FULHAM & CO
FULHAM & CO, INC. Legal Name
Adviser information for FULHAM & CO last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $279.4M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $279.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $279.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Fixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74066 |
|---|---|
| SEC ERA File Number | 801-74066 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158374 |
| Legal Entity Identifier | None |
Principal Office
593 WASHINGTON STREETWELLESLEY
MA
United States
Monday - Friday, 8:30 AM TO 6:00 PM
Tel: 781-235-2266, Fax: 781-235-2009
Websites
Chief Compliance Officer
ANDREW FULHAM
VICE PRESIDENT
593 WASHINGTON STREET
WELLESLEY
MA
United States
Tel:
781-974-4849
A*****@***********M
(Full email address available in API data)
Regulatory Contact
TIMOTHY W. FULHAM
DIRECTOR AND TREASURER
593 WASHINGTON STREET
WELLESLEY
MA
United States
Tel:
617-680-5060
Fax:
781-235-2009
T**@***********M
(Full email address available in API data)
Industry Affiliates
| FULHAM INVESTORS GP | Sponsor, GP, manager of pooled investment vehicles |
| FULHAM INVESTORS II GP | Sponsor, GP, manager of pooled investment vehicles |
| WASHINGTON GOTHIC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONCEPTUAL HOLDINGS LLC | Private Equity Fund | $0.0M | $0.1M | 21 |
| FARSIGHT HOLDINGS, LLC | Private Equity Fund | $13.0M | $0.0M | 19 |
| FULHAM INVESTORS II, L.P. | Private Equity Fund | $166.9M | $5.0M | 30 |
| FULHAM INVESTORS, L.P. | Private Equity Fund | $0.7M | $5.0M | 23 |
| POWERFUL HOLDINGS LLC | Private Equity Fund | $11.2M | $0.1M | 5 |
| PRECISION FEEDTHROUGH HOLDINGS LLC | Private Equity Fund | $30.1M | $0.1M | 25 |
| SEALED GRIP LLC | Private Equity Fund | $12.9M | $0.1M | 11 |
| SQUIRT GUN HOLDINGS, INC. | Private Equity Fund | $34.8M | $0.5M | 5 |
| WASHINGTON GOTHIC LP | Private Equity Fund | $9.9M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FULHAM, TIMOTHY, W. | Individual | – | TREASURER AND DIRECTOR | 10/1984 | 50-75% |
| FULHAM, JOHN | Individual | – | PRESIDENT AND DIRECTOR | 10/1971 | 50-75% |
| FULHAM, ANDREW, BRONSON | Individual | – | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 05/2017 | < 5% |