THE GORES GROUP, LLC
Adviser information for THE GORES GROUP, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $311.0M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $311.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $311.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesTRANSACTION AND PORTFOLIO COMPANY MONITORING FEES |
Identifiers
| SEC RIA File Number | 801-73952 |
|---|---|
| SEC ERA File Number | 801-73952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160598 |
| Legal Entity Identifier | None |
Principal Office
9800 WILSHIRE BOULEVARDBEVERLY HILLS
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 310-209-3010, Fax: 310-209-3310
Chief Compliance Officer
ALEC GORES
CHAIRMAN & CEO
6260 LOOKOUT ROAD
BOULDER
CO
United States
Tel:
310-209-3010
Fax:
303-531-3200
A*****@********M
(Full email address available in API data)
Industry Affiliates
| GORES CAPITAL ADVISORS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GORES CAPITAL ADVISORS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GORES SMALL CAP ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GORES CAPITAL PARTNERS III, L.P. | Private Equity Fund | $260.3M | $0.1M | 64 |
| GORES CO-INVEST PARTNERSHIP III, L.P. | Private Equity Fund | $18.7M | $0.1M | 23 |
| GORES SMALL CAP CO-INVEST PARTNERSHIP, L.P. | Private Equity Fund | $1.5M | $0.1M | 17 |
| GORES SMALL CAPITALIZATION PARTNERS, L.P. | Private Equity Fund | $30.6M | $0.1M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AEG HOLDINGS, LLC | Domestic Entity | – | SOLE MEMBER | 01/2004 | > 75% |
| GORES, ALEC, ELIAS | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 12/1993 | < 5% |
| STONE, MARK, RONALD | Individual | – | SENIOR MANAGING DIRECTOR | 04/2005 | < 5% |
| GORES, ALEC, ELIAS | Individual | AEG HOLDINGS, LLC | MANAGER | 01/2004 | > 75% |
| POLLARD, CATHERINE, JOAN | Individual | – | CHIEF FINANCIAL OFFICER | 01/2017 | < 5% |
| JOHNSON, EDWARD, ANTHONY | Individual | – | SR. MANAGING DIRECTOR | 01/2016 | < 5% |
| CHOU, JENNIFER, KWON | Individual | – | MANAGING DIRECTOR | 01/2016 | < 5% |