TANO CAPITAL, LLC
Adviser information for TANO CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $166.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $166.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $68.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $97.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMGENERAL PARTNER PROFIT ALLOCATION BASED ON PERFORMANCE. |
Identifiers
| SEC RIA File Number | 801-74031 |
|---|---|
| SEC ERA File Number | 801-74031 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160367 |
| Legal Entity Identifier | 549300W328QP3B5BYU11 |
Principal Office
ONE FRANKLIN PARKWAY, BUILDING 9201ST FLOOR
SAN MATEO
CA
United States
Monday - Friday, 8:30AM TO 6:00PM
Tel: 650-212-0330, Fax: 650-212-0006
Chief Compliance Officer
CATHERINE SAPIRO
CHIEF FINANCIAL OFFICER
ONE FRANKLIN PARKWAY, BUILDING 920
1ST FLOOR
SAN MATEO
CA
United States
Tel:
650-212-0330
Fax:
650-212-0330
C******@**************M
(Full email address available in API data)
Industry Affiliates
| TANO CHINA CAPITAL MANAGEMENT, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TANO INDIA PRIVATE EQUITY FUND II | Private Equity Fund | $68.7M | $3.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Sapiro, Catherine | Individual | – | CHIEF FINANCIAL OFFICER | 12/2016 | < 5% |
| ESTATE OF CHARLES E. JOHNSON | Domestic Entity | – | MANAGING MEMBER | 03/2022 | > 75% |
| Sapiro, Catherine | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |