK
NY
United States
Tel: 212-672-5000
Fax: 212-672-5001
(Full email address available in API data)

Industry Affiliates

CCP GP II, L.P. Commodity pool operator or commodity trading advisor
CCP GP IPC, L.P. Commodity pool operator or commodity trading advisor
CCP II CAYMAN GP LTD. Commodity pool operator or commodity trading advisor
CCP III SBS CAYMAN GP LTD. Commodity pool operator or commodity trading advisor
CENTERBRIDGE CAPITAL PARTNERS II, L.P. Commodity pool operator or commodity trading advisor
CENTERBRIDGE CREDIT PARTNERS GENERAL PARTNER, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CENTERBRIDGE CREDIT PARTNERS OFFSHORE GENERAL PARTNER, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CENTERBRIDGE FLEX PARTNERS GENERAL PARTNER, L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES II, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CENTERBRIDGE SEAPORT ACQUISITION FUND GP, L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
OVERLAND ADVISORS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BBH WEALTH STRATEGIES UNIT TRUST -�MARTELLO RE SUB-TRUST Private Equity Fund $36.0M $0.1M 18
BBH WEALTH STRATEGIES, LLC - MARTELLO RE SERIES Private Equity Fund $481.9M $0.1M 787
CANVAS HOLDINGS, L.P. Hedge Fund $705.2M $0.0M 512
CB AHEAD TOPCO, L.P. Hedge Fund $251.1M $0.0M 518
CB ATLANTIC CO-INVEST, L.P. Hedge Fund $237.6M $0.0M 22
CB ATLAS CO-INVEST, L.P. Hedge Fund $392.3M $0.0M 26
CB BB INVESTORS (CAYMAN), L.P. Hedge Fund $39.7M $0.0M 1
CB BB INVESTORS, L.P. Hedge Fund $68.0M $0.0M 4
CB BLIZZARD CO-INVEST HOLDINGS, L.P. Hedge Fund $21.5M $0.0M 4
CB BLIZZARD CO-INVEST, L.P. Hedge Fund $24.0M $0.0M 14
CB CATALYST CO-INVEST, L.P. Hedge Fund $336.9M $0.0M 28
CB CENT HOLDINGS, LLC Hedge Fund $365.0M $0.0M 679
CB DESSERT HOLDINGS, L.P. Hedge Fund $142.1M $0.0M 166
CB FARADAY CO-INVEST HOLDINGS - A, L.P. Hedge Fund $0.0M $0.0M 10
CB FARADAY CO-INVEST HOLDINGS, L.P. Hedge Fund $0.5M $0.0M 15
CB FARADAY CO-INVEST, L.P. Hedge Fund $678.5M $0.0M 18
CB FRESH AIR AGGREGATOR, L.P. Hedge Fund $28.2M $0.0M 508
CB IRIS CO-INVEST, L.P. Hedge Fund $268.8M $0.0M 17
CB LAKER BUYER L.P. Hedge Fund $90.9M $0.0M 583
CB LDV CO-INVEST, L.P. - SERIES A Hedge Fund $0.0M $0.0M 2
CB MARTELLO FEEDER, L.P. Hedge Fund $528.2M $10.0M 76
CB MARTELLO SBS, L.P. Hedge Fund $77.8M $0.0M 79
CB NC CO-INVEST, L.P. Hedge Fund $315.0M $0.0M 2
CB NOTEPAD CO-INVEST, L.P. Hedge Fund $203.4M $0.0M 13
CB PH FUND, L.P. Hedge Fund $120.6M $0.0M 2
CB REVERB CO-INVEST, L.P. Hedge Fund $33.9M $0.0M 2
