WAUD CAPITAL PARTNERS
WAUD CAPITAL PARTNERS, LLC Legal Name
Adviser information for WAUD CAPITAL PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 70 |
|---|---|
| Investment Advisory/Research | 65 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $4.6B |
| Non-Discretionary | 0 | $0 |
| Total | 23 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $4.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesPORTFOLIO COMPANY MANAGEMENT AND TRANSACTION FEES |
Principal Office
300 NORTH LASALLE STREETSUITE 4900
CHICAGO
IL
United States
Monday - Friday, 9:00 TO 5:00
Tel: 312-676-8400, Fax: 312-676-8444
Chief Compliance Officer
MARK D. FLOWER
CHIEF FINANCIAL OFFICER
300 NORTH LASALLE STREET
SUITE 4900
CHICAGO
IL
United States
Tel:
(312) 676-8425
Fax:
(312) 676-8444
M******@**************M
(Full email address available in API data)
Industry Affiliates
| WAUD CAPITAL PARTNERS MANAGEMENT III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WAUD CAPITAL PARTNERS MANAGEMENT IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WAUD CAPITAL PARTNERS MANAGEMENT V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WAUD CAPITAL PARTNERS MANAGEMENT VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WCP IVYREHAB CF GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WAUD CAPITAL AFFILIATES III, LLC | Private Equity Fund | $10.4M | $0.0M | 7 |
| WAUD CAPITAL AFFILIATES IV, LLC | Private Equity Fund | $213.4M | $0.0M | 19 |
| WAUD CAPITAL AFFILIATES V, LLC | Private Equity Fund | $124.7M | $0.0M | 25 |
| WAUD CAPITAL AFFILIATES VI, LLC | Private Equity Fund | $166.0M | $0.0M | 17 |
| WAUD CAPITAL ALIGN COINVESTMENT, LLC | Private Equity Fund | $26.0M | $0.7M | 15 |
| WAUD CAPITAL CASABLANCA COINVESTMENT, LLC | Private Equity Fund | $40.9M | $0.1M | 13 |
| WAUD CAPITAL IRIS COINVESTMENT, LLC | Private Equity Fund | $41.2M | $2.2M | 5 |
| WAUD CAPITAL PARTNERS FIF III, L.P. | Private Equity Fund | $29.8M | $3.0M | 9 |
| WAUD CAPITAL PARTNERS FIF IV, L.P. | Private Equity Fund | $412.6M | $2.0M | 21 |
| WAUD CAPITAL PARTNERS FIF V, L.P. | Private Equity Fund | $542.1M | $5.0M | 21 |
| WAUD CAPITAL PARTNERS FIF VI, L.P. | Private Equity Fund | $115.0M | $3.0M | 7 |
| WAUD CAPITAL PARTNERS III, L.P. | Private Equity Fund | $12.3M | $0.3M | 7 |
| WAUD CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $23.8M | $0.3M | 4 |
| WAUD CAPITAL PARTNERS QP III, L.P. | Private Equity Fund | $63.0M | $1.0M | 61 |
| WAUD CAPITAL PARTNERS QP IV, L.P. | Private Equity Fund | $878.6M | $1.0M | 73 |
| WAUD CAPITAL PARTNERS QP V, L.P. | Private Equity Fund | $993.3M | $0.5M | 51 |
| WAUD CAPITAL PARTNERS QP VI, L.P. | Private Equity Fund | $335.6M | $0.2M | 40 |
| WAUD LIFELONG LEARNER COINVESTMENT, LLC | Private Equity Fund | $24.6M | $13.7M | 3 |
| WCP IVYREHAB FIF CF, L.P. | Private Equity Fund | $171.2M | $0.1M | 29 |
| WCP IVYREHAB QP CF 2, L.P. | Private Equity Fund | $111.0M | $0.1M | 25 |
| WCP IVYREHAB QP CF, L.P. | Private Equity Fund | $324.6M | $0.1M | 29 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAUD, REEVE, BYRON | Individual | – | MANAGING PARTNER | 07/1998 | > 75% |
| REEVE B. WAUD, JR. EXCLUSION TRUST | Domestic Entity | – | MEMBER | 07/1998 | 5-10% |
| CECILY R. M. WAUD EXCLUSION TRUST | Domestic Entity | – | MEMBER | 07/1998 | 5-10% |
| FLOWER, MARK, DANIEL | Individual | – | CCO / CFO | 02/2004 | < 5% |
| CLARY, MATTHEW, WILLIAM | Individual | – | PARTNER | 10/2004 | < 5% |
| BRIAR HALL MANAGEMENT, LLC | Domestic Entity | REEVE B. WAUD, JR. EXCLUSION TRUST | TRUSTEE | 03/2024 | |
| BRIAR HALL MANAGEMENT, LLC | Domestic Entity | CECILY R. M. WAUD EXCLUSION TRUST | TRUSTEE | 03/2024 |