SHAMROCK CAPITAL ADVISORS, LLC
Adviser information for SHAMROCK CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 58 |
|---|---|
| Investment Advisory/Research | 39 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $4.3B |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $4.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $4.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1100 GLENDON AVESUITE 1600
LOS ANGELES
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 310-974-6600, Fax: 310-974-6601
Chief Compliance Officer
PETER RIVERA
1100 GLENDON AVE. SUITE 1600
LOS ANGELES
CA
United States
Tel:
310-974-6604
Fax:
310-974-6601
P******@**************M
(Full email address available in API data)
Regulatory Contact
ROSEMARY BRADLEY
GENERAL COUNSEL
1100 GLENDON AVE. SUITE 1600
LOS ANGELES
CA
United States
Tel:
310-974-6640
R*******@**************M
(Full email address available in API data)
Industry Affiliates
| ENTERTAINMENT IP PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHAMROCK CAPITAL CONTENT GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHAMROCK CAPITAL CONTENT GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHAMROCK CAPITAL DEBT OPPORTUNITIES FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHAMROCK CAPITAL GROWTH FUND IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SHAMROCK CAPITAL PARTNERS III, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| SHAMROCK CAPITAL PARTNERS IV, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| SHAMROCK CAPITAL PARTNERS V, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BC HOLDCO, LLC | Private Equity Fund | $287.5M | $10.0M | 7 |
| SHAMROCK CAPITAL CONTENT FUND I, L.P. | Private Equity Fund | $522.4M | $10.0M | 20 |
| SHAMROCK CAPITAL CONTENT FUND II, L.P. | Private Equity Fund | $709.0M | $10.0M | 18 |
| SHAMROCK CAPITAL CONTENT FUND III, L.P. | Private Equity Fund | $588.3M | $10.0M | 33 |
| SHAMROCK CAPITAL DEBT OPPORTUNITIES FUND I, L.P. | DEBT FUND | $202.7M | $10.0M | 11 |
| SHAMROCK CAPITAL GROWTH FUND III, LP | Private Equity Fund | $133.9M | $10.0M | 39 |
| SHAMROCK CAPITAL GROWTH FUND IV (PARALLEL), L.P. | Private Equity Fund | $3.1M | $10.0M | 7 |
| SHAMROCK CAPITAL GROWTH FUND IV, L.P. | Private Equity Fund | $547.9M | $10.0M | 53 |
| SHAMROCK CAPITAL GROWTH FUND V (PARALLEL), L.P. | Private Equity Fund | $6.1M | $10.0M | 12 |
| SHAMROCK CAPITAL GROWTH FUND V, L.P. | Private Equity Fund | $969.6M | $10.0M | 50 |
| SHAMROCK CCF II CO-INVEST I-A, LP | Private Equity Fund | $10.6M | $10.0M | 2 |
| SHAMROCK CCF II CO-INVEST I, LP | Private Equity Fund | $128.7M | $10.0M | 5 |
| SHAMROCK FANDUEL COINVEST II, L.P. | Private Equity Fund | $7.2M | $10.0M | 4 |
| SHAMROCK FANDUEL COINVEST LLC | Private Equity Fund | $8.4M | $10.0M | 2 |
| SHAMROCK TALENT & BRANDS HOLDCO, LLC | Private Equity Fund | $210.3M | $10.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROYER, STEPHEN, DOUGLAS | Individual | – | MEMBER | 01/2010 | < 5% |
| HOWARD, ANDREW, JON | Individual | – | MEMBER | 01/2010 | < 5% |
| LASALLE, MICHAEL, ALFRED | Individual | – | MEMBER | 01/2010 | < 5% |
| RIVERA, PETER, JOSEPH | Individual | – | CCO | 01/2010 | < 5% |
| RUSSO, PATRICK, ANTHONY | Individual | – | MEMBER | 04/2016 | < 5% |
| SHAMROCK MANAGEMENT HOLDCO, L.P. | Domestic Entity | – | HOLDING COMPANY | 10/2022 | > 75% |
| SHAMROCK MANAGEMENT FEEDER, L.P. | Domestic Entity | SHAMROCK MANAGEMENT HOLDCO, L.P. | FEEDER ENTITY | 10/2022 | > 75% |
| SHAMROCK UGP, LLC | Domestic Entity | SHAMROCK MANAGEMENT FEEDER, L.P. | GENERAL PARTNER | 10/2022 | |
| ROYER, STEPHEN, DOUGLAS | Individual | SHAMROCK MANAGEMENT FEEDER, L.P. | LIMITED PARTNER | 10/2022 | 25-50% |
| MCCONNELL, PAIGE, MARIE | Individual | – | CFO | 04/2023 | < 5% |