HAWKEYE CAPITAL MANAGEMENT, LLC

Adviser information for HAWKEYE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $383.0M
Non-Discretionary 0 $0
Total 4 $383.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $383.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUM

Identifiers

SEC RIA File Number 801-74072
SEC ERA File Number 801-74072
SEC CIK Numbers 1389212
SEC CRD Numbers 157316
Legal Entity Identifier 549300DNCR84V23NYB46

Principal Office

1828 BAY ROAD
2ND FLOOR
MIAMI BEACH
FL
United States
Monday - Friday, 9:00-5:00
Tel: 212-265-0565, Fax: None

Chief Compliance Officer

RICHARD RUBIN
PRINCIPAL AND MANAGING MEMBER
1828 BAY ROAD
2ND FLOOR
MIAMI BEACH
FL
United States
Tel: 212-265-0565
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HAWKEYE CAPITAL MASTER Hedge Fund $383.0M $1.0M 72

Control Persons

Name Type Entity Title Since Ownership
RUBIN, RICHARD, ADAM Individual MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 12/1999 > 75%

No. Employees, Historic

10502020202120222023202420255 on 3/25/20206 on 3/19/20216 on 4/28/20216 on 7/28/20216 on 10/22/20216 on 3/30/20226 on 9/19/20225 on 3/22/20235 on 9/12/20235 on 1/30/20245 on 3/28/2024

RAUM, Historic

700M350M0202020212022202320242025636904957 on 3/25/2020590459747 on 3/19/2021590459747 on 4/28/2021590459747 on 7/28/2021590459747 on 10/22/2021579034109 on 3/30/2022579034109 on 9/19/2022513674084 on 3/22/2023513674084 on 9/12/2023513674084 on 1/30/2024383005724 on 3/28/2024

No. Clients, Historic

10502020202120222023202420254 on 3/25/20204 on 3/19/20214 on 4/28/20214 on 7/28/20214 on 10/22/20214 on 3/30/20224 on 9/19/20224 on 3/22/20234 on 9/12/20234 on 1/30/20244 on 3/28/2024

Holdings

From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
BOLT BIOTHERAPEUTICS INC COM 432K 415K
CUSTOM TRUCK ONE SOURCE INC COM CL A 18M 3M
SPORTSMANS WHSE HLDGS INC COM 7M 2M
TEGNA INC COM 8M 548K
TURTLE BEACH CORP COM NEW 7M 746K