CB SA FUND, L.P. Hedge Fund $357.9M $0.0M 2
CB STARFISH TOPCO, L.P. Hedge Fund $167.5M $0.0M 516
CB VT FUND G, L.P. Hedge Fund $103.7M $0.0M 2
CCP II PFC CO-INVEST, L.P. Hedge Fund $0.3M $0.0M 12
CCP III GWR CO-INVEST, L.P. Hedge Fund $22.3M $0.0M 1
CCP SBS HOLDINGS, L.P. Hedge Fund $228.4M $0.0M 232
CENTERBRIDGE CAPITAL PARTNERS II, L.P. Hedge Fund $606.0M $10.0M 278
CENTERBRIDGE CAPITAL PARTNERS III, L.P. Hedge Fund $6,790.7M $10.0M 329
CENTERBRIDGE CAPITAL PARTNERS IV - N CO-INVEST, L.P. Hedge Fund $152.2M $0.0M 4
CENTERBRIDGE CAPITAL PARTNERS IV, L.P. Hedge Fund $4,498.6M $10.0M 175
CENTERBRIDGE CAPITAL PARTNERS SBS II, L.P. Hedge Fund $10.4M $0.0M 104
CENTERBRIDGE CAPITAL PARTNERS SBS III, L.P. Hedge Fund $217.4M $0.0M 181
CENTERBRIDGE CAPITAL PARTNERS SBS IV, L.P. Hedge Fund $25.4M $0.0M 107
CENTERBRIDGE CAPITAL PARTNERS SBS, L.P. Hedge Fund $0.6M $0.0M 39
CENTERBRIDGE CAPITAL PARTNERS STRATEGIC, L.P. Hedge Fund $9.9M $10.0M 117
CENTERBRIDGE CAPITAL PARTNERS V - N CO-INVEST, L.P. Hedge Fund $0.0M $0.0M 4
CENTERBRIDGE CAPITAL PARTNERS V, L.P. Hedge Fund $2,107.0M $10.0M 104
CENTERBRIDGE CAPITAL PARTNERS, L.P. Hedge Fund $362.4M $10.0M 191
CENTERBRIDGE CREDIT FUNDING 1, LTD. Securitized Asset Fund $320.1M $0.0M 97
CENTERBRIDGE CREDIT FUNDING II, LTD. Securitized Asset Fund $299.2M $0.0M 97
CENTERBRIDGE CREDIT PARTNERS MASTER, L.P. Hedge Fund $2,001.3M $0.0M 514
CENTERBRIDGE CREDIT PARTNERS OFFSHORE INTERMEDIATE II, L.P. Hedge Fund $8.5M $0.0M 44
CENTERBRIDGE CREDIT PARTNERS OFFSHORE, LTD. Hedge Fund $254.7M $10.0M 71
CENTERBRIDGE CREDIT PARTNERS TE INTERMEDIATE II, L.P. Hedge Fund $30.1M $0.0M 107
CENTERBRIDGE CREDIT PARTNERS TE, L.P. Hedge Fund $1,043.0M $10.0M 137
CENTERBRIDGE CREDIT PARTNERS, L.P. Hedge Fund $376.1M $10.0M 306
CENTERBRIDGE FLEX PARTNERS CAYMAN, L.P. Hedge Fund $353.0M $10.0M 12
CENTERBRIDGE FLEX PARTNERS MASTER, L.P. Hedge Fund $528.4M $0.0M 19
CENTERBRIDGE FLEX PARTNERS, L.P. Hedge Fund $160.0M $10.0M 6
CENTERBRIDGE FP CO-INVEST FUND, L.P. Hedge Fund $324.0M $0.0M 1
CENTERBRIDGE PARTNERS REAL ESTATE FUND II, L.P. Hedge Fund $2,262.7M $10.0M 166
CENTERBRIDGE PARTNERS REAL ESTATE FUND SBS II, L.P. Hedge Fund $15.7M $0.0M 126
CENTERBRIDGE PARTNERS REAL ESTATE FUND SBS, L.P. Hedge Fund $62.2M $0.0M 105
CENTERBRIDGE PARTNERS REAL ESTATE FUND, L.P. Hedge Fund $1,174.9M $10.0M 121
CENTERBRIDGE SEAPORT ACQUISITION FUND, L.P. Hedge Fund $905.1M $0.0M 130
CENTERBRIDGE SPECIAL CREDIT PARTNERS II, L.P. Hedge Fund $233.0M $10.0M 73
CENTERBRIDGE SPECIAL CREDIT PARTNERS III-FLEX, L.P. Hedge Fund $3,489.3M $7.0M 97
CENTERBRIDGE SPECIAL CREDIT PARTNERS III, L.P. Hedge Fund $447.9M $3.0M 97
CENTERBRIDGE SPECIAL CREDIT PARTNERS IV - I CO-INVEST, L.P. - SERIES A Hedge Fund $111.8M $0.0M 2
CENTERBRIDGE SPECIAL CREDIT PARTNERS IV - I CO-INVEST, L.P. - SERIES B Hedge Fund $103.3M $0.0M 2
CENTERBRIDGE SPECIAL CREDIT PARTNERS IV CAYMAN, L.P. Hedge Fund $1,463.0M $10.0M 22
CENTERBRIDGE SPECIAL CREDIT PARTNERS IV MASTER, L.P. Hedge Fund $3,286.0M $0.0M 67
CENTERBRIDGE SPECIAL CREDIT PARTNERS IV, L.P. Hedge Fund $1,239.2M $10.0M 44
CENTERBRIDGE SPECIAL CREDIT PARTNERS, L.P. Hedge Fund $30.2M $10.0M 62
CP ARGO MARINA HOLDINGS, L.P. Hedge Fund $0.0M $0.0M 5
CP MARINA HOLDCO, L.P. Hedge Fund $343.2M $0.0M 7
CPREF-CCP SBS HOLDINGS, L.P. Hedge Fund $103.2M $0.0M 181
CPUA CO-INVEST, L.P. Hedge Fund $95.6M $0.0M 1
FIBRA LUX HOLDCO S.A R.L. Hedge Fund $78.6M $0.0M 2
FIDENTIA FORTUNA CO-INVEST, L.P. Hedge Fund $124.4M $0.0M 17
FIDENTIA FORTUNA STRATEGIC, L.P. Hedge Fund $180.2M $0.0M 1
HERO CO-INVEST A, L.P. Hedge Fund $68.3M $0.0M 2
PARK BLUE CLO 2022-I, LTD. Securitized Asset Fund $388.0M $0.0M 97
PARK BLUE CLO 2022-II, LTD. Securitized Asset Fund $389.8M $0.0M 97
PARK BLUE CLO 2023-III, LTD. Securitized Asset Fund $391.0M $0.0M 97
PARK BLUE CLO 2023-IV, LTD. Securitized Asset Fund $466.7M $0.0M 67

Control Persons

Name Type Entity Title Since Ownership
ARONSON, JEFFREY, HAROLD Individual – MANAGING PRINCIPAL 09/2005 10-25%
GALLOGLY, MARK, TIMOTHY Individual – LIMITED PARTNER / FORMER MANAGING PRINCIPAL 12/2020 10-25%
CLARK, SUSANNE, VIKOREN Individual – CHIEF LEGAL OFFICER/GENERAL COUNSEL 12/2009 < 5%
UHL, ELIZABETH, ROSS Individual – CHIEF COMPLIANCE OFFICER 10/2011 < 5%
CENTERBRIDGE PARTNERS HOLDINGS, LLC Domestic Entity – GENERAL PARTNER 03/2006 < 5%
GALLOGLY, MARK, TIMOTHY Individual CCP GP INVESTORS HOLDINGS (CAYMAN), L.P. LIMITED PARTNER 10/2014 25-50%
CCP HOLDINGS GP (CAYMAN), LTD. Foreign Entity CCP GP INVESTORS HOLDINGS (CAYMAN), L.P. GENERAL PARTNER 03/2015
ARONSON, JEFFREY, HAROLD Individual CCP HOLDINGS GP (CAYMAN), LTD. SHAREHOLDER 03/2015 > 75%
CSCP CAYMAN GP LTD. Foreign Entity – GENERAL PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P. 12/2015 < 5%
CSCP II CAYMAN GP LTD. Foreign Entity – GENERAL PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P. 12/2015 < 5%
CSCP III CAYMAN GP LTD. Foreign Entity – GENERAL PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P. 01/2016 < 5%
CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P. Foreign Entity – LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P. 12/2015 > 75%
CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P. Foreign Entity – LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P. 12/2015 > 75%
CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P. Foreign Entity – LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P. 01/2016 > 75%
ARONSON, JEFFREY, HAROLD Individual CSCP II CAYMAN GP LTD. SHAREHOLDER 05/2014 > 75%
CSCP HOLDINGS CAYMAN GP LTD. Foreign Entity CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P. GENERAL PARTNER 12/2015
ARONSON, JEFFREY, HAROLD Individual JEFFREY H. ARONSON 2017 REVOCABLE TRUST TRUSTEE 06/2017 > 75%
ARONSON, JEFFREY, HAROLD Individual CSCP HOLDINGS CAYMAN GP LTD. SHAREHOLDER 12/2015 > 75%
ARONSON, JEFFREY, HAROLD Individual CSCP CAYMAN GP LTD. SHAREHOLDER 05/2014 > 75%
ARONSON, JEFFREY, HAROLD Individual CSCP III CAYMAN GP LTD. SHAREHOLDER 02/2016 > 75%
CPREF CAYMAN GP LTD. Foreign Entity – GENERAL PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P. 02/2017 < 5%
CCP GP INVESTORS HOLDINGS (CAYMAN), L.P. Foreign Entity – LIMITED PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P. 02/2017 > 75%
ARONSON, JEFFREY, HAROLD Individual CPREF CAYMAN GP LTD. SHAREHOLDER 02/2017 > 75%
TERJANIAN, KIMBERLY, ANNE Individual – CHIEF FINANCIAL OFFICER 10/2018 < 5%
Morrison, Gordon, Douglas Individual – CHIEF FINANCIAL OFFICER 10/2018 < 5%
NEUENFELDT, WILLIAM, JOHN Individual – CHIEF OPERATING OFFICER 04/2019 < 5%
Kabaker, Matthew, Stephen Individual – LIMITED PARTNER 11/2011 5-10%
Rahm, William, David Individual – LIMITED PARTNER 01/2012 5-10%
Melwani, Vivek Individual – LIMITED PARTNER 01/2011 5-10%
CPREF II CAYMAN GP LTD. Foreign Entity – GENERAL PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES II, L.P. 07/2020 < 5%
CCP GP INVESTORS HOLDINGS (CAYMAN), L.P. Foreign Entity – LIMITED PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES II, L.P. 01/2021 > 75%
ARONSON, JEFFREY, HAROLD Individual CPREF II CAYMAN GP LTD. SHAREHOLDER 02/2021 > 75%
CENTERBRIDGE SEAPORT ACQUISITION FUND GP, LLC Domestic Entity – GENERAL PARTNER OF CENTERBRIDGE SEAPORT ACQUISITION FUND GP, L.P. 03/2022 < 5%
CCP GP INVESTORS HOLDINGS (CAYMAN), L.P. Foreign Entity – LIMITED PARTNER OF CENTERBRIDGE SEAPORT ACQUISITION FUND GP, L.P. 05/2022 > 75%
ARONSON, JEFFREY, HAROLD Individual CENTERBRIDGE SEAPORT ACQUISITION FUND GP, LLC SHAREHOLDER 03/2022 > 75%
