QEM ADVISERS, LLC
Adviser information for QEM ADVISERS, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 97 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $18.1M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $18.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $18.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-74061 |
|---|---|
| SEC ERA File Number | 801-74061 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160281 |
| Legal Entity Identifier | None |
Principal Office
800 CAPITOL STREETSUITE 3600
HOUSTON
TX
United States
Monday - Friday, 8 TO 5
Tel: 713-452-2000, Fax: 713-452-2100
Websites
Chief Compliance Officer
SHARMIN BEACCO
800 CAPITOL STREET
SUITE 3600
HOUSTON
TX
United States
Tel:
713-452-2115
S******@************M
(Full email address available in API data)
Regulatory Contact
MICHAEL A. DENHAM
PARTNER, CHIEF FINANCIAL OFFICER
800 CAPITOL STREET
SUITE 3600
HOUSTON
TX
United States
Tel:
713-452-2150
M******@************M
(Full email address available in API data)
Industry Affiliates
| QEP ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| QUANTUM ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| QUANTUM ENERGY MANAGEMENT IV, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WINDROCK ASSET MANAGEMENT, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| QEM IV (J-T), LP | Private Equity Fund | $6.6M | $5.0M | 4 |
| QEM IV ADVISORY BOARD 2006, LP | Private Equity Fund | $0.5M | $5.0M | 2 |
| QEM IV AFFILIATES, LP | Private Equity Fund | $6.3M | $5.0M | 11 |
| QUANTUM ENERGY PARTNERS IV, LP | Private Equity Fund | $0.0M | $5.0M | 110 |
| QUANTUM PARALLEL PARTNERS IV, LP | Private Equity Fund | $4.8M | $5.0M | 7 |
| WINDROCK PRIVATE EQUITY OPPORTUNITY FUND I, LP | Private Equity Fund | $0.0M | $0.5M | 41 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QEM MANAGEMENT, LLC | Domestic Entity | – | SOLE MEMBER | 12/2011 | > 75% |
| VANLOH, SIDNEY, WILBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2011 | < 5% |
| TRINITY EQUITY PARTNERS I, LP | Domestic Entity | QEM MANAGEMENT, LLC | MEMBER | 04/2004 | > 75% |
| DENHAM, MICHAEL, ALLEN | Individual | – | PARTNER, CHIEF FINANCIAL OFFICER | 12/2011 | < 5% |
| BAIRD, JAMES, VERNON | Individual | – | PARTNER, GENERAL COUNSEL | 12/2011 | < 5% |
| VANLOH, SIDNEY, WILBERT | Individual | TRINITY EQUITY PARTNERS I, LP | PARTNER | 05/1998 | 25-50% |
| VANLOH, JENNIFER, FRY | Individual | TRINITY EQUITY PARTNERS I, LP | PARTNER | 05/1998 | 25-50% |
| BEACCO, SHARMIN, VAIDWATTEE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| KHURANA, AJAY | Individual | – | CO-PRESIDENT | 04/2022 | < 5% |
| BAILLIE, ALEXANDER, CHARLES | Individual | – | CO-PRESIDENT | 09/2022 | < 5% |