ROCKPOINT
ROCKPOINT GROUP, L.L.C. Legal Name
Adviser information for ROCKPOINT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 113 |
|---|---|
| Investment Advisory/Research | 53 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 39 | $13.5B |
| Non-Discretionary | 0 | $0 |
| Total | 39 | $13.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 39 | $13.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesREIMBURSEMENT FOR CERTAIN COSTS AND EXPENSES |
Identifiers
| SEC RIA File Number | 801-73890 |
|---|---|
| SEC ERA File Number | 801-73890 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156630 |
| Legal Entity Identifier | 549300OCV3Z167W5Z249 |
Principal Office
3953 MAPLE AVE.STE. 300
DALLAS
TX
United States
Monday - Friday, 9:00 AM-6:00 PM
Tel: 972-934-0100, Fax: 972-934-8836
Chief Compliance Officer
RON HOYL
GENERAL COUNSEL
3953 MAPLE AVE.
STE. 300
DALLAS
TX
United States
Tel:
972-934-7430
Fax:
972-934-8836
R**@************M
(Full email address available in API data)
Regulatory Contact
SPENCER RAYMOND
CHIEF FINANCIAL OFFICER
500 BOYLSTON STREET
21ST FLOOR
BOSTON
MA
United States
Tel:
617-530-3979
Fax:
617-437-7011
S******@************M
(Full email address available in API data)
Industry Affiliates
| HERITAGE FIELDS CAPITAL CO-INVESTOR MM, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GP HOLDINGS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND I GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND II GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND III GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-B GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-D GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-E GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-F GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-J GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND II-B GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND II-F GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT INDUSTRIAL INVESTMENT HOLDINGS - A GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT REAL ESTATE FUND III GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT REAL ESTATE FUND IV GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT REAL ESTATE FUND IV-OFFSHORE GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT REAL ESTATE FUND V GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT REAL ESTATE FUND VI GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT REAL ESTATE FUND VII GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT RESIDENTIAL INVESTMENT HOLDINGS-N GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROCKPOINT SC HOLDINGS GP, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HERITAGE FIELDS CAPITAL CO-INVESTOR MEMBER, L.L.C. | Real Estate Fund | $503.1M | $10.0M | 5 |
| ROCKPOINT GROWTH AND INCOME LOWER REIT SIDE CAR FUND II-B, L.P. | Real Estate Fund | $79.3M | $0.0M | 3 |
| ROCKPOINT GROWTH AND INCOME LOWER REIT SIDE CAR FUND II-F, L.P. | Real Estate Fund | $11.1M | $0.0M | 3 |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND I, L.P. | Real Estate Fund | $254.5M | $50.0M | 8 |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND II, L.P. | Real Estate Fund | $164.4M | $25.0M | 11 |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND III, L.P. | Real Estate Fund | $315.4M | $25.0M | 17 |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE PARALLEL FUND I, L.P. | Real Estate Fund | $95.2M | $50.0M | 2 |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE PARALLEL FUND II-ALPHA, L.P. | Real Estate Fund | $105.2M | $0.0M | 6 |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE PARALLEL FUND II, L.P. | Real Estate Fund | $138.2M | $25.0M | 3 |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE PARALLEL FUND III-ALPHA, L.P. | Real Estate Fund | $881.8M | $25.0M | 7 |