CENTERBRIDGE CREDIT CAYMAN GP, LTD. Foreign Entity – GENERAL PARTNER OF CENTERBRIDGE CREDIT PARTNERS GENERAL PARTNER, L.P. 12/2015 < 5%
CENTERBRIDGE CREDIT HOLDINGS (CAYMAN), L.P. Foreign Entity – LIMITED PARTNER OF CENTERBRIDGE CREDIT PARTNERS GENERAL PARTNER, L.P. 12/2015 > 75%
ARONSON, JEFFREY, HAROLD Individual CENTERBRIDGE CREDIT CAYMAN GP, LTD. SHAREHOLDER 12/2015 > 75%
CENTERBRIDGE CREDIT HOLDINGS CAYMAN GP LTD. Foreign Entity CENTERBRIDGE CREDIT HOLDINGS (CAYMAN), L.P. GENERAL PARTNER 12/2015
JEFFREY H. ARONSON 2017 REVOCABLE TRUST Domestic Entity CENTERBRIDGE CREDIT HOLDINGS (CAYMAN), L.P. LIMITED PARTNER 06/2022 25-50%
GALLOGLY, MARK, TIMOTHY Individual CENTERBRIDGE CREDIT HOLDINGS (CAYMAN), L.P. LIMITED PARTNER 12/2015 25-50%
ARONSON, JEFFREY, HAROLD Individual CENTERBRIDGE CREDIT HOLDINGS CAYMAN GP LTD. SHAREHOLDER 12/2015 > 75%
ARONSON, JEFFREY, HAROLD Individual – TRUSTEE OF THE JEFFREY H. ARONSON 2017 REVOCABLE TRUST 06/2017 10-25%
JEFFREY H. ARONSON 2017 REVOCABLE TRUST Domestic Entity – LIMITED PARTNER 06/2022 10-25%
JEFFREY H. ARONSON 2017 REVOCABLE TRUST Domestic Entity CENTERBRIDGE PARTNERS HOLDINGS, LLC MEMBER 06/2022 50-75%
JEFFREY H. ARONSON 2017 REVOCABLE TRUST Domestic Entity CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P. LIMITED PARTNER 06/2022 25-50%
CFP CAYMAN GP LTD. Foreign Entity – GENERAL PARTNER OF CENTERBRIDGE FLEX PARTNERS GENERAL PARTNER, L.P. 07/2022 < 5%
CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P. Foreign Entity – LIMITED PARTNER OF CENTERBRIDGE FLEX PARTNERS GENERAL PARTNER, L.P. 07/2022 > 75%
ARONSON, JEFFREY, HAROLD Individual CFP CAYMAN GP LTD. SHAREHOLDER 12/2022 > 75%
CENTERBRIDGE CREDIT CAYMAN GP, LTD. Foreign Entity – GENERAL PARTNER OF CENTERBRIDGE CREDIT PARTNERS OFFSHORE GENERAL PARTNER, L.P. 12/2015 < 5%
CENTERBRIDGE CREDIT HOLDINGS (CAYMAN), L.P. Foreign Entity – LIMITED PARTNER OF CENTERBRIDGE CREDIT PARTNERS OFFSHORE GENERAL PARTNER, L.P. 12/2015 > 75%
JEFFREY H. ARONSON 2006 LONG-TERM TRUST Domestic Entity – LIMITED PARTNER 06/2023 10-25%
Aronson, Shari, Lynn Individual – TRUSTEE OF THE JEFFREY H. ARONSON 2006 LONG-TERM TRUST 05/2006 10-25%
J.P. MORGAN TRUST COMPANY OF DELAWARE Domestic Entity – TRUSTEE OF THE JEFFREY H. ARONSON 2006 LONG-TERM TRUST 11/2016 10-25%
JPMORGAN CHASE HOLDINGS LLC Domestic Entity J.P. MORGAN TRUST COMPANY OF DELAWARE PARENT 12/2022 > 75%
JPMORGAN CHASE & CO. Domestic Entity JPMORGAN CHASE HOLDINGS LLC PARENT, MANAGING MEMBER 09/2016 > 75%
JEFFREY H. ARONSON 2006 LONG-TERM TRUST Domestic Entity CENTERBRIDGE PARTNERS HOLDINGS, LLC MEMBER 06/2023 50-75%
