GOLDSTEIN CAPITAL CORP.
Adviser information for GOLDSTEIN CAPITAL CORP. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 34 | $333.7M |
| Non-Discretionary | 0 | $0 |
| Total | 34 | $333.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $679,384 |
| HNW Individuals | 16 | $28.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $286.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $5.3M |
| Insurance companies | <5 | $36,016 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $6.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSUBADVISE FOR OTHER INVESTMENT ADVISER |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74044 |
|---|---|
| SEC ERA File Number | 801-74044 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126146 |
| Legal Entity Identifier | None |
Principal Office
43-01 22ND ST., SUITE 516LONG ISLAND CITY
NY
United States
Monday - Friday, 9AM-6PM
Tel: 212-750-7450, Fax: None
Chief Compliance Officer
PAUL GOLDSTEIN
PRESIDENT
43-01 22ND ST., SUITE 516
LONG ISLAND CITY
NY
United States
Tel:
212-750-7450
P****@*******************M
(Full email address available in API data)
Industry Affiliates
| GOLDSTEIN CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GOLDSTEIN CAPITAL MANAGED BOND PORTFOLIO MASTER FUND, LTD. | Hedge Fund | $286.2M | $0.5M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDSTEIN, PAUL, CARL | Individual | – | PRESIDENT & CCO | 03/1995 | > 75% |