EW HEALTHCARE PARTNERS

ESSEX WOODLANDS MANAGEMENT, INC. Legal Name

Adviser information for EW HEALTHCARE PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 22 $2.2B
Non-Discretionary 0 $0
Total 22 $2.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 22 $2.2B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 14

Services

Advisory Services Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES
Compensation % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS

Identifiers

SEC RIA File Number 801-73888
SEC ERA File Number 801-73888
SEC CIK Numbers 1542339
SEC CRD Numbers 158263
Legal Entity Identifier 9845001O2E64DI09FC27

Principal Office

21 WATERWAY AVENUE
SUITE 225
THE WOODLANDS
TX
United States
Monday - Friday, 8 AM - 5 PM
Tel: 281-364-1555, Fax: 281-364-9755

Chief Compliance Officer

GREGORY L. HILL
CHIEF FINANCIAL OFFICER
21 WATERWAY AVENUE
SUITE 225
THE WOODLANDS
TX
United States
Tel: 281-364-1555
Fax: 281-364-9755
(Full email address available in API data)

Regulatory Contact

SCOTT BARRY
MANAGING DIRECTOR
75 ROCKEFELLER PLAZA
SUITE 1700A
NEW YORK
NY
United States
Tel: 646-429-1259
Fax: 212-922-0551
(Full email address available in API data)

Industry Affiliates

ATLAS FUND 2 HOLDCO GP LLC Sponsor, GP, manager of pooled investment vehicles
EMERALD HOLDCO US GP, LLC Sponsor, GP, manager of pooled investment vehicles
ESSEX WOODLANDS FUND IX-GP, L.P. Sponsor, GP, manager of pooled investment vehicles
ESSEX WOODLANDS HEALTH VENTURES IV, L.L.C. Sponsor, GP, manager of pooled investment vehicles
ESSEX WOODLANDS HEALTH VENTURES UK, LTD. Other investment adviser, including financial planners
ESSEX WOODLANDS HEALTH VENTURES V, L.L.C. Sponsor, GP, manager of pooled investment vehicles
ESSEX WOODLANDS HEALTH VENTURES VI, L.P. Sponsor, GP, manager of pooled investment vehicles
ESSEX WOODLANDS HEALTH VENTURES VII, L.P. Sponsor, GP, manager of pooled investment vehicles
ESSEX WOODLANDS HEALTH VENTURES, L.P. Sponsor, GP, manager of pooled investment vehicles
ESSEX WOODLANDS IX, LLC Sponsor, GP, manager of pooled investment vehicles
EW HEALTHCARE PARTNERS ACQUISITION FUND GP, L.P. Sponsor, GP, manager of pooled investment vehicles
EW HEALTHCARE PARTNERS FUND 2-GP, L.P. Sponsor, GP, manager of pooled investment vehicles
EW HEALTHCARE PARTNERS FUND 2-UGP, LLC Sponsor, GP, manager of pooled investment vehicles
EW HEALTHCARE PARTNERS FUND 3-GP, L.P. Sponsor, GP, manager of pooled investment vehicles
ZEPHYR FUND 3 HOLDCO US-GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ATLAS CO-INVESTMENT FUND 2, L.P. Private Equity Fund $53.0M $0.0M 19
EMERALD HOLDCO US, LP Private Equity Fund $235.2M $0.0M 21
ESSEX TOPAZ CO-INVESTMENT III LP Private Equity Fund $0.1M $0.0M 2
ESSEX TOPAZ CO-INVESTMENT IV, LP Private Equity Fund $0.1M $0.0M 1
ESSEX WOODLANDS HEALTH VENTURES FUND IV, L.P. Venture Capital Fund $33.4M $0.5M 23
ESSEX WOODLANDS HEALTH VENTURES FUND V, L.P. Venture Capital Fund $7.3M $0.3M 36
ESSEX WOODLANDS HEALTH VENTURES FUND VI, L.P. Venture Capital Fund $81.9M $0.5M 31
ESSEX WOODLANDS HEALTH VENTURES FUND VII, L.P. Private Equity Fund $8.1M $1.0M 26
EW FUND IV SPV, LP Venture Capital Fund $21.7M $0.0M 2
EW FUND VI SPV, LP Venture Capital Fund $6.9M $0.0M 2
EW HEALTHCARE PARTNERS ACQUISITION FUND, L.P. Private Equity Fund $81.6M $1.0M 28
EW HEALTHCARE PARTNERS FUND 2-A, L.P. Private Equity Fund $407.1M $0.1M 31
EW HEALTHCARE PARTNERS FUND 2, L.P. Private Equity Fund $262.8M $0.1M 17
EW HEALTHCARE PARTNERS FUND 3-A, L.P. Private Equity Fund $419.1M $0.1M 23
EW HEALTHCARE PARTNERS FUND 3, L.P. Private Equity Fund $323.2M $0.1M 10
EW HEALTHCARE PARTNERS L.P. Private Equity Fund $336.6M $0.1M 27
EW HEALTHCARE PARTNERS-A L.P. Private Equity Fund $13.2M $0.1M 2
FALCON CO-INVESTMENT FUND 2, L.P. Private Equity Fund $41.7M $0.0M 3
MIDAS CO-INVESTMENT FUND, L.P. Private Equity Fund $9.9M $0.0M 2
SC ESSEX TOPAZ CO-INVESTMENT II, LP Private Equity Fund $0.1M $0.0M 2
TITAN CO-INVESTMENT FUND 2, L.P. Private Equity Fund $49.6M $0.0M 4
ZEPHYR FUND 3 HOLDCO US, L.P. Private Equity Fund $179.1M $0.0M 9

