CI CAPITAL PARTNERS
CI CAPITAL PARTNERS LLC Legal Name
Adviser information for CI CAPITAL PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $801.8M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $801.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $801.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $192,546 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 13 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73941 |
|---|---|
| SEC ERA File Number | 801-73941 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156863 |
| Legal Entity Identifier | None |
Principal Office
500 PARK AVENUE8TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-752-1850, Fax: 212-832-9450
Chief Compliance Officer
JORDAN BERNSTEIN
GENERAL COUNSEL
500 PARK AVENUE
8TH FLOOR
NEW YORK
NY
United States
Tel:
212-752-1850
Fax:
212-832-9450
J*********@***********M
(Full email address available in API data)
Industry Affiliates
| CI CAPITAL INVESTORS GP II, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CI CAPITAL INVESTORS GP III, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CI/SPV HEARING PARTNERS GP, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CI CAPITAL INVESTORS II (AIV-A), L.P. | Private Equity Fund | $1.4M | $10.0M | 19 |
| CI CAPITAL INVESTORS II (AIV), L.P. | Private Equity Fund | $1.2M | $10.0M | 24 |
| CI CAPITAL INVESTORS II FOLLOW-ON PARTNERS (PARALLEL), LP | Private Equity Fund | $19.9M | $0.0M | 14 |
| CI CAPITAL INVESTORS II FOLLOW-ON PARTNERS, LP | Private Equity Fund | $28.7M | $1.3M | 16 |
| CI CAPITAL INVESTORS II, L.P. | Private Equity Fund | $35.8M | $10.0M | 80 |
| CI CAPITAL INVESTORS III (AIV-A), L.P. | Private Equity Fund | $1.8M | $10.0M | 20 |
| CI CAPITAL INVESTORS III (AIV), L.P. | Private Equity Fund | $0.7M | $10.0M | 17 |
| CI CAPITAL INVESTORS III CO-INVESTMENT, L.P. | Private Equity Fund | $53.1M | $0.2M | 6 |
| CI CAPITAL INVESTORS III, L.P. | Private Equity Fund | $632.7M | $10.0M | 64 |
| CI FUND II CO-INVESTMENT PARTNERS, L.P. | Private Equity Fund | $0.1M | $0.0M | 9 |
| CI FUND III CO-INVESTMENT PARTNERS, L.P. | Private Equity Fund | $2.2M | $0.0M | 23 |
| CI/SPV HEARING INVESTMENT PARTNERS, L.P. | Private Equity Fund | $23.9M | $0.0M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ISEMAN, FREDERICK, JOSEPH | Individual | – | CHAIRMAN/CHIEF EXECUTIVE OFFICER | 04/2008 | < 5% |
| GEORGICA MANAGEMENT, INC. | Domestic Entity | GEORGICA MANAGEMENT LLC | MANAGING MEMBER | 08/2007 | |
| BERNSTEIN, JORDAN, SAUL | Individual | – | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | 02/2012 | < 5% |
| CI CAPITAL HOLDINGS LLC | Domestic Entity | – | MEMBER | 01/2016 | > 75% |
| GEORGICA MANAGEMENT LLC | Domestic Entity | CI CAPITAL HOLDINGS LLC | MANAGING MEMBER | 01/2016 | 50-75% |
| ISEMAN, FREDERICK, JOSEPH | Individual | FJI GLOUCESTER LLC | MEMBER | 11/2008 | > 75% |
| FJI GLOUCESTER LLC | Domestic Entity | GEORGICA MANAGEMENT, INC. | SHAREHOLDER | 11/2008 | > 75% |
| FJI KENT INVESTMENTS LLC | Domestic Entity | GEORGICA MANAGEMENT LLC | MEMBER | 07/2012 | > 75% |
| FJI KENT INC. | Domestic Entity | FJI KENT INVESTMENTS LLC | MANAGER | 06/2012 | |
| FJI GLOUCESTER LLC | Domestic Entity | FJI KENT INC. | SHAREHOLDER | 06/2012 | > 75% |
| FREDERICK ISEMAN (MFI 2007) LLC | Domestic Entity | FJI KENT INVESTMENTS LLC | MEMBER | 07/2012 | > 75% |
| FJI GLOUCESTER LLC | Domestic Entity | FREDERICK ISEMAN (MFI 2007) LLC | MANAGING MEMBER | 11/2008 | |
| FREDERICK J. ISEMAN TRUST NO. III-C (2021) | Domestic Entity | FREDERICK ISEMAN (MFI 2007) LLC | MEMBER | 01/2022 | > 75% |
| THE BRYN MAWR TRUST COMPANY OF DELAWARE | Domestic Entity | FREDERICK J. ISEMAN TRUST NO. III-C (2021) | TRUSTEE | 11/2015 | |
| FARRELL, PATRICK, TIMOTHY | Individual | – | CHIEF FINANCIAL OFFICER | 07/2016 | < 5% |