TRUMAN CAPITAL ADVISORS, LP
Adviser information for TRUMAN CAPITAL ADVISORS, LP last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $319.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $319.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $319.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesFEES FOR REO SALES AND DUE DILIGENC |
| Other Business Activities | DUE DILIGENCE AND REAL ESTATE OVERSIGHT |
Identifiers
| SEC RIA File Number | 801-73957 |
|---|---|
| SEC ERA File Number | 801-73957 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156659 |
| Legal Entity Identifier | None |
Principal Office
200 BUSINESS PARK DRIVESUITE 103
ARMONK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 914-730-7102, Fax: 914-730-3028
Chief Compliance Officer
WILLIAM A. MEEKS
CHIEF FINANCIAL OFFICER
200 BUSINESS PARK DRIVE
SUITE 103
ARMONK
NY
United States
Tel:
914-730-7102
Fax:
914 730 3028
B*****@*********M
(Full email address available in API data)
Regulatory Contact
MITCHELL SAMBERG
CHIEF EXECUTIVE OFFICER
1672 CHERRY LANE
SARASOTA
FL
United States
Tel:
914-730-7000
Fax:
914-730-3028
M*******@*********M
(Full email address available in API data)
Industry Affiliates
| TRUMAN CAPITAL HOLDINGS 2012 SC2 MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRUMAN 2021 SC9-1, LLC | Real Estate Fund | $319.1M | $5.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRUCAP ADVISORS, LLC | Domestic Entity | – | LIMITED PARTNER | 06/2008 | > 75% |
| SAVANNAH CAPITAL, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2008 | < 5% |
| CHUNG, DOOJIN | Individual | – | PORTFOLIO MANAGER | 06/2008 | < 5% |
| SAMBERG, MITCHELL, DAVID | Individual | – | MANAGING OFFICER | 06/2008 | < 5% |
| SAMBERG, MITCHELL, DAVID | Individual | TRUCAP ADVISORS, LLC | SHAREHOLDER | 09/2003 | > 75% |
| SAMBERG, MITCHELL, DAVID | Individual | SAVANNAH CAPITAL, LLC | MANAGING MEMBER | 06/2008 | > 75% |
| MEEKS, WILLIAM, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2008 | < 5% |
| JELLESED, CAREN, LUREEN | Individual | – | HEAD OF ASSET SURVEILLANCE | 06/2008 | < 5% |