Control Persons

Name Type Entity Title Since Ownership
THANGARAJ, IMMANUEL, NMN Individual MANAGING DIRECTOR 11/2003 25-50%
SUTTER, MARTIN, PAUL Individual PRESIDENT, DIRECTOR, SECRETARY, MANAGING DIRECTOR 11/2003 25-50%
VAINIO, PETRI, TAPANI Individual TREASURER, DIRECTOR, MANAGING DIRECTOR 11/2003 25-50%
HIMAWAN, JEFF, SUGITA Individual MANAGING DIRECTOR 11/2003 10-25%
KOLODZIEJCYK, RICHARD, LEE Individual CFO - LEGACY FUNDS 11/2003 < 5%
HILL, GREGORY, LEE Individual CCO, CFO 08/2023 < 5%

No. Employees, Historic

2010020202021202220232024202520 on 3/26/202020 on 7/9/202020 on 1/2/202120 on 3/31/202120 on 4/30/202119 on 3/31/202219 on 6/23/202218 on 3/31/202318 on 5/3/202318 on 9/26/202317 on 3/29/2024

RAUM, Historic

4B2B02020202120222023202420252880929932 on 3/26/20202880929932 on 7/9/20202880929932 on 1/2/20212999279861 on 3/31/20213216412991 on 4/30/20212300635070 on 3/31/20222300635070 on 6/23/20222083350390 on 3/31/20232083350390 on 5/3/20232083350390 on 9/26/20232236425466 on 3/29/2024

No. Clients, Historic

3015020202021202220232024202521 on 3/26/202021 on 7/9/202021 on 1/2/202121 on 3/31/202121 on 4/30/202120 on 3/31/202220 on 6/23/202220 on 3/31/202320 on 5/3/202320 on 9/26/202322 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BIOVENTUS COM CL A 75M 13M
EYEPOINT PHARMACEUTICALS INC COM NEW 13M 2M
MEDICINOVA INC COM NEW 2M 1M
MIMEDX GROUP, INC. COM 195M 28M
REVANCE THERAPEUTICS INC COM 1M 457K
TELA BIO, INC. COM 19M 4M
VENUS CONCEPT, INC. COM 853K 1M