RESOLUTION RECOVERY PARTNERS MANAGER, LLC
Adviser information for RESOLUTION RECOVERY PARTNERS MANAGER, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-73919 |
|---|---|
| SEC ERA File Number | 801-73919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161441 |
| Legal Entity Identifier | None |
Principal Office
110 EAST 59TH STREET7TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: (212) 829-4952, Fax: (212) 829-4772
Chief Compliance Officer
WALTER D KARLE
110 EAST 59TH STREET
NEW YORK
NY
United States
Tel:
212- 915-1722
Fax:
(212) 829-4772
W***********@*********M
(Full email address available in API data)
Regulatory Contact
MICHAEL NORTON
ASSISTANT VICE PRESIDENT
110 EAST 59TH STREET
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-558-4568
Fax:
(212) 829-4772
M******@*********M
(Full email address available in API data)
Industry Affiliates
| CANTOR FITZGERALD & CO. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerFutures commission merchant |
| CANTOR FITZGERALD INVESTMENT ADVISORS | Other investment adviser, including financial planners |
| FINTAN PARTNERS LLC | Other investment adviser, including financial planners |
| SMITH GROUP ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RESOLUTION RECOVERY PARTNERS, L.P. | Real Estate Fund | $0.0M | $1.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MERKEL, STEPHEN, MARCUS | Individual | – | GENERAL COUNSEL AND SECRETARY | 08/2014 | < 5% |
| CANTOR REAL ESTATE, L.P. | Domestic Entity | – | PARENT COMPANY | 08/2014 | > 75% |
| CANTOR FITZGERALD, L.P. | Domestic Entity | CANTOR REAL ESTATE, L.P. | MEMBER | 06/2008 | > 75% |
| LUTNICK, HOWARD, WILLIAM | Individual | HOWARD W. LUTNICK REVOCABLE TRUST | SOLE TRUSTEE | 01/2010 | |
| CF GROUP MANAGEMENT, INC. | Domestic Entity | CANTOR FITZGERALD, L.P. | MANAGING GENERAL PARTNER | 01/2010 | |
| HOWARD W. LUTNICK PERSONAL ASSET TRUST | Domestic Entity | CANTOR FITZGERALD, L.P. | LIMITED PARTNER | 11/2011 | 25-50% |
| HOWARD W. LUTNICK REVOCABLE TRUST | Domestic Entity | CF GROUP MANAGEMENT, INC. | SHAREHOLDER | 11/2011 | > 75% |
| KARLE, WALTER, DESMOND | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
| PAULSON, KENNETH, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 01/2020 | < 5% |
| Ferri, William, Joseph | Individual | – | GLOBAL HEAD OF ASSET MANAGEMENT | 02/2022 | < 5% |
| LUTNICK, HOWARD, WILLIAM | Individual | HOWARD W. LUTNICK PERSONAL ASSET TRUST | SOLE TRUSTEE | 05/2009 | > 75% |