CALERA CAPITAL ADVISORS, LP

Adviser information for CALERA CAPITAL ADVISORS, LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Partnership
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	25
Investment Advisory/Research	15
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	11	$2.6B
Non-Discretionary	0	$0
Total	11	$2.6B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	11	$2.6B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-74041
SEC ERA File Number	801-74041
SEC CIK Numbers	None
SEC CRD Numbers	158050
Legal Entity Identifier	None

Principal Office

425 CALIFORNIA STREET
SUITE 1600
SAN FRANCISCO
CA
United States

Monday - Friday, 8 AM - 5 PM

Tel: 415-632-5200, Fax: 415-632-5201

Websites

www.caleracapital.com

Chief Compliance Officer

DANIEL DUMAIS

CHIEF FINANCIAL OFFICER

425 CALIFORNIA STREET

SUITE 1600

SAN FRANCISCO

United States

Tel: 415-632-5200

Fax: 415-632-5201

D******@****************M

(Full email address available in API data)

Regulatory Contact

KEVIN BAKER

MANAGING DIRECTOR AND GENERAL COUNSEL

425 CALIFORNIA STREET

SUITE 1600

SAN FRANCISCO

United States

Tel: 415-632-5205

K*****@****************M

(Full email address available in API data)

Industry Affiliates

CALERA CAPITAL INVESTORS V, L.P.	Sponsor, GP, manager of pooled investment vehicles
CALERA CAPITAL INVESTORS VI, L.P.	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
CALERA CAPITAL IMAGE HOLDINGS, L.P.	Private Equity Fund	$893.0M	$0.0M	40
CALERA CAPITAL PARTNERS V SIDE-BY-SIDE, L.P.	Private Equity Fund	$17.8M	$0.0M	28
CALERA CAPITAL PARTNERS V, L.P.	Private Equity Fund	$576.2M	$10.0M	78
CALERA CAPITAL PARTNERS VI SIDE-BY-SIDE, L.P.	Private Equity Fund	$38.2M	$0.0M	16
CALERA CAPITAL PARTNERS VI, L.P.	Private Equity Fund	$508.0M	$10.0M	24
CALERA XIX, LLC	Private Equity Fund	$0.7M	$0.0M	11
CALERA XX, LLC	Private Equity Fund	$45.6M	$0.0M	5
CALERA XXI, LLC	Private Equity Fund	$191.1M	$0.0M	11
CALERA XXII, LLC	Private Equity Fund	$68.7M	$0.0M	7
CALERA XXIII, LLC	Private Equity Fund	$106.6M	$0.0M	9
CALERA XXIV, LLC	Private Equity Fund	$195.8M	$0.0M	5

Control Persons

Name	Type	Entity	Title	Since	Ownership
FARRELL, JAMES, THOMAS	Individual	–	MANAGING PARTNER	01/2007	25-50%
WILLIAMSON, MARK, NEVILLE	Individual	–	MANAGING PARTNER	01/2007	25-50%
HALOW, JAMES, ANDREW	Individual	–	MANAGING DIRECTOR	01/2011	< 5%
BAKER, KEVIN, RAY	Individual	–	MANAGING DIRECTOR/GENERAL COUNSEL	01/2007	10-25%
DUMAIS, DANIEL, BARRY	Individual	–	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	09/2014	< 5%
CALERA CAPITAL MANAGEMENT, INC.	Domestic Entity	–	GENERAL PARTNER	01/2007	< 5%
FARRELL, JAMES, THOMAS	Individual	CALERA CAPITAL MANAGEMENT, INC	CO-PRESIDENT	01/2007	50-75%
WILLIAMSON, MARK, NEVILLE	Individual	CALERA CAPITAL MANAGEMENT, INC	CO-PRESIDENT	01/2007	50-75%
WALSH, PAUL, FRANCIS	Individual	–	SENIOR MANAGING DIRECTOR	09/2015	< 5%
THUROW, ETHAN, EMIL	Individual	–	MANAGING DIRECTOR	01/2015	< 5%
FEARNOW, BRIAN, FORD	Individual	–	MANAGING DIRECTOR	08/2017	< 5%

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