CARDINAL POINT CAPITAL LLC
Adviser information for CARDINAL POINT CAPITAL LLC last updated from Form ADV on April 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $110.7M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $110.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $110.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $685,692 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-74078 |
|---|---|
| SEC ERA File Number | 801-74078 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141166 |
| Legal Entity Identifier | 549300FLHX23IH2VSE19 |
Principal Office
50 CALIFORNIA STREETSUITE 1500
SAN FRANCISCO
CA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 415-277-5967, Fax: None
Websites
Chief Compliance Officer
MICHELLE YARWOOD
MANAGING PARTNER
50 CALIFORNIA STREET
SUITE 1500
SAN FRANCISCO
CA
United States
Tel:
415-277-5967
Y******@***********************M
(Full email address available in API data)
Regulatory Contact
MARK SIPPRELLE
MANAGING PARTNER
50 CALIFORNIA STREET
SUITE 1500
SAN FRANCISCO
CA
United States
Tel:
415-277-5967
M***@***********************M
(Full email address available in API data)
Industry Affiliates
| CARDINAL POINT ASSOCIATES LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CARDINAL POINT FUND I LP | Hedge Fund | $3.9M | $1.0M | 6 |
| CARDINAL POINT MASTER FUND I LTD | Hedge Fund | $110.0M | $1.0M | 2 |
| CARDINAL POINT OFFSHORE FUND I LTD | Hedge Fund | $55.7M | $1.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIPPRELLE, MARK | Individual | – | MEMBER | 09/2003 | 25-50% |
| ELMLINGER, GREG, S. | Individual | – | MEMBER | 09/2003 | 25-50% |
| YARWOOD, MICHELLE, LYNN | Individual | – | CCO | 09/2003 | < 5% |
| LEITOLD, GUENTER | Individual | – | MEMBER | 04/2022 | 25-50% |
| HYPO-BANK BURGENLAND AG | Foreign Entity | SCHELHAMMER CAPITAL BANK AG | SHAREHOLDER | 01/1987 | > 75% |
| SCHELHAMMER CAPITAL BANK AG | Foreign Entity | – | MEMBER | 03/2009 | < 5% |
| GRAZER WESCHSELSEITIGE VERSICHERUNG AG | Foreign Entity | HYPO-BANK BURGENLAND AG | SHAREHOLDER | 01/2006 | > 75% |
| GRAWE-VERMOGENSVERWALTUNG | Foreign Entity | GRAZER WESCHSELSEITIGE VERSICHERUNG AG | SHAREHOLDER | 01/1828 | > 75% |