TROOB CAPITAL MANAGEMENT LLC
Adviser information for TROOB CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $362.2M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $362.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $302.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $59.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO MANAGEMENT FOR SEPARATELY MANAGED ACCOUNT |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74074 |
|---|---|
| SEC ERA File Number | 801-74074 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161416 |
| Legal Entity Identifier | None |
Principal Office
777 WESTCHESTER AVENUE, #203WHITE PLAINS
NY
United States
Monday - Friday, 8AM - 5PM
Tel: 914 694 5777, Fax: 914 694 5775
Websites
Chief Compliance Officer
VINCENT MAZZIOTTA
777 WESTCHESTER AVENUE, #203
WHITE PLAINS
NY
United States
Tel:
914 694 5777
Fax:
914 694 5775
V*********@***************M
(Full email address available in API data)
Regulatory Contact
DOUGLAS TROOB
MANAGING MEMBER
777 WESTCHESTER AVENUE, #203
WHITE PLAINS
NY
United States
Tel:
914 694 5777
Fax:
914 694 5775
D*****@***************M
(Full email address available in API data)
Industry Affiliates
| CONTEXT|TCM TACTICAL OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONTEXT|TCM SERIES FUND LP | Private Equity Fund | $62.2M | $1.0M | 165 |
| RB HOLDINGS FUNDING LLC | Private Equity Fund | $6.9M | $0.3M | 13 |
| TCM TACTICAL OPPORTUNITIES FUND II LP | Private Equity Fund | $233.7M | $1.0M | 177 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TROOB, PETER, JOSEPH | Individual | – | MANAGING MEMBER | 02/2002 | < 5% |
| TROOB, DOUGLAS, MATTHEW | Individual | – | MANAGING MEMBER | 02/2002 | < 5% |
| MAZZIOTTA, VINCENT, JOHN | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 09/2013 | < 5% |
| DOUGLAS M. TROOB 2012 FAMILY TRUST | Domestic Entity | – | FAMILY TRUST | 01/2012 | 50-75% |
| PETER J. TROOB 2012 FAMILY TRUST | Domestic Entity | – | FAMILY TRUST | 01/2012 | 50-75% |
| TROOB, DOUGLAS, MATTHEW | Individual | DOUGLAS M. TROOB 2012 FAMILY TRUST | TRUSTEE OF DOUGLAS M. TROOB 2012 FAMILY TRUST | 01/2012 | |
| TROOB, DOUGLAS, MATTHEW | Individual | PETER J. TROOB 2012 FAMILY TRUST | TRUSTEE OF PETER J. TROOB 2012 FAMILY TRUST | 01/2012 | |
| TROOB, PETER, JOSEPH | Individual | DOUGLAS M. TROOB 2012 FAMILY TRUST | TRUSTEE OF DOUGLAS M. TROOB 2012 FAMILY TRUST | 01/2012 | |
| TROOB, PETER, JOSEPH | Individual | PETER J. TROOB 2012 FAMILY TRUST | TRUSTEE OF PETER J. TROOB 2012 FAMILY TRUST | 01/2012 |