FFL
FFL PARTNERS, LLC Legal Name
Adviser information for FFL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $3.0B |
| Non-Discretionary | 0 | $0 |
| Total | 23 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $3.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 22 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
333 BUSH STREETSUITE 1450
SAN FRANCISCO
CA
United States
Monday - Friday, 9 AM - 6 PM
Tel: 415-402-2100, Fax: None
Chief Compliance Officer
PATTY NYKODYM
CHIEF FINANCIAL OFFICER
333 BUSH STREET
SUITE 1450
SAN FRANCISCO
CA
United States
Tel:
415-402-2100
P*******@**************M
(Full email address available in API data)
Industry Affiliates
| FFL GP CF, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FFL GP IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FFL GP V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FFL GP VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FRIEDMAN FLEISCHER & LOWE GP II, LP. | Sponsor, GP, manager of pooled investment vehicles |
| FRIEDMAN FLEISCHER & LOWE GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FFL CAPITAL PARTNERS CF, L.P. | Private Equity Fund | $201.8M | $0.0M | 47 |
| FFL CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $417.8M | $10.0M | 55 |
| FFL CAPITAL PARTNERS V, L.P. | Private Equity Fund | $965.9M | $10.0M | 47 |
| FFL CF FEEDER, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| FFL DESIGNATED PARTNERS II, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| FFL DESIGNATED PARTNERS III, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| FFL DESIGNATED PARTNERS IV, L.P. | Private Equity Fund | $9.2M | $0.0M | 20 |
| FFL EXECUTIVE PARTNERS II, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| FFL EXECUTIVE PARTNERS III, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| FFL EXECUTIVE PARTNERS IV, L.P. | Private Equity Fund | $6.5M | $0.0M | 21 |
| FFL EXECUTIVE PARTNERS V, L.P. | Private Equity Fund | $10.4M | $0.0M | 24 |
| FFL INDIVIDUAL PARTNERS III, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| FFL INDIVIDUAL PARTNERS IV, L.P. | Private Equity Fund | $8.3M | $0.0M | 35 |
| FFL INDIVIDUAL PARTNERS V, L.P. | Private Equity Fund | $160.4M | $0.0M | 94 |
| FFL IV CO-INVESTMENT FUND, L.P. | Private Equity Fund | $11.2M | $0.0M | 7 |
| FFL IV CO-INVESTMENT PARALLEL FUND, L.P. | Private Equity Fund | $4.8M | $0.0M | 2 |
| FFL PARALLEL CF, L.P. | Private Equity Fund | $205.5M | $0.0M | 15 |
| FFL PARALLEL FEEDER, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| FFL PARALLEL FUND II, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| FFL PARALLEL FUND III, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| FFL PARALLEL FUND IV (DE-II), L.P. | Private Equity Fund | $12.1M | $0.0M | 3 |
| FFL PARALLEL FUND IV (DE), L.P. | Private Equity Fund | $131.3M | $0.0M | 6 |
| FFL PARALLEL FUND IV, L.P. | Private Equity Fund | $267.6M | $0.0M | 37 |
| FFL PARALLEL FUND V, L.P. | Private Equity Fund | $277.8M | $0.0M | 21 |
| FFL V ABACUS CO-INVESTMENT FUND, L.P. | Private Equity Fund | $5.3M | $0.0M | 2 |
| FFL V ALKU CO-INVESTMENT FUND, L.P. | Private Equity Fund | $60.6M | $0.0M | 10 |
| FFL V ALKU CO-INVESTMENT PARALLEL FUND, L.P. | Private Equity Fund | $29.5M | $0.0M | 6 |
| FFL V CMS CO-INVESTMENT FUND, L.P. | Private Equity Fund | $58.8M | $0.0M | 5 |
| FFL V CRFO HOLDINGS CO-INVESTMENT FUND, L.P. | Private Equity Fund | $14.6M | $0.0M | 1 |
| FFL V NL1 CO-INVESTMENT FUND, L.P. | Private Equity Fund | $94.9M | $0.0M | 18 |
| FFL V OPS CO-INVESTMENT FUND, L.P. | Private Equity Fund | $4.4M | $0.0M | 2 |
| FFL V PEARL HEALTH CO-INVESTMENT FUND, L.P. | Private Equity Fund | $8.5M | $0.0M | 2 |
| FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS II, L.P. | Private Equity Fund | $0.0M | $10.0M | 0 |
| FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FFL PARTNERS, L.P. | Domestic Entity | – | MANAGING MEMBER | 07/2016 | > 75% |
| FLEISCHER, SPENCER, CHARLES | Individual | – | SENIOR MANAGING MEMBER | 03/1998 | < 5% |
| MONEY, AARON, STIVERS | Individual | – | SENIOR MANAGING MEMBER | 03/2016 | < 5% |
| LONG, GREGORY, MICHAEL | Individual | – | SENIOR MANAGING MEMBER | 03/2016 | < 5% |
| HARRIS, CHRISTOPHER, ANDREW | Individual | – | SENIOR MANAGING MEMBER | 03/2016 | < 5% |
| SCHNELLER, CAS, ANDREW | Individual | – | SENIOR MANAGING MEMBER | 03/2016 | < 5% |
| NYKODYM, PATRICIA, ANN | Individual | – | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | 03/2016 | < 5% |
| FFL PARTNERS HOLDINGS, LLC | Domestic Entity | FFL PARTNERS, L.P. | GENERAL PARTNER | 03/2016 | |
| DUGGAL, RAJAT, NMN | Individual | – | SENIOR MANAGING MEMBER | 07/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 10th, 2020 for period ending September 30th, 2020
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CURO GROUP HOLDINGS CORP | COM | 16K | 2M | 1, 2, 5, 6 |