GMT CAPITAL CORP.

Adviser information for GMT CAPITAL CORP. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Georgia, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5 $5.5B
Non-Discretionary 1 $34.3M
Total 6 $5.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $5.3B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $34.3M
Other 1 $256.6M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 33

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-74021
SEC ERA File Number 801-74021
SEC CIK Numbers 1106191
SEC CRD Numbers 160404
Legal Entity Identifier 1H6LFPJQGRZ1EU3HNJ35

Principal Office

2300 WINDY RIDGE PARKWAY
SUITE 550 SOUTH
ATLANTA
GA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 770-989-8250, Fax: 770-989-8259

Chief Compliance Officer

OMAR IDILBY
GENERAL COUNSEL
2300 WINDY RIDGE PARKWAY
SUITE 550 SOUTH
ATLANTA
GA
United States
Tel: 770-989-8250
Fax: 770-989-8259
(Full email address available in API data)

Regulatory Contact

JACOB HOYING
COMPLIANCE & OPERATIONS ANALYST
2300 WINDY RIDGE PARKWAY
SUITE 550 SOUTH
ATLANTA
GA
United States
Tel: 770-989-8250
Fax: 770-989-8259
(Full email address available in API data)

Industry Affiliates

GMT CAPITAL OFFSHORE MANAGEMENT, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BAY II RESOURCE PARTNERS, L.P. Hedge Fund $1,224.6M $1.0M 47
BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. Hedge Fund $2,176.9M $0.5M 26
BAY RESOURCE PARTNERS, L.P. Hedge Fund $1,870.0M $1.0M 50

Control Persons

Name Type Entity Title Since Ownership
WALKER, JOSEPH, DANIEL Individual CHIEF FINANCIAL OFFICER 01/2021 < 5%
CLAUGUS, THOMAS, EUGENE Individual PRESIDENT 01/1993 > 75%
RANDALL, HAROLD, NATHANIEL Individual MANAGING DIRECTOR & CHIEF OPERATING OFFICER 01/2016 < 5%
IDILBY, OMAR, ZIAD Individual GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 08/2020 < 5%

No. Employees, Historic

3015020202021202220232024202523 on 3/29/202023 on 5/14/202023 on 7/30/202023 on 8/25/202021 on 3/31/202116 on 3/30/202219 on 3/27/202319 on 3/28/2024

RAUM, Historic

6B3B02020202120222023202420255854706148 on 3/29/20205854706148 on 5/14/20205854706148 on 7/30/20205854706148 on 8/25/20203635657751 on 3/31/20214871277981 on 3/30/20224952121957 on 3/27/20235562384758 on 3/28/2024

No. Clients, Historic

10502020202120222023202420256 on 3/29/20206 on 5/14/20206 on 7/30/20206 on 8/25/20206 on 3/31/20216 on 3/30/20226 on 3/27/20236 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADECOAGRO S A COM 6M 579K
ALIBABA GROUP HLDG LTD SPONSORED ADS 91M 1M
ALPHABET INC CAP STK CL A 49M 266K
ALPHABET INC CAP STK CL C 110M 602K
AMERICAN SUPERCONDUCTOR CORP SHS NEW 3M 108K
ANNEXON INC COM 14M 3M
AWARE INC MASS COM 48K 25K
BAIDU INC SPON ADR REP A 35M 400K
BATH & BODY WORKS INC COM 145M 4M
BAYTEX ENERGY CORP COM 3M 958K
BEIGENE LTD SPONSORED ADR 2M 14K
BEYOND MEAT INC COM 2M 361K
BIONANO GENOMICS INC COM NEW 360K 530K
CANAAN INC SPONSORED ADS 98K 98K
CELANESE CORP DEL COM 140M 1M
CHARGEPOINT HOLDINGS INC COM CL A 2M 1M
CIENA CORP COM NEW 453K 9K
CLEAN ENERGY FUELS CORP COM 2M 768K
CLOVER HEALTH INVESTMENTS CO COM CL A 2M 1M
CONFLUENT INC CLASS A COM 13M 425K
DELTA AIR LINES INC DEL COM NEW 316M 7M
EASTMAN KODAK CO COM NEW 5M 981K
ELECTRONIC ARTS INC COM 3M 23K
EMBRAER S.A. SPONSORED ADS 7M 254K
ERO COPPER CORP COM 211M 7M
EVGO INC CL A COM 310K 126K
FASTLY INC CL A 4M 599K
GAOTU TECHEDU INC SPONSORED ADS 872K 178K
GARRETT MOTION INC COM 9M 1M
GRAN TIERRA ENERGY INC COM 13M 1M
HUDBAY MINERALS INC COM 480M 39M
IROBOT CORP COM 2M 168K
ISHARES TR CHINA LG-CAP ETF 54M 2M
ITAU UNIBANCO HLDG S A SPON ADR REP PFD 30M 5M
JOBY AVIATION INC COMMON STOCK 1M 262K
KYNDRYL HLDGS INC COMMON STOCK 47M 2M
LANTHEUS HLDGS INC COM 45M 560K
LIBERTY ENERGY INC COM CL A 2M 111K
MARVELL TECHNOLOGY INC COM 391K 6K
META PLATFORMS INC CL A 9M 18K
MONGODB INC CL A 5M 21K
NEWAMSTERDAM PHARMA COMPANY ORDINARY SHARES 17M 892K
NEWMONT CORP COM 10M 242K
OBSIDIAN ENERGY LTD COM 1M 180K
OKTA INC CL A 7M 73K
OPTINOSE INC COM 1M 1M
OUTSET MED INC COM 6M 1M
PRECIGEN INC COM 1M 669K
ROBLOX CORP CL A 6M 150K
ROCKET PHARMACEUTICALS INC COM 4M 188K
ROYALTY PHARMA PLC SHS CLASS A 64M 2M
SENSEONICS HLDGS INC COM 291K 729K
SIGNET JEWELERS LIMITED SHS 30M 338K
SKEENA RES LTD NEW COM 337K 46K
SS&C TECHNOLOGIES HLDGS INC COM 87M 1M
STEREOTAXIS INC COM NEW 230K 127K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 21M 120K
TIDEWATER INC NEW COM 299K 3K
TORONTO DOMINION BK ONT COM NEW 218K 4K
TRAVEL PLUS LEISURE CO COM 169M 4M
UBER TECHNOLOGIES INC COM 113M 2M
UNDER ARMOUR INC CL A 3M 436K
UNDER ARMOUR INC CL C 4M 618K
UNITED AIRLS HLDGS INC COM 82M 2M
UNITY SOFTWARE INC COM 1M 73K
VEREN INC COM NEW 113M 10M
WESCO INTL INC COM 101M 638K
ZIM INTEGRATED SHIPPING SERV SHS 2M 73K