PORTOLAN CAPITAL MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	22	$1.2B
Non-Discretionary	0	$0
Total	22	$1.2B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	16	$117.6M
Banking or thrift institutions	0	$0
Investment companies	1	$608.9M
Business development companies	0	$0
Pooled investment vehicles	4	$421.7M
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$69.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	9

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-73963
SEC ERA File Number	801-73963
SEC CIK Numbers	1350290
SEC CRD Numbers	157542
Legal Entity Identifier	None

Principal Office

TWO INTERNATIONAL PLACE
SUITE 2630
BOSTON
MA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic