NET RETURN ASSET MANAGEMENT LLC
Adviser information for NET RETURN ASSET MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $587.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $587.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $587.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 66 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-74017 |
|---|---|
| SEC ERA File Number | 801-74017 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159895 |
| Legal Entity Identifier | None |
Principal Office
767 THIRD AVENUE16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 212-813-9229, Fax: 212-813-9226
Chief Compliance Officer
ROBYN KUAN VAN CHAN
767 THIRD AVENUE
16TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 583-8658
Fax:
212-813-9226
R*@*****************M
(Full email address available in API data)
Industry Affiliates
| MONNESS CRESPI HARDT & CO., INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NET RETURN ADVISORS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NET RETURN FUND, LP | Hedge Fund | $99.3M | $1.0M | 74 |
| NET RETURN FUND, LTD. | Hedge Fund | $183.8M | $1.0M | 70 |
| NRMA OFFSHORE FUND, LTD. | Hedge Fund | $304.5M | $1.0M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRESPI, NEIL, STEVEN | Individual | – | MANAGING MEMBER | 01/2006 | 50-75% |
| YANIS, STEVEN, ROBERT | Individual | – | MANAGING MEMBER | 01/2006 | 50-75% |
| CHAN, ROBYN, KUAN VAN | Individual | – | CHIEF COMPLIANCE OFFICER; CONTROLLER | 06/2015 | < 5% |