Hedge Fund Database

ARGOSY CAPITAL

ARGOSY CAPITAL GROUP, INC. Legal Name

Adviser information for ARGOSY CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 66
Investment Advisory/Research 47
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 44 $2.8B
Non-Discretionary 1 $586.7M
Total 45 $3.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 45 $3.3B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 46
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-73958
SEC ERA File Number 801-73958
SEC CIK Numbers None
SEC CRD Numbers 160212
Legal Entity Identifier None

Principal Office

900 WEST VALLEY ROAD
SUITE 1000
WAYNE
PA
United States
Monday - Friday, 9AM- 5:30PM
Tel: 610-971-9685, Fax: 484-367-7786

Websites

www.argosycapital.com www.argosycredit.com www.linkedin.com/company/argosy-real-estate/ www.linkedin.com/company/argosy-partners/ www.argosyrep.com www.linkedin.com/company/argosy-credit-partners/ www.argosysp.com www.argosyhp.com www.linkedin.com/company/argosystrategicpartners/ www.linkedin.com/company/argosy-health-care-partners/ www.argosyprivateequity.com

Chief Compliance Officer

MELANIE C. LYREN
VICE PRESIDENT
900 WEST VALLEY ROAD
SUITE 1000
WAYNE
PA
United States
Tel: 6109719685
Fax: 4843677786
(Full email address available in API data)

Regulatory Contact

SARAH ROTH
CEO
900 WEST VALLEY ROAD
SUITE 1000
WAYNE
PA
United States
Tel: 6109719685
Fax: 4843677786
(Full email address available in API data)

Industry Affiliates

ARGOSY ASSOCIATES III, L.P. Sponsor, GP, manager of pooled investment vehicles
ARGOSY ASSOCIATES IV, L.P. Sponsor, GP, manager of pooled investment vehicles
ARGOSY ASSOCIATES PARALLEL V, L.P. Sponsor, GP, manager of pooled investment vehicles
ARGOSY ASSOCIATES SBIC VI, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY ASSOCIATES V, L.P. Sponsor, GP, manager of pooled investment vehicles
ARGOSY ASSOCIATES VI, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY CREDIT PARTNERS GP, L.P. Sponsor, GP, manager of pooled investment vehicles
ARGOSY CREDIT PARTNERS II GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY HEALTHCARE PARTNERS I GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY HEALTHCARE PARTNERS MANAGEMENT GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE BUILD-FOR-RENT CO-INVESTMENT GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE INCOME & GROWTH I, GP, L.P. Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE OPPORTUNITY ZONE I GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE OPPORTUNITY ZONE II GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE PARALLEL PARTNERS III GP-MS, L.P. Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE PARTNERS I GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE PARTNERS III GP, L.P. Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE PARTNERS III GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE PARTNERS IV GP, L.P. Sponsor, GP, manager of pooled investment vehicles
ARGOSY REAL ESTATE PARTNERS V GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY STRATEGIC PARTNERS I GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARGOSY STRATEGIC PARTNERS II GP, LLC Sponsor, GP, manager of pooled investment vehicles
AROZ I INVESTOR GP, LLC Sponsor, GP, manager of pooled investment vehicles
ODYSSEY CAPITAL GROUP, INC. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AHP HUDSON, LLC Private Equity Fund $12.5M $0.1M 22
AHP SCM, LLC Private Equity Fund $5.8M $0.1M 10
AREP III KAPIOLANI CO-INVESTOR, L.P. Real Estate Fund $10.0M $0.0M 16
AREP V SFR CO-INVESTMENT FUND, LP Real Estate Fund $23.1M $0.1M 33
AREP V SFR CO-INVESTMENT PARALLEL FUND, LP Real Estate Fund $0.3M $0.1M 2
ARGOSY CREDIT PARTNERS II ANNEX FUND, L.P. Private Equity Fund $19.1M $0.1M 26
ARGOSY CREDIT PARTNERS II, L.P. Private Equity Fund $75.2M $0.1M 83
ARGOSY CREDIT PARTNERS, L.P. Private Equity Fund $4.5M $0.0M 68
ARGOSY HEALTHCARE PARTNERS I, L.P. Private Equity Fund $42.7M $0.1M 33
ARGOSY INVESTMENT PARTNERS III, L.P. Private Equity Fund $0.9M $0.1M 37
ARGOSY INVESTMENT PARTNERS IV, L.P. Private Equity Fund $65.0M $0.1M 66
ARGOSY INVESTMENT PARTNERS PARALLEL V, L.P. Private Equity Fund $29.5M $4.0M 5
ARGOSY INVESTMENT PARTNERS SBIC VI, L.P. Private Equity Fund $341.1M $0.3M 100
ARGOSY INVESTMENT PARTNERS V, L.P. Private Equity Fund $317.4M $0.1M 87
ARGOSY INVESTMENT PARTNERS VI, L.P. Private Equity Fund $75.8M $0.1M 42
ARGOSY REAL ESTATE BUILD-FOR-RENT CO-INVESTMENT, LP Real Estate Fund $143.1M $0.2M 21
ARGOSY REAL ESTATE INCOME & GROWTH I, L.P. Real Estate Fund $74.2M $0.1M 73
ARGOSY REAL ESTATE OPPORTUNITY ZONE I, L.P. Real Estate Fund $300.3M $0.1M 202
ARGOSY REAL ESTATE OPPORTUNITY ZONE II, LP Real Estate Fund $72.1M $0.1M 77
ARGOSY REAL ESTATE OPPORTUNITY ZONE PARALLEL I, LP Real Estate Fund $2.6M $0.1M 10
ARGOSY REAL ESTATE PARALLEL PARTNERS, III-MS, L.P. Real Estate Fund $19.4M $0.3M 101
ARGOSY REAL ESTATE PARALLEL PARTNERS, III-QP, L.P. Real Estate Fund $11.9M $0.1M 78
ARGOSY REAL ESTATE PARTNERS I, L.P. Real Estate Fund $28.0M $0.1M 34
ARGOSY REAL ESTATE PARTNERS III, L.P. Real Estate Fund $21.8M $0.1M 96
ARGOSY REAL ESTATE PARTNERS IV-MS, L.P. Real Estate Fund $90.1M $0.3M 133
ARGOSY REAL ESTATE PARTNERS IV, L.P. Real Estate Fund $149.1M $0.1M 205
ARGOSY REAL ESTATE PARTNERS PARALLEL IV, L.P. Real Estate Fund $12.9M $0.1M 54
ARGOSY REAL ESTATE PARTNERS PARALLEL V, L.P. Real Estate Fund $7.5M $0.1M 40
ARGOSY REAL ESTATE PARTNERS V, L.P. Real Estate Fund $545.0M $0.1M 405
ARGOSY SCRG, LLC Private Equity Fund $22.3M $0.0M 17
ARGOSY STRATEGIC PARTNERS I, L.P. Private Equity Fund $20.4M $0.0M 7
ARGOSY STRATEGIC PARTNERS II, LP Private Equity Fund $102.1M $0.1M 68
ARIG 150 CO-INVEST, LLC Real Estate Fund $3.7M $0.1M 27
ARIG CUBE CO-INVEST, LP Real Estate Fund $20.7M $0.1M 38
ARIG LAKEWOOD CO-INVEST, LLC Real Estate Fund $2.4M $0.0M 9
ARIG TEWKSBURY CO-INVEST, LLC Real Estate Fund $1.6M $0.0M 8
ARIG WYNWOOD CO-INVEST, LLC Real Estate Fund $14.1M $0.0M 11
AROZ I BB INVESTOR QOF, L.P. Real Estate Fund $9.0M $0.1M 44
AROZ I BIRDIE QOF, LLC Real Estate Fund $3.1M $0.1M 4
AROZ I BOZEMAN CO-INVESTOR QOF, LP Real Estate Fund $5.7M $0.2M 5
AROZ I MOYA CO-INVESTOR QOF, L.P. Real Estate Fund $16.5M $0.2M 18
AROZ I PARACHUTE 1009 CO-INVESTOR QOF, LP Real Estate Fund $4.8M $0.0M 2
AROZ I SCOTTSDALE HOTEL INVESTOR QOF, L.P. Real Estate Fund $21.4M $0.1M 44
ASP NAVIGATOR I, LLC Private Equity Fund $4.7M $0.0M 3
ODYSSEY CAPITAL GROUP, L.P. Private Equity Fund $586.7M $0.0M 6

Control Persons

Name Type Entity Title Since Ownership
TERKER, BRUCE, EVANS Individual – SOLE DIRECTOR OF ARGOSY CAPITAL GROUP, INC. 01/2014 > 75%
KIRWIN, JOHN, PAUL Individual – EXECUTIVE CHAIRMAN OF ARGOSY CAPITAL GROUP, INC. 01/2022 < 5%
GRISWOLD, KIRK, BREWSTER Individual – SECRETARY OF ARGOSY CAPITAL GROUP, INC. 01/2014 < 5%
Lyren, Melanie, Cafe Individual – CHIEF COMPLIANCE OFFICER 07/2016 < 5%
ROTH, SARAH, GIBSON Individual – CEO OF ARGOSY CAPITAL GROUP, INC. 01/2022 < 5%
GAO, RUI Individual – CFO OF ARGOSY CAPITAL GROUP, INC. 04/2023 < 5%

No. Employees, Historic

70350201920202021202220232024202537 on 5/8/201937 on 3/30/202037 on 5/5/202037 on 7/2/202040 on 3/30/202140 on 5/5/202140 on 6/28/202155 on 3/30/202255 on 5/2/202255 on 7/6/202263 on 3/30/202363 on 5/2/202363 on 6/30/202366 on 3/29/2024

RAUM, Historic

4B2B020192020202120222023202420251314743908 on 5/8/20191377792593 on 3/30/20201403233144 on 5/5/20201403233144 on 7/2/20201620601695 on 3/30/20211697726115 on 5/5/20211697726115 on 6/28/20212673710218 on 3/30/20222682728125 on 5/2/20222682728125 on 7/6/20223116408688 on 3/30/20233152086091 on 5/2/20233152086091 on 6/30/20233340111161 on 3/29/2024

No. Clients, Historic

50250201920202021202220232024202527 on 5/8/201933 on 3/30/202033 on 5/5/202033 on 7/2/202036 on 3/30/202136 on 5/5/202136 on 6/28/202144 on 3/30/202244 on 5/2/202244 on 7/6/202245 on 3/30/202345 on 5/2/202345 on 6/30/202345 on 3/29/2024