PAR-FOUR INVESTMENT MANAGEMENT, LLC
Adviser information for PAR-FOUR INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $8.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73969 |
|---|---|
| SEC ERA File Number | 801-73969 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160530 |
| Legal Entity Identifier | None |
Principal Office
50 TICE BOULEVARD3RD FLOOR
WOODCLIFF LAKE
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 201-573-7500, Fax: 201-573-7535
Chief Compliance Officer
EDWARD F. LABRENZ JR.
CFO
50 TICE BOULEVARD, 3RD FLOOR
WOODCLIFF LAKE
NJ
United States
Tel:
201-573-7512
Fax:
201-573-7535
L******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRALEE CLO II, LTD. | Securitized Asset Fund | $255.7M | $0.0M | 0 |
| TRALEE CLO IV, LTD. | Securitized Asset Fund | $377.8M | $0.0M | 0 |
| TRALEE CLO V, LTD. | Securitized Asset Fund | $373.1M | $0.0M | 0 |
| TRALEE CLO VI, LTD. | Securitized Asset Fund | $347.5M | $0.0M | 0 |
| TRALEE CLO VII, LTD. | Securitized Asset Fund | $400.8M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURKE, ROBERT, BRIAN | Individual | – | MANAGING MEMBER | 01/2003 | > 75% |
| LABRENZ, EDWARD, F | Individual | – | CFO/CCO | 11/2004 | < 5% |