SUNTX CAPITAL MANAGEMENT CORP.
Adviser information for SUNTX CAPITAL MANAGEMENT CORP. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $305.7M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $305.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $305.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74045 |
|---|---|
| SEC ERA File Number | 801-74045 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161332 |
| Legal Entity Identifier | None |
Principal Office
TWO LINCOLN CENTRE5420 LBJ FREEWAY, SUITE 1000
DALLAS
TX
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 972-663-8900, Fax: 972-661-9977
Chief Compliance Officer
BARRETT BRUCE
GENERAL COUNSEL, SECRETARY
5420 LBJ FREEWAY
SUITE 1000
DALLAS
TX
United States
Tel:
972.663.8921
Fax:
888.290.7576
B*****@********M
(Full email address available in API data)
Regulatory Contact
CRAIG JENNINGS
CHIEF FINANCIAL OFFICER, PARTNER
5420 LBJ FREEWAY
SUITE 1000
DALLAS
TX
United States
Tel:
972-663-8905
Fax:
972-661-9981
C********@********M
(Full email address available in API data)
Industry Affiliates
| SUNTX CAPITAL PARTNERS III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SUNTX CAPITAL PARTNERS, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SUNTX BIG OUTDOOR HOLDINGS, LP | Private Equity Fund | $0.1M | $0.0M | 3 |
| SUNTX CAPITAL PARTNERS II DUTCH INVESTORS, LP | Private Equity Fund | $62.6M | $10.0M | 19 |
| SUNTX CAPITAL PARTNERS II LP | Private Equity Fund | $125.6M | $10.0M | 32 |
| SUNTX CAPITAL PARTNERS III LP | Private Equity Fund | $116.8M | $10.0M | 7 |
| SUNTX FULCRUM DUTCH INVESTORS PRIME, L.P. | Private Equity Fund | $0.2M | $1.0M | 5 |
| SUNTX FULCRUM FUND PRIME, L.P. | Private Equity Fund | $0.4M | $1.0M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLEMING, NED, NELSON | Individual | – | MANAGING PARTNER, PRESIDENT | 01/2001 | > 75% |
| MATTESON, MARK, RICHARD | Individual | – | PARTNER, VICE PRESIDENT | 01/2001 | < 5% |
| BRUCE, BARRETT, NOEL | Individual | – | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | 07/2005 | < 5% |
| JENNINGS, CRAIG, JOSEPH | Individual | – | PARTNER, CHIEF FINANCIAL OFFICER | 01/2001 | < 5% |