| ROCKPOINT GROWTH AND INCOME REAL ESTATE PARALLEL FUND III-BETA, L.P. | Real Estate Fund | $445.8M | $25.0M | 4 |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-A, L.P. | Real Estate Fund | $26.6M | $0.0M | 3 |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-B, L.P. | Real Estate Fund | $23.0M | $0.0M | 3 |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-D, L.P. | Real Estate Fund | $30.5M | $0.0M | 3 |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-E, L.P. | Real Estate Fund | $20.1M | $0.0M | 2 |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-F, L.P. | Real Estate Fund | $7.4M | $0.0M | 2 |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND I-J, L.P. | Real Estate Fund | $24.8M | $0.0M | 2 |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND III-A, L.P. | Real Estate Fund | $9.5M | $0.0M | 4 |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND III-D, L.P. | Real Estate Fund | $289.9M | $0.0M | 5 |
| ROCKPOINT GROWTH AND INCOME SIDE CAR FUND III-H, L.P. | Real Estate Fund | $27.7M | $0.0M | 4 |
| ROCKPOINT GROWTH AND INCOME UPPER REIT SIDE CAR FUND II-B, L.P. | Real Estate Fund | $45.6M | $0.0M | 4 |
| ROCKPOINT GROWTH AND INCOME UPPER REIT SIDE CAR FUND II-F, L.P. | Real Estate Fund | $9.8M | $0.0M | 3 |
| ROCKPOINT INDUSTRIAL INVESTMENT HOLDINGS-A, L.P. | Real Estate Fund | $502.7M | $0.0M | 3 |
| ROCKPOINT REAL ESTATE FUND III, L.P. | Real Estate Fund | $54.5M | $10.0M | 119 |
| ROCKPOINT REAL ESTATE FUND IV, L.P. | Real Estate Fund | $69.9M | $25.0M | 58 |
| ROCKPOINT REAL ESTATE FUND V OFFSHORE, L.P. | Real Estate Fund | $342.1M | $25.0M | 9 |
| ROCKPOINT REAL ESTATE FUND V, L.P. | Real Estate Fund | $984.5M | $25.0M | 81 |
| ROCKPOINT REAL ESTATE FUND VI, L.P. | Real Estate Fund | $1,417.5M | $25.0M | 64 |
| ROCKPOINT REAL ESTATE FUND VII, L.P. | Real Estate Fund | $420.8M | $0.0M | 37 |
| ROCKPOINT REAL ESTATE IV-OFFSHORE AND CO., L.P. | Real Estate Fund | $8.7M | $25.0M | 4 |
| ROCKPOINT REAL ESTATE PARALLEL FUND VI FR, L.P. | Real Estate Fund | $537.7M | $0.0M | 22 |
| ROCKPOINT REAL ESTATE PARALLEL FUND VI, L.P. | Real Estate Fund | $1,543.4M | $25.0M | 27 |
| ROCKPOINT REAL ESTATE PARALLEL FUND VII FR, L.P. | Real Estate Fund | $425.9M | $0.0M | 11 |
| ROCKPOINT REAL ESTATE PARALLEL FUND VII, L.P. | Real Estate Fund | $1,605.6M | $0.0M | 23 |
| ROCKPOINT REAL ESTATE SIDE CAR FUND VII-TI, L.P. | Real Estate Fund | $418.7M | $0.0M | 5 |
| ROCKPOINT REAL ESTATE SIDE CAR PARALLEL FUND VII FR, L.P. | Real Estate Fund | $53.9M | $0.0M | 3 |
| ROCKPOINT RESIDENTIAL INVESTMENT HOLDINGS-N, L.P. | Real Estate Fund | $730.8M | $0.0M | 2 |
| ROCKPOINT SC HOLDINGS PARALLEL, L.P. | Real Estate Fund | $338.6M | $0.0M | 2 |
| ROCKPOINT SC HOLDINGS, L.P. | Real Estate Fund | $709.9M | $0.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALTON, WILLIAM, HAMPTON | Individual | – | MANAGING MEMBER (EXECUTIVE OFFICER) | 08/2003 | < 5% |
| GELB, KEITH, BRYANT | Individual | – | MANAGING MEMBER (EXECUTIVE OFFICER) | 08/2003 | < 5% |
| HOYL, RONALD, JAY | Individual | – | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 04/2007 | < 5% |
| GILBANE, THOMAS, FREEMAN | Individual | – | MANAGING MEMBER (EXECUTIVE OFFICER) | 01/2011 | < 5% |
| SHALEV, ARIC, MEIR | Individual | – | MANAGING MEMBER (EXECUTIVE OFFICER) | 01/2011 | < 5% |
| RAYMOND, SPENCER | Individual | – | CHIEF FINANCIAL OFFICER | 10/2014 | < 5% |
| ROCKPOINT MANAGER HOLDINGS, L.P. | Domestic Entity | – | MANAGING MEMBER (OWNER) | 03/2018 | > 75% |
| RPG GP, L.L.C. | Domestic Entity | ROCKPOINT MANAGER HOLDINGS, L.P. | GENERAL PARTNER | 03/2018 | |
| DOMB, DANIEL, JOSEPH | Individual | – | MANAGING MEMBER (EXECUTIVE OFFICER) | 06/2019 | < 5% |
| MIDGLEY IV, HARRY, CLEGG | Individual | – | MANAGING MEMBER (EXECUTIVE OFFICER) | 06/2019 | < 5% |