PFINGSTEN PARTNERS, L.L.C.
Adviser information for PFINGSTEN PARTNERS, L.L.C. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73883 |
|---|---|
| SEC ERA File Number | 801-73883 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156493 |
| Legal Entity Identifier | None |
Principal Office
151 N. FRANKLIN STSUITE 2150
CHICAGO
IL
United States
Monday - Friday, 8:00AM-5:00PM (CST)
Tel: 312-222-8707, Fax: 312-222-8708
Chief Compliance Officer
ANDREW W. PETRI
CFO
151 N. FRANKLIN STREET
SUITE 2150
CHICAGO
IL
United States
Tel:
312-222-8707
Fax:
312-222-8708
A*****@************M
(Full email address available in API data)
Industry Affiliates
| PFINGSTEN PARTNERS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PFINGSTEN PARTNERS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PFINGSTEN PARTNERS VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PFINGSTEN UGP VI, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PFINGSTEN FUND VI-A, L.P. | Private Equity Fund | $20.0M | $1.0M | 13 |
| PFINGSTEN FUND VI, L.P. | Private Equity Fund | $413.1M | $1.0M | 107 |
| PFINGSTEN PARTNERS CO-INVESTMENT FUND IV, L.P. | Private Equity Fund | $3.0M | $1.0M | 35 |
| PFINGSTEN PARTNERS FUND IV, L.P. | Private Equity Fund | $76.9M | $1.0M | 33 |
| PFINGSTEN PARTNERS FUND V-A, L.P. | Private Equity Fund | $15.5M | $1.0M | 16 |
| PFINGSTEN PARTNERS FUND V, L.P. | Private Equity Fund | $547.2M | $1.0M | 78 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINEGAN, SCOTT, A. | Individual | – | SENIOR MANAGING DIRECTOR | 01/2009 | 25-50% |
| PETRI, ANDREW, WILLIAMS | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2015 | < 5% |
| Bronsteatter, Phillip, D | Individual | – | MANAGING DIRECTOR | 10/2022 | 25-50% |
| Hessevick, Kenneth, J | Individual | – | MANAGING DIRECTOR | 10/2022 | 25-50% |