SPECTRUM GROUP MANAGEMENT
SPECTRUM GROUP MANAGEMENT LLC Legal Name
Adviser information for SPECTRUM GROUP MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $177.1M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $177.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $177.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 70 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-74070 |
|---|---|
| SEC ERA File Number | 801-74070 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157363 |
| Legal Entity Identifier | 5493009PU0342XCRLX4 |
Principal Office
24 WEST CARVER STREET2ND FLOOR
HUNTINGTON
NY
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 212-687-9555, Fax: 212-983-2322
Chief Compliance Officer
MARK BARSKI
24 WEST CARVER STREET
2ND FLOOR
HUNTINGTON
NY
United States
Tel:
212-687-9555
Fax:
212-983-2322
M******@*************M
(Full email address available in API data)
Regulatory Contact
ADAM BOCK
CHIEF FINANCIAL OFFICER
24 WEST CARVER STREET
2ND FLOOR
HUNTINGTON
NY
United States
Tel:
212 687-9555
Fax:
212-983-2322
A****@*************M
(Full email address available in API data)
Industry Affiliates
| SPECTRUM CREDIT OPPORTUNITIES II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM CREDIT OPPORTUNITIES II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM GROUP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SIPI INTERMEDIATE MASTER LTD. | Private Equity Fund | $7.2M | $1.0M | 13 |
| SIPI MASTER LTD. | Hedge Fund | $2.9M | $1.0M | 34 |
| SPECTRUM CREDIT OPPORTUNITIES FUND II, LP | Private Equity Fund | $15.7M | $5.0M | 4 |
| SPECTRUM CREDIT OPPORTUNITIES OFFSHORE FUND II, LP | Private Equity Fund | $45.8M | $5.0M | 5 |
| SPECTRUM CREDIT OPPORTUNITIES OFFSHORE INTERMEDIATE FUND II, L.P. | Private Equity Fund | $47.1M | $5.0M | 5 |
| SPECTRUM INVESTMENT PARTNERS INTERNATIONAL, LTD. | Hedge Fund | $6.7M | $1.0M | 12 |
| SPECTRUM INVESTMENT PARTNERS, L.P. | Hedge Fund | $12.3M | $1.0M | 21 |
| SPECTRUM-KSS INTERNATIONAL SPC LTD. - CLASS B | Hedge Fund | $89.5M | $0.1M | 15 |
| SPECTRUM-KSS MASTER SPC LTD. - CLASS B | Hedge Fund | $92.0M | $0.1M | 18 |
| SPECTRUM-KSS PARTNERS LP - CLASS B | Hedge Fund | $5.9M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHAFFER, JEFFREY, ANDREW | Individual | – | MANAGING MEMBER | 05/1999 | > 75% |
| Barski, Mark | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| BOCK, ADAM, ANDREW | Individual | – | CHIEF FINANCIAL OFFICER | 02/2022 | < 5% |