QUANTUM CAPITAL GROUP
QUANTUM ADVISERS, LLC Legal Name
Adviser information for QUANTUM CAPITAL GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 118 |
|---|---|
| Investment Advisory/Research | 68 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $539.7M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $539.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $539.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 11 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-74053 |
|---|---|
| SEC ERA File Number | 801-74053 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160267 |
| Legal Entity Identifier | None |
Principal Office
800 CAPITOL STREETSUITE 3600
HOUSTON
TX
United States
Monday - Friday, 8 TO 5
Tel: 713-452-2000, Fax: 713-452-2100
Chief Compliance Officer
SHARMIN BEACCO
390 PARK AVENUE
SUITE 1200
NEW YORK
NY
United States
Tel:
212-393-4209
S******@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL A. DENHAM
PARTNER, CHIEF FINANCIAL OFFICER
800 CAPITOL STREET
SUITE 3600
HOUSTON
TX
United States
Tel:
713-452-2150
M******@*************M
(Full email address available in API data)
Industry Affiliates
| QCO WATAUGA GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| QCOM SU&EI I, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| QEM V, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| QEM VI, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| QEM VII, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| QEM VIII, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| QIF II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| QL CAPITAL PARTNERS GP, LLC | Commodity pool operator or commodity trading advisor |
| QLCP ADVISERS, LLC | Commodity pool operator or commodity trading advisor |
| QUANTUM CAPITAL GROUP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| QUANTUM CAPITAL SOLUTIONS I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| QUANTUM CAPITAL SOLUTIONS II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| QEM V (J-T), LP | Private Equity Fund | $7.3M | $10.0M | 6 |
| QEM V AFFILIATES, LP | Private Equity Fund | $12.4M | $10.0M | 22 |
| QEM V HOLDINGS, LP | Private Equity Fund | $0.2M | $0.0M | 3 |
| QPP V OFFSHORE INVESTORS, LP | Private Equity Fund | $6.1M | $10.0M | 31 |
| QPP V SWF INVESTORS, LP | Private Equity Fund | $6.3M | $10.0M | 2 |
| QUANTUM ENERGY PARTNERS V, LP | Private Equity Fund | $298.2M | $10.0M | 242 |
| QUANTUM PARALLEL PARTNERS V-B, LP | Private Equity Fund | $7.0M | $10.0M | 5 |
| QUANTUM PARALLEL PARTNERS V-C, LP | Private Equity Fund | $177.9M | $0.0M | 18 |
| QUANTUM PARALLEL PARTNERS V, LP | Private Equity Fund | $24.2M | $10.0M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QUANTUM ENERGY PARTNERS, LLC | Domestic Entity | – | SOLE MEMBER | 12/2011 | > 75% |
| VANLOH, SIDNEY, WILBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2011 | < 5% |
| TRINITY EQUITY PARTNERS I, LP | Domestic Entity | QUANTUM ENERGY PARTNERS, LLC | MEMBER | 04/2008 | 50-75% |
| VANLOH, SIDNEY, WILBERT | Individual | TRINITY EQUITY PARTNERS I, LP | PARTNER | 05/1998 | 25-50% |
| VANLOH, JENNIFER, FRY | Individual | TRINITY EQUITY PARTNERS I, LP | PARTNER | 05/1998 | 25-50% |
| DENHAM, MICHAEL, ALLEN | Individual | – | PARTNER, CHIEF FINANCIAL OFFICER | 12/2011 | < 5% |
| BEACCO, SHARMIN, VAIDWATTEE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| KHURANA, AJAY, NMN | Individual | – | CO-PRESIDENT | 04/2022 | < 5% |
| BAILLIE, ALEXANDER, CHARLES | Individual | – | CO-PRESIDENT | 09/2022 | < 5% |
| BERGER, ROMAN | Individual | – | PARTNER, GENERAL COUNSEL | 09/2023 | < 5% |