Aronson, Shari, Lynn Individual JEFFREY H. ARONSON 2006 LONG-TERM TRUST TRUSTEE 05/2006
J.P. MORGAN TRUST COMPANY OF DELAWARE Domestic Entity JEFFREY H. ARONSON 2006 LONG-TERM TRUST TRUSTEE 11/2016
JPMORGAN CHASE HOLDINGS LLC Domestic Entity J.P. MORGAN TRUST COMPANY OF DELAWARE PARENT 12/2022 > 75%
JPMORGAN CHASE & CO. Domestic Entity JPMORGAN CHASE HOLDINGS LLC PARENT, MANAGING MEMBER 09/2016 > 75%

No. Employees, Historic

30015002019202020212022202320242025257 on 8/23/2019257 on 2/25/2020263 on 3/30/2020263 on 10/2/2020263 on 10/29/2020263 on 12/17/2020255 on 3/31/2021255 on 8/20/2021255 on 2/25/2022242 on 3/31/2022242 on 8/25/2022242 on 9/2/2022242 on 11/18/2022242 on 2/24/2023246 on 3/31/2023246 on 8/22/2023246 on 11/20/2023246 on 2/27/2024262 on 3/29/2024

RAUM, Historic

60B30B0201920202021202220232024202522034950707 on 8/23/201922034950707 on 2/25/202021711411143 on 3/30/202021711411143 on 10/2/202021711411143 on 10/29/202021711411143 on 12/17/202024815413714 on 3/31/202124815413714 on 8/20/202124815413714 on 2/25/202231395320163 on 3/31/202231395320163 on 8/25/202231395320163 on 9/2/202231395320163 on 11/18/202231395320163 on 2/24/202349566268786 on 3/31/202349566268786 on 8/22/202349566268786 on 11/20/202349566268786 on 2/27/202456287560378 on 3/29/2024

No. Clients, Historic

50250201920202021202220232024202518 on 8/23/201918 on 2/25/202018 on 3/30/202018 on 10/2/202018 on 10/29/202018 on 12/17/202020 on 3/31/202120 on 8/20/202120 on 2/25/202229 on 3/31/202229 on 8/25/202229 on 9/2/202229 on 11/18/202229 on 2/24/202332 on 3/31/202332 on 8/22/202332 on 11/20/202332 on 2/27/202442 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BANC OF CALIFORNIA INC COM 78M 6M 6,7
BANZAI INTERNATIONAL INC *W EXP 12/14/202 226 13K 2,6,7
BANZAI INTERNATIONAL INC *W EXP 12/14/202 1K 79K 5,6,7
DISH NETWORK CORPORATION NOTE 12/1 1M – 2,6,7
DISH NETWORK CORPORATION NOTE 12/1 4M – 6,7
GDS HLDGS LTD SPONSORED ADS 2M 205K 3,6,7
GARRETT MOTION INC COM 97M 11M 2,6,7
GARRETT MOTION INC COM 230M 27M 5,6,7
GOHEALTH INC CL A NEW 41M 4M 1,6,7
REALOGY GRP LLC/REALOGY CO NOTE 0.250% 6/1 1M – 2,6,7
REALOGY GRP LLC/REALOGY CO NOTE 0.250% 6/1 2M – 5,6,7
REALOGY GRP LLC/REALOGY CO NOTE 0.250% 6/1 43M – 6,7
REALOGY GRP LLC/REALOGY CO NOTE 0.250% 6/1 6M – 6,7
UNITED HOMES GROUP INC *W EXP 03/30/202 2K 3K 2,6,7
UNITED HOMES GROUP INC *W EXP 03/30/202 13K 22K 5,6,7
PERFECT CORP *W EXP 99/99/999 641 11K 2,6,7
PERFECT CORP *W EXP 99/99/999 4K 64K 5,6,7