CARTESIAN CAPITAL GROUP
CARTESIAN CAPITAL GROUP, LLC Legal Name
Adviser information for CARTESIAN CAPITAL GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 63 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73995 |
|---|---|
| SEC ERA File Number | 801-73995 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159370 |
| Legal Entity Identifier | None |
Principal Office
505 FIFTH AVENUE15TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 1-212-461-6363, Fax: 1-212-461-6366
Websites
Chief Compliance Officer
GEOFFREY HAMLIN
MANAGING MEMBER
505 FIFTH AVENUE
15TH FLOOR
NEW YORK
NY
United States
Tel:
212-461-6363
Fax:
212-461-6366
G**************@*****************M
(Full email address available in API data)
Industry Affiliates
| PANGAEA ONE GP (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PANGAEA ONE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PANGAEA ONE GP2 (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PANGAEA ONE GP2, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PANGAEA ONE GP3 (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PANGAEA THREE GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PANGAEA TWO GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PANGAEA ONE (CAYMAN), L.P. | Private Equity Fund | $6.2M | $30.0M | 13 |
| PANGAEA ONE PARALLEL FUND (B), L.P. | Private Equity Fund | $3.3M | $75.0M | 2 |
| PANGAEA ONE PARALLEL FUND, L.P. | Private Equity Fund | $8.0M | $150.0M | 3 |
| PANGAEA ONE, LP | Private Equity Fund | $12.1M | $30.0M | 18 |
| PANGAEA THREE-B. LP | Private Equity Fund | $355.2M | $25.0M | 24 |
| PANGAEA TWO PARALLEL, LP | Private Equity Fund | $229.1M | $25.0M | 23 |
| PANGAEA TWO, LP | Private Equity Fund | $517.0M | $25.0M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YU, PETER, MICHAEL | Individual | – | MANAGING MEMBER | 05/2005 | 50-75% |
| HAMLIN, GEOFFREY, LEE | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | 05/2005 | 10-25% |
| PIZZANI, PAUL, GREGORY | Individual | – | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | 05/2005 | 10-25% |