POINTER MANAGEMENT, LLC
Adviser information for POINTER MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $3.0B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $3.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73887 |
|---|---|
| SEC ERA File Number | 801-73887 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156810 |
| Legal Entity Identifier | None |
Principal Office
832 GEORGIA AVENUESUITE 1100
CHATTANOOGA
TN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 423-266-3544, Fax: 423-265-3217
Chief Compliance Officer
PATRICK BRADSHAW
CHIEF OPERATING OFFICER
832 GEORGIA AVENUE
SUITE 1100
CHATTANOOGA
TN
United States
Tel:
423-266-3544
Fax:
423-265-3217
P********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| POINTER (QP), L.P. | Hedge Fund | $2,650.5M | $1.0M | 404 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STOUT, JOHN, ALEXANDER | Individual | – | PRINCIPAL | 07/1990 | 10-25% |
| DAVENPORT, IV, JOSEPH, HOWARD | Individual | – | PRINCIPAL | 07/2007 | 10-25% |
| BURKE, TYLER, FRANK | Individual | – | PRINCIPAL | 01/2008 | 10-25% |
| TARUMIANZ, JEFF, EDWARDS | Individual | – | PRINCIPAL | 01/2010 | 5-10% |
| LOGTERMAN, JOSEPH, ALAN | Individual | – | CHIEF FINANCIAL OFFICER | 09/2004 | < 5% |
| STOWE, PATRICK, BOARD | Individual | – | PRINCIPAL | 07/2011 | 10-25% |
| BRADSHAW, PATRICK, COLMAN | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2012 | 5-10% |