CORNWALL CAPITAL MANAGEMENT LP
Adviser information for CORNWALL CAPITAL MANAGEMENT LP last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $164.0M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $164.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $164.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73902 |
|---|---|
| SEC ERA File Number | 801-73902 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161451 |
| Legal Entity Identifier | 549300MTEGC93QZCVQ07 |
Principal Office
1345 AVENUE OF THE AMERICAS2ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: 646-502-8980, Fax: 212-918-7938
Websites
Chief Compliance Officer
JON BERGEN
CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER
1345 AVENUE OF THE AMERICAS
2ND FLOOR
NEW YORK
NY
United States
Tel:
646-502-8980
Fax:
646-478-9687
J******@******************M
(Full email address available in API data)
Regulatory Contact
STANLEY CHAN
CONTROLLER
1345 AVENUE OF THE AMERICAS
2ND FLOOR
NEW YORK
NY
United States
Tel:
6465028980
Fax:
212-918-7938
S****@******************M
(Full email address available in API data)
Industry Affiliates
| CORNWALL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CORNWALL MASTER LP | Hedge Fund | $300.9M | $10.0M | 73 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAI, JAMES, A | Individual | CMGP LLC | MANAGING MEMBER | 11/2010 | > 75% |
| MAI, JAMES, A | Individual | – | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PRINCIPAL | 11/2010 | > 75% |
| CMGP LLC | Domestic Entity | – | GENERAL PARTNER | 11/2010 | < 5% |
| DE SWAAN, J, C | Individual | – | PRINCIPAL / HEAD OF MARKETING | 02/2011 | < 5% |
| BERGEN, JON, RICHARD | Individual | – | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER / PRINCIPAL | 11/2011 | < 5% |
| HOCKETT, ROBERT, B | Individual | – | HEAD TRADER / CHIEF RISK OFFICER / PRINCIPAL | 08/2012 | < 5% |