QIC INVESTMENTS NO. 1 PTY LTD
Adviser information for QIC INVESTMENTS NO. 1 PTY LTD last updated from Form ADV on October 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 34 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $5.2B |
| Non-Discretionary | 2 | $3.0B |
| Total | 16 | $8.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $4.2B |
| Pension and profit sharing plans | <5 | $583.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $3.1B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $347.4M |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 81 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74058 |
|---|---|
| SEC ERA File Number | 801-74058 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160732 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 5 CENTRAL PLAZA TWO66 EAGLE STREET
BRISBANE QUEENSLAND
Australia
Monday - Friday, 8:30AM TO 5PM
Tel: 011-617-3360-3922, Fax: None
Websites
Chief Compliance Officer
JOHN GALLAGHER
HEAD OF REGULATORY AFFAIRS AND COMPLIANCE
LEVEL 5 CENTRAL PLAZA TWO
66 EAGLE STREET
BRISBANE, QUEENSLAND
Australia
Tel:
0011-617-3360-3922
J**********@******M
(Full email address available in API data)
Regulatory Contact
ARCHIE CAPINGUIAN
US REGULATORY AFFAIRS AND COMPLIANCE COUNSEL
12 EAST 49TH STREET
36TH FLOOR
NEW YORK
NY
United States
Tel:
212-224-8937
A**********@******M
(Full email address available in API data)
Industry Affiliates
| QIC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| QIC EUROPEAN INVESTMENT SERVICES LIMITED | Other investment adviser, including financial planners |
| QIC GLOBAL INFRASTRUCTURE (US) INC. | Sponsor, GP, manager of pooled investment vehicles |
| QIC LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| QIC PRIVATE CAPITAL PTY LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| QIC PROPERTIES US, INC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GOLDEN REEF INFRASTRUCTURE TRUST | INFRASTRUCTURE | $2,443.3M | $0.0M | 2 |
| QGIF IONA AGGREGATOR TRUST | INFRASTRUCTURE | $29.4M | $0.0M | 4 |
| QGIF SPRINT II LP | INFRASTRUCTURE | $148.8M | $0.0M | 4 |
| QGIF SPRINT LP | INFRASTRUCTURE | $458.9M | $0.0M | 3 |
| QIC DIRECT OPPORTUNITIES FUND | Private Equity Fund | $35.2M | $0.0M | 4 |
| QIC GLOBAL INFRASTRUCTURE FUND (AUSTRALIA) NO. 1 TRUST | INFRASTRUCTURE | $612.5M | $20.0M | 23 |
| QIC GLOBAL INFRASTRUCTURE FUND (AUSTRALIA) NO. 2 TRUST | INFRASTRUCTURE | $1,296.0M | $20.0M | 23 |
| QIC GLOBAL INFRASTRUCTURE FUND MANTA RAY AIV TRUST | INFRASTRUCTURE | $73.3M | $20.0M | 23 |
| QIC GLOBAL INFRASTRUCTURE FUND REV AIV TRUST | INFRASTRUCTURE | $349.0M | $20.0M | 23 |
| QIC GLOBAL INFRASTRUCTURE FUND TAYLOR AIV TRUST | INFRASTRUCTURE | $24.8M | $20.0M | 23 |
| QIC INFRASTRUCTURE PORTFOLIO NO. 1 TRUST | INFRASTRUCTURE | $701.6M | $20.0M | 12 |
| QIC INFRASTRUCTURE PORTFOLIO NO. 2 TRUST | INFRASTRUCTURE | $512.7M | $20.0M | 12 |
| QIP FEEDER NO. 1 | INFRASTRUCTURE | $32.4M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QIC LIMITED | Foreign Entity | – | DIRECT OWNER | 10/2006 | > 75% |
| THE STATE OF QUEENSLAND, AUSTRALIA | Foreign Entity | QIC LIMITED | INDIRECT OWNER | 10/1991 | > 75% |
| GALLAGHER, JOHN, MARTIN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
| Israel, Ross, Daniel | Individual | – | DIRECTOR | 11/2021 | < 5% |
| Whatmore, William, Stephen | Individual | – | DIRECTOR | 11/2021 | < 5% |