FISHER LYNCH CAPITAL, LLC
Adviser information for FISHER LYNCH CAPITAL, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $6.4B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $6.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $6.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74059 |
|---|---|
| SEC ERA File Number | 801-74059 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160694 |
| Legal Entity Identifier | None |
Principal Office
2929 CAMPUS DRIVESUITE 420
SAN MATEO
CA
United States
Monday - Friday, 8:30-5:30
Tel: 650-287-2700, Fax: 650-287-2701
Websites
Chief Compliance Officer
CHRIS MONTCLARE
CHIEF FINANCIAL OFFICER
2929 CAMPUS DRIVE
SUITE 420
SAN MATEO
CA
United States
Tel:
650-287-2708
Fax:
650-287-2701
C*@**************M
(Full email address available in API data)
Regulatory Contact
BRETT FISHER
MANAGING DIRECTOR
2929 CAMPUS DRIVE
SUITE 420
SAN MATEO
CA
United States
Tel:
650-287-2702
Fax:
650-287-2701
B****@**************M
(Full email address available in API data)
Industry Affiliates
| FISHER LYNCH CO-INVESTMENT G.P. II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FISHER LYNCH CO-INVESTMENT G.P. III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FISHER LYNCH CO-INVESTMENT GP IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FISHER LYNCH EVERGREEN PARK, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FISHER LYNCH G.P. II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FISHER LYNCH G.P. III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FLC CO-INVESTMENT GP V, LP | Sponsor, GP, manager of pooled investment vehicles |
| FLC-NW DIRECT GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FLC-NW DIRECT GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EVERGREEN PARK INVESTMENT FUND, L.P. | Private Equity Fund | $3,378.3M | $1.0M | 1 |
| FISHER LYNCH CO-INVESTMENT PARTNERSHIP II, L.P. | Private Equity Fund | $583.2M | $1.0M | 2 |
| FISHER LYNCH CO-INVESTMENT PARTNERSHIP III, L.P. | Private Equity Fund | $970.8M | $1.0M | 1 |
| FISHER LYNCH CO-INVESTMENT PARTNERSHIP IV, L.P. | Private Equity Fund | $1,077.5M | $1.0M | 1 |
| FISHER LYNCH VENTURE FUND III, L.P. | Venture Capital Fund | $26.4M | $1.0M | 22 |
| FISHER LYNCH VENTURE PARTNERSHIP II-A, L.P. | Venture Capital Fund | $40.6M | $1.0M | 35 |
| FISHER LYNCH VENTURE PARTNERSHIP II, L.P. | Venture Capital Fund | $32.7M | $1.0M | 16 |
| FLC-CO INVESTMENT FUND V, LP | Private Equity Fund | $80.7M | $1.0M | 2 |
| FLC-NW DIRECT FUND LP | Private Equity Fund | $150.7M | $1.0M | 1 |
| FLC-NW-CO-INVESTMENT FUND V, LP | Private Equity Fund | $50.3M | $1.0M | 1 |
| FLC-QC DIRECT FUND LP | Private Equity Fund | $25.2M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIN, ANTHONY, NMN | Individual | – | FUND CONTROLLER | 10/2013 | < 5% |
| FISHER, BRETT, KEVIN | Individual | – | MANAGING DIRECTOR | 09/2004 | > 75% |
| BARTLETT, MARSHALL, ARTERTON | Individual | – | MANAGING DIRECTOR | 11/2006 | < 5% |
| KUAN, LEON, NMN | Individual | – | MANAGING DIRECTOR | 12/2004 | < 5% |
| WOOD, MARCUS, JAMES | Individual | – | MANAGING DIRECTOR | 11/2011 | < 5% |
| HEGSTROM, MARINA, OLYMPIA | Individual | – | CORPORATE CONTROLLER | 07/2005 | < 5% |
| MONTCLARE, CHRISTOPHER, PAUL | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2015 | < 5% |