KINDERHOOK INDUSTRIES, LLC
Adviser information for KINDERHOOK INDUSTRIES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $8.0B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $8.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $8.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73972 |
|---|---|
| SEC ERA File Number | 801-73972 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160193 |
| Legal Entity Identifier | None |
Principal Office
505 FIFTH AVENUE25TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-201-6780, Fax: None
Chief Compliance Officer
LISA A. SCHMIDT
CHIEF FINANCIAL OFFICER
505 FIFTH AVENUE
25TH FLOOR
NEW YORK
NY
United States
Tel:
212-201-6780
L*******@*************M
(Full email address available in API data)
Regulatory Contact
THOMAS L. TUTTLE
MANAGING DIRECTOR
505 FIFTH AVENUE
25TH FLOOR
NEW YORK
NY
United States
Tel:
212-201-6780
T******@*************M
(Full email address available in API data)
Industry Affiliates
| KINDERHOOK CAPITAL FUND 7 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KINDERHOOK CAPITAL FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KINDERHOOK CAPITAL FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KINDERHOOK CAPITAL FUND IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KINDERHOOK CAPITAL FUND V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KINDERHOOK CAPITAL FUND VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KINDERHOOK PMQ REINVESTMENT FUND V-A GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KINDERHOOK REINVESTMENT FUND IV2 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KINDERHOOK CAPITAL FUND 7-B, L.P. | Private Equity Fund | $764.5M | $20.0M | 41 |
| KINDERHOOK CAPITAL FUND 7, L.P. | Private Equity Fund | $2,231.2M | $20.0M | 129 |
| KINDERHOOK CAPITAL FUND II, L.P. | Private Equity Fund | $18.6M | $1.0M | 58 |
| KINDERHOOK CAPITAL FUND III, L.P. | Private Equity Fund | $603.0M | $5.0M | 17 |
| KINDERHOOK CAPITAL FUND IV-B, L.P. | Private Equity Fund | $39.2M | $5.0M | 20 |
| KINDERHOOK CAPITAL FUND IV, L.P. | Private Equity Fund | $69.1M | $5.0M | 68 |
| KINDERHOOK CAPITAL FUND V-B, L.P. | Private Equity Fund | $36.2M | $5.0M | 12 |
| KINDERHOOK CAPITAL FUND V, L.P. | Private Equity Fund | $48.5M | $5.0M | 42 |
| KINDERHOOK CAPITAL FUND VI-B, L.P. | Private Equity Fund | $659.0M | $5.0M | 13 |
| KINDERHOOK CAPITAL FUND VI, L.P. | Private Equity Fund | $1,468.7M | $5.0M | 49 |
| KINDERHOOK PMQ REINVESTMENT FUND V-A AIV L.P. | Private Equity Fund | $240.8M | $0.0M | 6 |
| KINDERHOOK PMQ REINVESTMENT FUND V-A, L.P. | Private Equity Fund | $337.7M | $0.0M | 33 |
| KINDERHOOK REINVESTMENT FUND IV2, L.P. | Private Equity Fund | $1,461.2M | $0.0M | 48 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TUTTLE, THOMAS, LOUIS | Individual | – | MANAGING DIRECTOR | 05/2003 | 25-50% |
| MICHALIK, ROBERT, ERIC | Individual | – | MANAGING DIRECTOR | 05/2003 | 25-50% |
| MICHALIK, CHRISTIAN, PETER | Individual | – | MANAGING DIRECTOR | 05/2003 | 25-50% |
| SCHMIDT, LISA, ANNE | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 05/2003 | < 5% |
| AURELIO, LOUIS, ANTHONY | Individual | – | MANAGING DIRECTOR-CHIEF ADMINISTRATIVE OFFICER | 01/2020 | < 5% |