NEWTYN MANAGEMENT, LLC
Adviser information for NEWTYN MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 12 |
---|---|
Investment Advisory/Research | 8 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 3 | $1.6B |
Non-Discretionary | 0 | $0 |
Total | 3 | $1.6B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 3 | $1.6B |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
---|---|
Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
60 EAST 42ND STREETSUITE 960
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-446-2460, Fax: 212-446-2461
Websites
Chief Compliance Officer
NAZIM ALLY
CHIEF FINANCIAL OFFICER
60 EAST 42ND STREET
SUITE 960
NEW YORK
NY
United States
Tel:
(212) 446-2465
Fax:
(212) 446-2461
N****@*********M
(Full email address available in API data)
Regulatory Contact
EUGENE
DOZORTSEV
60 EAST 42ND STREET
SUITE 960
NEW YORK
NY
United States
Tel:
(212) 446-2469
Fax:
(212) 446-2461
E*********@*********M
(Full email address available in API data)
Industry Affiliates
NEWTYN CAPITAL PARTNERS | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
NEWTYN OFFSHORE PARTNERS, LTD. | Hedge Fund | $162.5M | $1.0M | 9 |
NEWTYN PARTNERS, LP | Hedge Fund | $766.5M | $1.0M | 36 |
NEWTYN TE PARTNERS, LP | Hedge Fund | $792.3M | $1.0M | 42 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DOZORTSEV, EUGENE | Individual | – | MANAGING MEMBER | 07/2011 | 25-50% |
LEVY, NOAH, GABRIEL | Individual | – | MANAGING MEMBER | 07/2011 | 50-75% |
ALLY, NAZIM | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 02/2014 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
APARTMENT INVT & MGMT CO | CL A | 31M | 4M | – |
BV FINL INC | COM NEW | 10M | 826K | – |
BRIGHTVIEW HLDGS INC | COM | 23M | 2M | – |
BRISTOW GROUP INC | COM | 36M | 1M | – |
CITY OFFICE REIT INC | COM | 19M | 4M | – |
CLEARFIELD INC | COM | 16M | 418K | – |
COGENT COMMUNICATIONS HLDGS | COM NEW | 30M | 525K | – |
IAC INC | COM NEW | 67M | 1M | – |
MITEK SYS INC | COM NEW | 2M | 200K | – |
NI HLDGS INC | COM | 9M | 605K | – |
ORTHOFIX MED INC | COM | 22M | 2M | – |
PAR TECHNOLOGY CORP | COM | 46M | 975K | – |
PG&E CORP | COM | 5M | 269K | – |
QUIDELORTHO CORP | COM | 37M | 1M | – |
SOLVENTUM CORP | COM SHS | 37M | 700K | – |
SOTERA HEALTH CO | COM | 11M | 950K | – |
2SEVENTY BIO INC | COMMON STOCK | 10M | 2M | – |
89BIO INC | COM | 2M | 240K | – |
ABEONA THERAPEUTICS INC | COM NEW | 2M | 380K | – |
ALIGOS THERAPEUTICS INC | COM | 252K | 719K | – |
ATEA PHARMACEUTICALS INC | COM | 1M | 380K | – |
BLACK DIAMOND THERAPEUTICS I | COM | 443K | 95K | – |
BOLT BIOTHERAPEUTICS INC | COM | 1M | 1M | – |
GALAPAGOS NV | SPON ADR | 12M | 500K | – |
GRAIL INC | COM | 527K | 34K | – |
KODIAK SCIENCES INC | COM | 2M | 930K | – |
MURAL ONCOLOGY PUB LTD CO | ORD SHS | 2M | 570K | – |
OLEMA PHARMACEUTICALS INC | COM | 2M | 140K | – |
THERAVANCE BIOPHARMA INC | COM | 18M | 2M | – |
WAVE LIFE SCIENCES LTD | SHS | 2M | 475K | – |
EQUITY COMWLTH | COM SH BEN INT | 3M | 164K | – |
FORUM ENERGY TECHNOLOGIES IN | COM | 253K | 15K | – |
FRANKLIN STR PPTYS CORP | COM | 11M | 7M | – |
LEAFLY HOLDINGS INC | *W EXP 02/04/202 | 10K | 635K | – |
MBIA INC | COM | 10M | 2M | – |
CANNAE HLDGS INC | COM | 14M | 782K | – |
FIDELITY WISE ORIGIN BITCOIN | SHS | 5M | 87K | – |
SPECTRUM BRANDS HLDGS INC NE | COM | 21M | 250K | – |
STAR HLDGS | SHS BEN INT | 6M | 470K | – |
FORUM ENERGY TECHNOLOGIES IN | NOTE 9.000% 8/0 | 5M | – | – |